N-PX 1 d811-08201_09.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-08201 AllianceBernstein Greater China '97 Fund, Inc. (Exact name of registrant as specified in charter) AllianceBernstein L.P. 1345 Avenue of the Americas, New York, New York l0105 (Address of Principal Executive Office) (Zip Code) Registrant's Telephone Number, including Area Code: (800) 221-5672 EMILIE D. WRAPP AllianceBernstein L.P. 1345 Avenue of the Americas New York, New York l0105 (Name and address of agent for service) Copies of communications to: Kathleen K. Clarke Seward & Kissel LLP 1200 G Street, N.W. Washington, D.C. 20005 Date of fiscal year end: July 31 Date of reporting period: July 1, 2008 - June 30, 2009 Item 1. Proxy Voting Record. ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-08201 Reporting Period: 07/01/2008 - 06/30/2009 AllianceBernstein Greater China '97 Fund, Inc. ================ ALLIANCEBERNSTEIN GREATER CHINA '97 FUND, INC. ================ ACER INC. Ticker: 2353 Security ID: Y0004E108 Meeting Date: JUN 19, 2009 Meeting Type: Annual Record Date: APR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Business Operations For For Management Reports and Financial Statements 2 Approve 2008 Allocation of Income and For For Management Dividends 3 Approve Capitalization of 2008 For For Management Dividends 4 Approve Stock Option Grants to For For Management Employees 5 Approve Amendment on the Procedures for For For Management Loans to Other Parties 6 Approve Amendment on the Procedures for For For Management Endorsement and Guarantee -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: Security ID: Y0132D105 Meeting Date: JUN 12, 2009 Meeting Type: Annual Record Date: MAY 13, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements For For Management 4 Approve Profit Distribution Proposal For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration of Supervisors For For Management 7 Appoint Zhong Rui Yue Hua Certified For For Management Public Accountants and RSM Nelson Wheeler Certified Public Accountants as the Domestic and International Auditors, Respectively, and Authorize the Board to Fix Their Remuneration 8a Elect Zhang Xiaogang as Executive For For Management Director 8b Elect Tang Fuping as Executive Director For For Management 8c Elect Yang Hua as Executive Director For For Management 8d Elect Yu Wanyuan as Executive Director For For Management 8e Elect Chen Ming as Executive Director For For Management 8f Elect Fu Jihui as Executive Director For For Management 8g Elect Li Shijun as Independent For For Management Non-Executive Director 8h Elect Ma Guoqiang as Independent For For Management Non-Executive Director 8i Elect Liu Wei as Independent For For Management Non-Executive Director 8j Elect Ma Chiu-Cheung, Andrew as For For Management Independent Non-Executive Director 9a Elect Wen Baoman as Shareholders' For For Management Representative Supervisor 9b Elect Shan Mingyi as Shareholders' For For Management Representative Supervisor 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LTD Ticker: 914 Security ID: Y01373102 Meeting Date: JUN 5, 2009 Meeting Type: Annual Record Date: MAY 5, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Proposal For For Management for the Year 2008 5 Reappoint PRC and International For For Management Auditors of the Company and Authorize the Board to Fix Their Remuneration 6 Approve the Guarantees Provided by the For Abstain Management Company for the Bank Borrowings of Certain Subsidiaries of the Companies 7 Amend Articles Re: Profit Distribution For For Management 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Issuance of Corporate Bonds For For Management (Bonds) With Face Value in the Aggregate Principal Amount Not Exceeding RMB 9.5 Billion in the PRC (Bonds Issue) 9a Approve Issuing Amount of the Bonds For For Management 9b Approve Maturity of the Bonds For For Management 9c Approve Interest Rate of the Bonds and For For Management its Determination 9d Approve Issue Price of the Bonds For For Management 9e Approve Use of Proceeds of the Bonds For For Management 9f Approve Arrangement of Placing to the For For Management Existing Holders of the Company's A Shares Under the Terms of the Bonds Issue 9g Approve Validity Period of the Bonds For For Management 9h Approve Authorization of the Bonds For For Management Issue -------------------------------------------------------------------------------- AU OPTRONICS CORP Ticker: Security ID: Y0451X104 Meeting Date: JUN 19, 2009 Meeting Type: Annual Record Date: APR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Business Operations Report For For Management and Financial Statements and Statutory Reports 2 Approve 2008 Allocation of Income and For For Management Dividends 3 Approve Capitalization of 2008 For For Management Dividends and Employee Profit Sharing 4 Amend Articles of Association For For Management 5 Approve Amendment on the Procedures for For For Management Asset Acquisition and Disposal, for Derivatives Transactions and for Loans to Other Parties and for Endorsement and uarantee 6 Approve Amendment on the Election For For Management Procedures for Directors and Supervisors 7 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- BANK OF CHINA LIMITED, BEIJING Ticker: Security ID: Y0698A107 Meeting Date: JUN 18, 2009 Meeting Type: Annual Record Date: MAY 18, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Working Report of the Board of For For Management Directors 2 Accept Working Report of the For For Management Supervisors 3 Approve Profit Distribution Plan For For Management 4 Accept Annual Financial Statements For For Management 5 Approve Annual Budget for Year 2009 For For Management 6 Reappoint PricewaterhouseCoopers Zhong For For Management Tian Certified Public Accountants Ltd. Co. and PricewaterhouseCoopers Hong Kong as External Auditors 7a Approve 2008 Performance Appraisal and For For Management Bonus Plan for Xiao Gang, the Chairman of the Board of Directors 7b Approve 2008 Performance Appraisal and For For Management Bonus Plan for Li Lihui, the Vice Chairman of the Board of Directors and the President of the Bank 7c Approve 2008 Performance Appraisal and For For Management Bonus Plan for Li Zaohang, the Executive Director and the Executive Vice President of the Bank 7d Approve 2008 Performance Appraisal and For For Management Bonus Plan for Zhou Zaiqun, the Executive Director and the Executive Vice President of the Bank 7e Approve 2008 Performance Appraisal and For For Management Bonus Plan for Liu Ziqiang, the Chairman of the Board of Supervisors 7f Approve 2008 Performance Appraisal and For For Management Bonus Plan for Wang Xueqiang, the Supervisor of the Bank 7g Approve 2008 Performance Appraisal and For For Management Bonus Plan for Liu Wanming, the Supervisor of the Bank 8a Reelect Seah Lim Huat Peter as a For For Management Non-Executive Director 8b Reelect Alberto Togni as an Independent For For Management Non-Executive Director 9 Approve Proposal for Supplemental For For Management Delegation of Authorities by the Shareholders' Meeting to the Board of Directors of the Bank 10 Amend Articles Re: Profit Distribution For For Management Policy 11 Approve Issuance of RMB-Denominated For For Management Bonds in Hong Kong for a Total Amount Not Exceeding RMB 10 Billion by the End of 2010 -------------------------------------------------------------------------------- BEIJING ENTERPRISES HOLDINGS Ticker: 392 Security ID: Y07702122 Meeting Date: JUN 3, 2009 Meeting Type: Annual Record Date: MAY 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Final Dividend and Special For For Management Dividend 3a Reelect Yi Xiqun as Director For For Management 3b Reelect Zhang Honghai as Director For For Management 3c Reelect Li Fucheng as Director For For Management 3d Reelect Liu Kai as Director For For Management 3e Reelect Guo Pujin as Director For For Management 3f Reelect Fu Tingmei as Director For For Management 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint Ernst and Young as Auditors For For Management and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHEUNG KONG (HOLDINGS) LIMITED Ticker: CHEUF Security ID: Y13213106 Meeting Date: MAY 21, 2009 Meeting Type: Annual Record Date: MAY 13, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Kam Hing Lam as Director For For Management 3b Elect Woo Chia Ching, Grace as Director For For Management 3c Elect Fok Kin-ning, Canning as Director For For Management 3d Elect Frank John Sixt as Director For For Management 3e Elect George Colin Magnus as Director For For Management 3f Elect Kwok Tun-li, Stanley as Director For For Management 3g Elect Hung Siu-lin, Katherine as For For Management Director 4 Appoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA BLUECHEMICAL LTD Ticker: Security ID: Y14251105 Meeting Date: JUN 12, 2009 Meeting Type: Annual Record Date: MAY 12, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Accept Report of the Supervisory For For Management Committee 4 Approve Proposed Distribution of Profit For For Management and Final Dividend 5 Reappoint Ernst & Young Hua Ming and For For Management Ernst & Young as the Domestic and International Auditors, Respectively and Authorize Board to Fix Their Remuneration 6 Approve Budget Proposal for the Year For For Management 2009 7 Reelect Yang Yexin as Executive For For Management Director and Authorize Board to Fix His Remuneration 8 Reelect Fang Yong as Executive Director For For Management and Authorize Board to Fix His Remuneration 9 Reelect Chen Kai as Executive Director For For Management and Authorize Board to Fix His Remuneration 10 Reelect Wu Mengfei as Non-Executive For For Management Director and Authorize Board to Fix His Remuneration 11 Reelect Tsui Yiu Wah, Alec as For For Management Independent Non-Executive Director and Authorize Board to Fix His Remuneration 12 Reelect Zhang Xinzhi as Independent For For Management Non-Executive Director and Authorize Board to Fix His Remuneration 13 Elect Li Yongwu as Independent For For Management Non-Executive Director and Authorize Board to Fix His Remuneration 14 Reelect Yin Jihong as Supervisor and For For Management Authorize Board to Fix His Remuneration 15 Reelect Huang Jinggui as Supervisor and For For Management Authorize Board to Fix His Remuneration 16 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA COAL ENERGY CO LTD Ticker: Security ID: Y1434L100 Meeting Date: DEC 19, 2008 Meeting Type: Special Record Date: NOV 18, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Land Use Rights Leasing For For Management Framework Agreement and Related Annual Caps 2 Approve Trademark License Framework For For Management Agreement and Related Annual Caps 3 Approve Property Leasing Framework For For Management Agreement and Related Annual Caps 4 Approve Coal Export and Sales Agency For For Management Framework Agreement and Related Annual Caps 5 Approve Coal Supplies Framework For For Management Agreement and Related Annual Caps 6 Approve Integrated Materials and For For Management Services Mutual Provision Framework Agreement and Related Annual Caps 7 Approve Revised Cap of the Amounts Paid For For Management for the Provision of Construction Services from China Goal Group 8 Approve Mine Construction, Mining For For Management Design and General Contracting Service Framework Agreement and Related Annual Caps 9 Approve Coal, Pertinent Products and For For Management Services Provision Framework Agreement and Related Annual Caps 10 Elect Wang An as Executive Director For For Management -------------------------------------------------------------------------------- CHINA COAL ENERGY COMPANY LIMITED Ticker: Security ID: Y1434L100 Meeting Date: JUN 26, 2009 Meeting Type: Annual Record Date: MAY 26, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Plan For For Management 5 Approve Capital Expenditure Budget for For For Management 2009 6 Approve Remuneration of Directors and For For Management Supervisors 7 Reappoint PricewaterhouseCoopers Zhong For For Management Tian CPAs Limited Company as the Company's Domestic Auditors and PricewaterhouseCoopers, Certified Public Accountants, as the Company's International Auditors and Authorize the Board to Fix Their Remuneration 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LTD. Ticker: 1800 Security ID: Y14369105 Meeting Date: AUG 29, 2008 Meeting Type: Special Record Date: JUL 29, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Domestic Corporate For For Management Bonds With a Principal Amount Not More Than RMB 15.0 Billion -------------------------------------------------------------------------------- CHINA COMMUNICATIONS SERVICES CORP.LTD Ticker: 552 Security ID: Y1436A102 Meeting Date: JUN 9, 2009 Meeting Type: Annual Record Date: MAY 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements, Report of the Directors, Report of the Supervisory Committee, and Report of the International Auditors; and Authorize Board to Fix the Company's 2009 Budget 2 Approve Profit Distribution Proposal For For Management and Declare Final Dividend for the Year Ended Dec. 31, 2008 3 Reappoint KPMG and KPMG Huazhen as For For Management International and Domestic Auditors, Respectively, and Authorize the Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Approve Increase in Registered Capital For For Management to Reflect the Issuance of Shares Without Preemptive Rights and Reflect Such Increase in the Articles of Association of the Company -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: MAR 26, 2009 Meeting Type: Special Record Date: FEB 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Subordinated Bonds For For Management in the Aggregate Principal Amount Not Exceeding RMB 80 Billion 2 Approve Resolution on Supplying For For Management Corporate Communications to the Holders of H Shares By Means of the Bank's Own Website -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: JUN 11, 2009 Meeting Type: Annual Record Date: MAY 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept 2008 Report of the Board of For For Management Directors 2 Accept 2008 Report of the Board of For For Management Supervisors 3 Accept 2008 Final Financial Accounts For For Management 4 Approve 2009 Fixed Assets Investment For For Management Budget 5 Approve Profit Distribution Plan for For For Management the Second Half of 2008 6 Approve 2008 Final Emoluments For For Management Distribution Plan for Directors and Supervisors 7 Appoint Auditors For For Management 8 Elect Chen Zuofu as Executive Director For For Management -------------------------------------------------------------------------------- CHINA COSCO HOLDINGS CO., LTD Ticker: Security ID: Y1455B106 Meeting Date: JUN 9, 2009 Meeting Type: Annual Record Date: MAY 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Audited Financial Statements For For Management 4 Approve Final Dividends For For Management 5 Reappoint PricewaterhouseCoopers and For For Management Zhongruiyuehua Certified Public Accountants Co., Ltd. as International and PRC Auditors, Respectively, and Authorize the Board to Fix Their Remuneration 6 Elect Supervisor Representing the For For Management Shareholders and Independent Supervisor and Authorize Board to Determine the Remuneration and Enter into Service Contract with the Newly Elected Supervisors 6a Elect Luo Jiulian as Supervisor For For Management Representing the Shareholders 6b Elect Meng Yan as Independent For For Management Supervisor 7 Amend Articles Re: Electronic For For Management Distribution of Corporate Communications and Cash Dividend Policy -------------------------------------------------------------------------------- CHINA DONGXIANG (GROUP) CO LTD Ticker: 3818 Security ID: G2112Y109 Meeting Date: MAY 14, 2009 Meeting Type: Annual Record Date: MAY 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Approve Final Dividend For For Management 2b Approve Final Special Dividend For For Management 3a Reelect Mak Kin Kwong as Director and For For Management Authorize Board to Fix His Remuneration 3b Reelect Xiang Bing as Director and For For Management Authorize Board to Fix His Remuneration 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Payout of Interim Dividends For For Management from the Share Premium Account -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LIMITED Ticker: 2628 Security ID: Y1477R204 Meeting Date: OCT 27, 2008 Meeting Type: Special Record Date: SEP 26, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Miao Jianmin as Non-Executive For For Management Director 1b Elect Lin Dairen as Executive Director For For Management 1c Elect Liu Yingqi as Executive Director For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LIMITED Ticker: 2628 Security ID: Y1477R204 Meeting Date: MAY 25, 2009 Meeting Type: Annual Record Date: APR 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution and Cash For For Management Dividend Distribution Plan for the Year Ended Dec. 31, 2008 5 Approve Remuneration of Directors and For For Management Supervisors 6 Reappoint PricewaterhouseCoopers Zhong For For Management Tian Certified Public Accountants Co. Ltd. and PricewaterhouseCoopers as PRC and International Auditors, Respectfully, and Authorize Board to Fix Their Remuneration 7a Elect Yang Chao as Executive Director For For Management 7b Elect Wan Feng as Executive Director For For Management 7c Elect Lin Dairen as Executive Director For For Management 7d Elect Liu Yingqi as Executive Director For For Management 7e Elect Miao Jianmin as Non-Executive For For Management Director 7f Elect Shi Guoqing as Non-Executive For For Management Director 7g Elect Zhuang Zuojin as Non-Executive For For Management Director 7h Elect Sun Shuyi as Independent For For Management Non-Executive Director 7i Elect Ma Yongwei as Independent For For Management Non-Executive Director 7j Elect Sun Changji as Independent For For Management Non-Executive Director 7k Elect Bruce Douglas Moore as For For Management Independent Non-Executive Director 8a Elect Xia Zhihua as Non-Employee For For Management Representative Supervisor 8b Elect Shi Xiangming as Non-Employee For For Management Representative Supervisor 8c Elect Tian Hui as Non-Employee For For Management Representative Supervisor 9 Approve Renewal of Liability Insurance For Abstain Management for Directors and Senior Management Officers 10 Review Duty Report of Independent None None Management Directors for the Year 2008 11 Review Status of Connected Transactions None None Management and Execution of Connected Transaction Management System of the Company for the Year 2008 12 Amend Articles of Association For For Management 13 Amend Procedural Rules for For For Management Shareholders' General Meetings 14 Amend Procedural Rules for Board of For For Management Directors Meetings 15 Amend Procedural Rules for the For For Management Supervisory Committee Meetings 16 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO LTD Ticker: 3968 Security ID: Y14896115 Meeting Date: FEB 27, 2009 Meeting Type: Special Record Date: JAN 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposal Allowing the Company For For Management to Send or Supply Corporate Communication to the Holders of H Shares Through the Company's Website -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO LTD Ticker: 3968 Security ID: Y14896115 Meeting Date: JUN 19, 2009 Meeting Type: Annual Record Date: MAY 19, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Work Report of the Board of For For Management Directors 2 Accept Work Report of the Board of For For Management Supervisors 3 Approve Work Plan Report of the Board For For Management of Supervisors for the Year 2009 4 Accept Audited Financial Report For For Management 5 Accept Final Financial Report For For Management 6 Approve Duty Performance and For For Management Cross-Evaluation Reports of Independent Non-Executive Directors 7 Approve Assessment Report on the Duty For For Management Performance of Directors 8 Approve Duty Performance and For For Management Cross-Evaluation Reports of External Supervisors 9 Approve Related Party Transaction For For Management Report 10 Approve Profit Appropriation Plan For For Management 11 Approve Issuance of Financial Bonds For For Management 12 Approve Issuance of Capital Bonds For For Management 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA MOBILE (HONG KONG) LIMITED Ticker: CHLKF Security ID: Y14965100 Meeting Date: MAY 19, 2009 Meeting Type: Annual Record Date: MAY 14, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Wang Jianzhou as Director For For Management 3b Reelect Zhang Chunjiang as Director For For Management 3c Reelect Sha Yuejia as Director For For Management 3d Reelect Liu Aili as Director For For Management 3e Reelect Xu Long as Director For For Management 3f Reelect Moses Cheng Mo Chi as Director For For Management 3g Reelect Nicholas Jonathan Read as For For Management Director 4 Reappoint KPMG as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LTD Ticker: 2883 Security ID: Y15002101 Meeting Date: AUG 26, 2008 Meeting Type: Special Record Date: AUG 5, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Tender Offer by COSL Norwegian For For Management AS to Acquire All Issued and Outstanding Shares in Awilco Offshore ASA 1b Authorize Board to Do All Such Acts and For For Management Things and Execute All Such Documents Necessary to Give Effect to the Tender Offer 1c Approve Validity Period of Twelve For For Management Months from the Date of Passing for the Resolutions Passed at this Meeting -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LTD Ticker: 2883 Security ID: Y15002101 Meeting Date: DEC 29, 2008 Meeting Type: Special Record Date: DEC 8, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Domestic Corporate For For Management Bonds -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LTD Ticker: 2883 Security ID: Y15002101 Meeting Date: FEB 13, 2009 Meeting Type: Special Record Date: JAN 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement Between the Company For For Management and Offshore Oil Engineering Co., LTD. (CNOOC Engineering) in Respect of the Building of the Jack-Up Rigs to be Named COSL 922, COSL 923 and COSL 924 by CNOOC Engineering for the Company 2 Approve Grant of Share Appreciation For Against Management Rights to the Grantees Under the Stock Appreciation Rights Scheme -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LTD Ticker: 2883 Security ID: Y15002101 Meeting Date: JUN 3, 2009 Meeting Type: Annual Record Date: MAY 13, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approved Proposed Profit Distribution For For Management and Annual Dividend 3 Accept Report of the Board of Directors For For Management 4 Accept Report of the Supervisory For For Management Committee 5 Reappoint Ernst and Young Hua Ming and For For Management Ernst and Young as Domestic and International Auditors and Authorize Board to Fix Their Remuneration 6a Elect Fu Chengyu as a Non-Executive For For Management Director 6b Elect Liu Jian as Executive Director For For Management 6c Elect Li Yong as Executive Director For For Management 6d Elect Tsui Yiu Wa as Independent For For Management Non-Executive Director 7a Elect Zhu Liebing as Supervisor None For Shareholder 7b Elect Wang Zhile as Independent None For Shareholder Supervisor 8a Approve Electronic Distribution of For For Management Corporate Communications With the Condition That Each H Shareholder Has Been Asked Individually to Agree That the Company May Send or Supply Corporate Communications to Him Through Its Website 8b Approve Electronic Distribution of For For Management Corporate Communications With the Condition That the Company Has Not Received Any Objection From Such H Shareholder Within a 28-Day Period Beginning With the Date on Which the Company's Request Was Sent 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA OVERSEAS LAND & INVESTMENT LTD. Ticker: Security ID: Y15004107 Meeting Date: MAY 27, 2009 Meeting Type: Annual Record Date: MAY 25, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Reelect Chen Bin as Director For For Management 2b Reelect Zhu Yijian as Director For For Management 2c Reelect Luo Liang as Director For Against Management 2d Reelect Li Kwok Po, David as Director For For Management 2e Reelect Fan Hsu Lai Tai, Rita as For For Management Director 3 Authorize the Board to Fix Remuneration For For Management of Directors 4 Approve Final Dividend of HK$0.07 Per For For Management Share 5 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize the Board to Fix Their Remuneration 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA OVERSEAS LAND & INVESTMENT LTD. Ticker: Security ID: Y15004107 Meeting Date: MAY 27, 2009 Meeting Type: Special Record Date: MAY 25, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CSCECL Group Engagement For For Management Agreement and Related Cap 2 Approve CSC Group Engagement Agreement For For Management and Related Cap -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: SNPMF Security ID: Y15010104 Meeting Date: MAY 22, 2009 Meeting Type: Annual Record Date: APR 22, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Consolidated Financial For For Management Statements 4 Approve Plan for Allocating Any Surplus For For Management Common Reserve Funds of RMB 20 Billion From the After-Tax Profit 5 Approve Profit Distribution Plan for For For Management the Year Ended Dec. 31, 2008 6 Reappoint KPMG Huazhen and KPMG as For For Management Domestic and Overseas Auditors, Respectively, and Authorize Board to Fix Their Remuneration 7 Authorize Board to Determine the For For Management Interim Profit Distribution Plan for 2009 8a Elect Su Shulin as Director For For Management 8b Elect Wang Tianpu as Director For For Management 8c Elect Zhang Yaocang as Director For For Management 8d Elect Zhang Jianhua as Director For For Management 8e Elect Wang Zhigang as Director For For Management 8f Elect Cai Xiyou as Director For For Management 8g Elect Cao Yaofeng as Director For For Management 8h Elect Li Chunguang as Director For For Management 8i Elect Dai Houliang as Director For For Management 8j Elect Liu Yun as Director For For Management 8k Elect Liu Zhongli as Independent For For Management Non-Executive Director 8l Elect Ye Qing as Independent For For Management Non-Executive Director 8m Elect Li Deshui as Independent For For Management Non-Executive Director 8n Elect Xie Zhongyu as Independent For For Management Non-Executive Director 8o Elect Chen Xiaojin as Independent For For Management Non-Executive Director 9 Elect Wang Zuoran as Supervisor For For Management 9a Elect Zhang Youcai as Supervisor For For Management 9b Elect Geng Limin as Supervisor For For Management 9c Elect Zou Huiping as Supervisor For For Management 9d Elect Li Yonggui as Supervisor For For Management 10 Approve Service Contract Among the For For Management Company, Directors and Supervisors 11 Authorize Secretary of the Board to For For Management Deal with All Matters Relating to the Election of the Directors and Supervisors 12 Amend Articles of Association For For Management 13 Authorize Secretary of the Board to For For Management Deal with All Matters Relating to the Proposed Amendments to the Articles of Association 14 Authorize Board to Determine the For For Management Proposed Plan for Issuance of Debt Financing Instruments 15 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LTD Ticker: 1186 Security ID: Y1508P110 Meeting Date: JAN 13, 2009 Meeting Type: Special Record Date: DEC 12, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-Term Notes For For Management in an Aggregate Principal Amount of No More Than RMB 15 Billion in the PRC -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY CO LTD Ticker: 1088 Security ID: Y1504C113 Meeting Date: JUN 5, 2009 Meeting Type: Annual Record Date: MAY 5, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Board of For For Management Supervisors 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Reappoint KPMG Huazhen and KPMG as PRC For For Management and International Auditors, Respectively, and Authorize the Board to Fix Their Remuneration 7 Elect Gong Huazhang as Independent For For Management Non-Executive Director 8 Approve Connected Transaction with a For For Management Related Party 9 Amend Articles of Association For For Management 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY CO LTD Ticker: 1088 Security ID: Y1504C113 Meeting Date: JUN 5, 2009 Meeting Type: Special Record Date: MAY 5, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of the Issued A Share Capital and H Share Capital -------------------------------------------------------------------------------- CHINA SHIPPING CONTAINER LINES CO. LTD. Ticker: Security ID: Y1513C104 Meeting Date: JUN 25, 2009 Meeting Type: Annual Record Date: MAY 25, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Auditors' Reports 2 Approve Profit Distribution Plan For For Management 3 Accept Report of the Board of Directors For For Management 4 Accept Report of the Supervisory For For Management Committee 5 Accept Annual Reports For For Management 6 Appoint PricewaterhouseCoopers, Hong For For Management Kong, Certified Public Accountants as International Auditors and Authorize the Board to Fix Their Remuneration 7 Appoint Vocation International For For Management Certified Public Accountants Co., Ltd. as PRC Auditors and Authorize the Board to Fix Their Remuneration 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Regulations Governing For For Management Independent Non-Executive Directors -------------------------------------------------------------------------------- CHINA SHIPPING DEVELOPMENT CO. (FRMRL. SHANGHAI HAI XING) Ticker: Security ID: Y1503Y108 Meeting Date: NOV 28, 2008 Meeting Type: Special Record Date: OCT 28, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Four Construction Agreements For For Management 2 Amend Articles of Association For For Management 3 Authorize Senior Management to Make For For Management Relevant Amendments to the Business License of the Company -------------------------------------------------------------------------------- CHINA SHIPPING DEVELOPMENT CO. (FRMRL. SHANGHAI HAI XING) Ticker: Security ID: Y1503Y108 Meeting Date: APR 2, 2009 Meeting Type: Special Record Date: FEB 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium Term Notes For For Management in the Principal Amount of Not More than RMB 5.0 Billion -------------------------------------------------------------------------------- CHINA SHIPPING DEVELOPMENT CO. (FRMRL. SHANGHAI HAI XING) Ticker: Security ID: Y1503Y108 Meeting Date: MAY 25, 2009 Meeting Type: Annual Record Date: APR 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements For For Management 2 Accept Report of the Board of Directors For For Management 3 Accept Report of the Supervisory For For Management Committee 4 Approve Final Dividend of RMB 0.30 Per For For Management Share 5 Authorize the Board to Fix Remuneration For For Management of Directors 6 Reappoint Vocation International For For Management Certified Public Accountant Co., Ltd. and UHY Vocation HK CPA Ltd. as the Domestic and International Auditors of the Company, Respectively, and Authorize the Board to Fix Their Remuneration 7a Reelect Li Shaode as Executive Director For For Management 7b Reelect Ma Zehua as Executive Director For For Management 7c Reelect Lin Jianqing as Executive For For Management Director 7d Reelect Wang Daxiong as Executive For For Management Director 7e Reelect Zhang Guofa as Executive For For Management Director 7f Reelect Mao Shijia as Executive For For Management Director 7g Elect Qiu Guoxuan as Executive Director For For Management 7h Reelect Zhu Yongguang as Independent For For Management Non-Executive Director 7i Elect Gu Gongyun as Independent For For Management Non-Executive Director 7j Elect Zhang Jun as Independent For For Management Non-Executive Director 7k Elect Lu Wenbin as Independent For For Management Non-Executive Director 8a Reelect Kou Laiqi as Supervisor For For Management 8b Reelect Xu Hui as Supervisor For For Management 8c Reelect Yan Zhichong as Supervisor For For Management 8d Reelect Yu Shicheng as Supervisor For For Management 9a Amend Articles Re: Dividend For For Management Distribution Policies 9b Amend Business Scope For For Management 9c Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CHINA STEEL CORPORATION Ticker: Security ID: Y15041109 Meeting Date: JUN 19, 2009 Meeting Type: Annual Record Date: APR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Business Reports and For For Management Financial Statements 2 Approve Allocation of Income and For For Management Dividends 3 Approve Capitalization of 2008 For For Management Dividends 4 Amend Articles of Association For For Management 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Approve Amendment on the Procedures for For For Management Endorsement and Guarantee 7 Approve Release of Restrictions on For For Management Competitive Activities of Directors 8 Other Business For Against Management -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LTD Ticker: CUNCF Security ID: Y1519S111 Meeting Date: JAN 14, 2009 Meeting Type: Special Record Date: JAN 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer Agreement Between For For Management China United Network Communications Corp. Ltd. and China United Telecommunications Corp. Ltd. -------------------------------------------------------------------------------- CHINA UNICOM LTD Ticker: CUNCF Security ID: Y15125100 Meeting Date: SEP 16, 2008 Meeting Type: Special Record Date: SEP 10, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal by China Unicom For For Management Corporation Ltd. (CUCL) of the CDMA Business to China Telecom Corporation Ltd. 2 Approve Transfer of the Rights and For For Management Obligations of China United Telecommunications Corporation Ltd. Under the Option Waiver and Lease Termination Agreement to CUCL -------------------------------------------------------------------------------- CHINA UNICOM LTD Ticker: CUNCF Security ID: Y15125100 Meeting Date: SEP 16, 2008 Meeting Type: Special Record Date: SEP 10, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Fractional Shares For For Management 2 Approve Scheme of Arrangement For For Management 3 Approve Framework Agreement for For For Management Engineering and Information Technology Services and Related Annual Caps 4 Approve Domestic Interconnection For For Management Settlement Agreement 2008-2010 5 Approve International Long Distance For For Management Voice Services Settlement Agreement 2008-2010 6 Approve Framework Agreement for For For Management Interconnection Settlement 7 Approve Transfer Agreement Between For For Management China United Telecommunications Corporation Ltd., the Company and China Netcom (Group) Co., Ltd.; and the Continuing Connected Transactions 8 Change Company Name to China Unicom For For Management (Hong Kong) Ltd. -------------------------------------------------------------------------------- CHINA YURUN FOOD GROUP LTD Ticker: 1068 Security ID: G21159101 Meeting Date: JUN 22, 2009 Meeting Type: Annual Record Date: JUN 17, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of HK$0.08 Per For For Management Share 3 Reelect Zhu Yicai as Executive Director For For Management 4 Reelect Feng Kuande as Executive For For Management Director 5 Reelect Gao Hui as Independent For For Management Non-Executive Director 6 Authorize the Board to Fix Remuneration For For Management of Directors 7 Reappoint KPMG as Auditors and For For Management Authorize the Board to Fix Their Remuneration 8 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHUNGHWA TELECOM CO. LTD. Ticker: CHWAF Security ID: Y1613J108 Meeting Date: AUG 14, 2008 Meeting Type: Special Record Date: JUL 15, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capitalization of Reserves for For For Management Bonus Issue 2 Approve Adjustment of Capital For For Management Contribution in a Company -------------------------------------------------------------------------------- CHUNGHWA TELECOM CO. LTD. Ticker: CHWAF Security ID: Y1613J108 Meeting Date: JUN 19, 2009 Meeting Type: Annual Record Date: APR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Business Report and For For Management Financial Statements 2 Approve 2008 Allocation of Income and For For Management Dividends 3 Amend Articles of Association For For Management 4 Proposed Conversion of the Capital For For Management Surplus into Capital Stock of the Company and Issuance of New Shares 5 Proposed Capital Deduction and Issuance For For Management of Cash Dividends 6 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 7 Approve Amendment on the Procedures for For For Management Loans to Other Parties 8 Approve Amendment on the Procedures for For For Management Endorsement and Guarantee -------------------------------------------------------------------------------- CNOOC LTD Ticker: CEOHF Security ID: Y1662W117 Meeting Date: MAY 27, 2009 Meeting Type: Annual Record Date: MAY 19, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Wu Guangqi as Executive For For Management Director 3b Reelect Cao Xinghe as Non-Executive For For Management Director 3c Reelect Wu Zhenfang as Non-Executive For For Management Director 3d Reelect Edgar W. K. Cheng as For For Management Independent Non-Executive Director 3e Authorize the Board to Fix Remuneration For For Management of Directors 4 Reappoint Auditors and Authorize the For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- COMPAL ELECTRONICS INC. Ticker: Security ID: Y16907100 Meeting Date: JUN 19, 2009 Meeting Type: Annual Record Date: APR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Financial Statements and For For Management Statutory Reports 2 Approve 2008 Allocation of Income and For For Management Dividends 3 Approve Capitalization of 2008 For For Management Dividends and Employee Profit Sharing 4 Amend Articles of Association For For Management 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Approve Amendment on the Procedures for For For Management Endorsement and Guarantee 7 Approve Amendment on the Procedures for For For Management Loans to Other Parties 8.1 Elect Sheng-Hsiung Hsu with ID No. 23 For For Management as Director 8.2 Elect John Kevin Medica with ID No. For For Management 562334 as Director 8.3 Elect Jui-Tsung Chen with ID No. 83 as For For Management Director 8.4 Elect Wen-Being Hsu with ID No. 15 as For For Management Director 8.5 Elect Wen-Chung Shen with ID No. 19173 For For Management as Director 8.6 Elect Kuang-Nan Lin with ID No. 57 as For For Management Director 8.7 Elect Representative of Kinpo For For Management Electronics Inc with Shareholder ID No 85 as Director 8.8 Elect Yung-Ching Chang with ID No. 2024 For For Management as Director 8.9 Elect Chung-Pin Wong with ID No. 1357 For For Management as Director 8.10 Elect Shao-Tsu Kung with ID No. 2028 as For For Management Director 8.11 Elect Chiung-Chi Hsu with ID No. 91 as For For Management Director 8.12 Elect Chi-Lin Wea with ID No. For For Management J100196868 as Director 8.13 Elect Charng-Chyi Ko with ID No. 55 as For For Management Supervisor 8.14 Elect Yen-Chia Chou with ID No. 60 as For For Management Supervisor 8.15 Elect Sheng-Chieh Hsu with ID No. 3 as For For Management Supervisor 9 Approve Release of Restrictions of For For Management Competitive Activities of Directors 10 Transact Other Business (Non-Voting) None For Management -------------------------------------------------------------------------------- DENWAY MOTORS LTD. (FORMERLY DENWAY INVESTMENT) Ticker: 203 Security ID: Y2032Y106 Meeting Date: JUN 2, 2009 Meeting Type: Annual Record Date: MAY 26, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Zeng Qinghong as Director For For Management 3b Reelect Yang Dadong as Director For For Management 3c Reelect Yao Yiming as Director For For Management 3d Reelect Cheung Doi Shu as Director For For Management 3e Authorize Board to Fix the Remuneration For For Management of Directors 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- DONGFENG MOTOR GROUP COMPANY LTD Ticker: 489 Security ID: Y21042109 Meeting Date: JUN 18, 2009 Meeting Type: Annual Record Date: MAY 18, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Plan and For For Management Distribution of Final Dividend 5 Authorize Board to Deal with All Issues For For Management in Relation to Distribution of Interim Dividend 6 Reappoint Ernst & Young as the For For Management International Auditors and Ernst & Young Hua Ming as the PRC Auditors and Authorize Board to Fix Their Remuneration 7 Authorize the Board to Fix Remuneration For For Management of Directors and Supervisors 8 Authorize Qiao Yang to Deal With the For Abstain Management Provision of Guarantee for the Bank Loans With a Cap Not Exceeding RMB 30 Million Each 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HARBIN POWER EQUIPMENT CO. Ticker: Security ID: Y30683109 Meeting Date: JUN 12, 2009 Meeting Type: Annual Record Date: MAY 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve 2008 Dividend of RMB 0.075 Per For For Management Share 5 Elect Zou Lei as Executive Director For For Management 6 Authorize Board to Appoint Any Person For For Management to Fill In a Casual Vacancy in the Board of Directors or as an Additional Director 7 Appoint Auditors and Authorize Board to For For Management Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued H Share Capital -------------------------------------------------------------------------------- HON HAI PRECISION INDUSTRY CO. LTD. Ticker: 2317 Security ID: Y36861105 Meeting Date: APR 16, 2009 Meeting Type: Annual Record Date: FEB 13, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept 2008 Financial Statements and For For Management Statutory Reports 2 Approve 2008 Allocation of Income and For For Management Dividends 3 Approve Capitalization of Dividends For For Management 4 Approve Increase of Registered Capital For For Management and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt 5 Approve Amendment on the Procedures for For For Management Loans to Other Parties 6 Approve Amendment on the Procedures for For For Management Endorsement and Guarantee 7 Approve Rules and Procedures of For For Management Shareholder's General Meeting 8 Amend Articles of Association For For Management 9 Other Business For Against Management -------------------------------------------------------------------------------- HONG KONG EXCHANGES AND CLEARING LTD Ticker: 388 Security ID: Y3506N139 Meeting Date: APR 23, 2009 Meeting Type: Annual Record Date: APR 17, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Director's and Auditor's Reports 2 Approve Final Dividend of HK$1.80 Per For For Management Share 3a Elect Ignatius T C Chan as Director For For Management 3b Elect John M M Williamson as Director For For Management 3c Elect Gilbert K T Chu as Director None Against Shareholder 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- HONGKONG ELECTRIC HOLDINGS LTD. Ticker: HGKGF Security ID: Y33549117 Meeting Date: MAR 16, 2009 Meeting Type: Special Record Date: MAR 12, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 100 Percent For For Management Interest in Outram Ltd and the Related Transactions Including the Entering Into of the Operation and Management Contract -------------------------------------------------------------------------------- HONGKONG ELECTRIC HOLDINGS LTD. Ticker: HGKGF Security ID: Y33549117 Meeting Date: MAY 14, 2009 Meeting Type: Annual Record Date: MAY 6, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Neil Douglas McGee as Director For For Management 3b Reelect Ralph Raymond Shea as Director For For Management 3c Reelect Wan Chi-tin as Director For For Management 3d Reelect Wong Chung-hin as Director For For Management 4 Reappoint KPMG as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HTC CORPORATION Ticker: 2498 Security ID: Y3194T109 Meeting Date: JUN 19, 2009 Meeting Type: Annual Record Date: APR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Business Reports and For For Management Financial Statements 2 Approve 2008 Allocation of Income and For For Management Dividends 3 Approve Capitalization of 2008 For For Management Dividends and Employee Profit Sharing 4 Amend Articles of Association For For Management 5 Approve Amendment on the Procedures for For For Management Asset Acquisition and Disposal 6 Approve Amendments on the Procedures For For Management for Derivatives 7 Approve Amendment on the Procedures for For For Management Loans to Other Parties 8 Approve Amendment on the Procedures for For For Management Endorsement and Guarantee 9 Elect Hochen Tan with ID No. D101161444 For For Management as Director 10 Other Business For Against Management -------------------------------------------------------------------------------- HUTCHISON WHAMPOA LIMITED Ticker: 13 Security ID: Y38024108 Meeting Date: MAY 21, 2009 Meeting Type: Annual Record Date: MAY 13, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Li Ka-shing as Director For For Management 3b Reelect Chow Woo Mo Fong, Susan as For For Management Director 3c Reelect Lai Kai Ming, Dominic as For For Management Director 3d Reelect William Shurniak as Director For For Management 4 Appoint Auditors and Authorize Board to For For Management Fix Their Remuneration 5 Approve Remuneration of Directors For For Management 6a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6c Authorize Reissuance of Repurchased For Against Management Shares 7 Approve Amendments to the 2004 Partner For For Management Share Option Plan -------------------------------------------------------------------------------- HUTCHISON WHAMPOA LIMITED Ticker: 13 Security ID: Y38024108 Meeting Date: MAY 21, 2009 Meeting Type: Special Record Date: MAY 13, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve HTHKH Share Option Scheme For Against Management 2 Approve CKH Master Agreement Between For For Management the Company and Cheung Kong (Hldgs.) Ltd. in Relation to the Acquisition of CKH Connected Debt Securities 3 Approve HSE Master Agreement Between For For Management the Company and Husky Energy Inc. in Relation to the Acquisition of HSE Connected Debt Securities -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: ADPV10686 Meeting Date: OCT 27, 2008 Meeting Type: Special Record Date: SEP 26, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Jianqing as Executive For Against Management Director 2 Elect Yang Kaisheng as Executive For For Management Director 3 Elect Zhang Furong as Executive For For Management Director 4 Elect Niu Ximing as Executive Director For For Management 5 Elect Leung Kam Chung, Antony as For For Management Independent Non-Executive Director 6 Elect John L. Thornton as Independent For For Management Non-Executive Director 7 Elect Qian Yingyi as Independent For For Management Non-Executive Director 8 Elect Wong Kwong Shing, Frank as For For Management Independent Non-Executive Director 9 Elect Huan Huiwu as Non-Executive For For Shareholder Director 10 Elect Gao Jianhong as Non-Executive For For Shareholder Director 11 Elect Li Chunxiang as Non-Executive For Against Shareholder Director 12 Elect Li Jun as Non-Executive Director For For Shareholder 13 Elect Li Xiwen as Non-Executive For For Shareholder Director 14 Elect Wei Fusheng as Non-Executive For For Shareholder Director 15 Elect Wang Chixi as Shareholder For For Management Supervisor 16 Approve Issuance of Subordinated Bonds For Against Management -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: ADPV10686 Meeting Date: MAY 25, 2009 Meeting Type: Annual Record Date: APR 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Work Report of the Board For For Management of Directors 2 Approve 2008 Work Report of the Board For For Management of Supervisors 3 Approve 2008 Audited Accounts For For Management 4 Approve 2008 Profit Distribution Plan For For Management 5 Approve 2009 Fixed Assets Investment For For Management Budget 6 Reappoint Ernst & Young and Ernst & For For Management Young Hua Ming as International and Domestic Auditors, Respectively, and Fix the Total Audit Fees for 2009 at RMB 153 million 7 Approve the Remuneration Calculations For For Management for Directors and Supervisors for 2008 8 Amend Articles of Association For For Management 9 Amend Rules of Procedures for For For Management Shareholders' General Meeting 10 Amend Rules of Procedures for the Board For For Management of Directors 11 Amend Rules of Procedures for the Board For For Management of Supervisors 12 Elect Dong Juan as External Supervisor None For Shareholder 13 Elect Meng Yan as External Supervisor None For Shareholder -------------------------------------------------------------------------------- LI & FUNG LIMITED Ticker: 494 Security ID: G5485F144 Meeting Date: MAY 13, 2009 Meeting Type: Annual Record Date: MAY 5, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Final Dividend of HK$0.33 Per For For Management Share 3a Reelect Franklin Warren McFarlan For For Management Director 3b Reelect Spencer Theodore Fung as For For Management Director 3c Reelect Martin Tang Yue Nien as For For Management Director 4 Authorize Directors' Fees and For For Management Additional Remuneration to Non-Executive Directors on Board Committees 5 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- MEDIATEK INC. Ticker: 2454 Security ID: Y5945U103 Meeting Date: JUN 10, 2009 Meeting Type: Annual Record Date: APR 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve 2008 Allocation of Income and For For Management Dividends 3 Approve Capitalization of 2008 For For Management Dividends and Employee Profit Sharing, 4 Approve Amendment on the Procedures for For For Management Loans to Other Parties and Procedures on Endorsement and Guarantee 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6.1 Elect Ming-kai Tsai (Shareholder ID For For Management Number: 1) as Director 6.2 Elect Jyh-jer Cho (Shareholder ID For For Management Number: 2) as Director 6.3 Elect Ching-jiang Hsieh (Shareholder ID For For Management Number: 11) as Director 6.4 Elect National Taiwan University For For Management (Shareholder ID Number: 23053) as Director 6.5 Elect National Chiao Tung University For For Management (Shareholder ID Number: 23286) as Director 6.6 Elect National Tsing Hua University For For Management (Shareholder ID Number: 48657) as Supervisor 6.7 Elect National Cheng Kung University For For Management (Shareholder ID Number: 76347) as Supervisor 6.8 Elect MediaTek Capital Corp. For For Management (Shareholder ID Number: 2471) as Supervisor 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors 8 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 601318 Security ID: Y69790106 Meeting Date: JUN 3, 2009 Meeting Type: Annual Record Date: APR 29, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Annual Report and Its Summary For For Management 4 Accept Auditors' Report and Audited For For Management Financial Statements 5 Approve Profit Distribution Plan For For Management 6 Reappoint Ernst and Young Hua Ming as For For Management the PRC Auditors and Ernst and Young as the International Auditors and Authorize the Board to Fix Their Remuneration 7 Reelect Ma Mingzhe as Executive For For Management Director 8 Reelect Sun Jianyi as Executive For For Management Director 9 Reelect Cheung Chi Yan Louis as For For Management Executive Director 10 Appoint Wang Liping as Executive For For Management Director 11 Appoint Jason Bo Yao as Executive For For Management Director 12 Reelect Lin Lijun as Non-Executive For For Management Director 13 Reelect Hu Aimin as Non-Executive For For Management Director 14 Reelect Chen Hongbo as Non-Executive For For Management Director 15 Reelect Wong Tung Shun Peter as For For Management Non-Executive Director 16 Reelect Ng Sing Yip as Non-Executive For For Management Director 17 Reelect Clive Bannister as For For Management Non-Executive Director 18 Appoint Li Zhe as Non-Executive For For Management Director 19 Reelect Chow Wing Kin Anthony as For For Management Independent Non-Executive Director 20 Reelect Zhang Hongyi as Independent For For Management Non-Executive Director 21 Reelect Chen Su as Independent For For Management Non-Executive Director 22 Reelect Xia Liping as Independent For For Management Non-Executive Director 23 Appoint Tang Yunwei as Independent For For Management Non-Executive Director 24 Appoint Lee Ka Sze Carmelo as For For Management Independent Non-Executive Director 25 Appoint Chung Yu-wo Danny as For For Management Independent Non-Executive Director 26 Approve Remuneration of Directors For For Management 27 Appoint Gu Liji as Independent For For Management Supervisor 28 Reelect Sun Fuxin as Independent For For Management Supervisor 29 Appoint Song Zhijiang as Shareholders For For Management Representative Supervisor 30 Approve Supervisors' Remuneration Plan For For Management for the Supervisory Committee 31 Amend Articles of Association For For Management 32 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 33 Appoint Peng Zhijian as Independent For For Management Supervisor -------------------------------------------------------------------------------- QUANTA COMPUTER INC. Ticker: 2382 Security ID: Y7174J106 Meeting Date: JUN 19, 2009 Meeting Type: Annual Record Date: APR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Business Operations Report For For Management and Financial Statements 2 Approve 2008 Allocation of Income and For For Management Dividends 3 Approve Capitalization of 2008 For For Management Dividends and Employee Profit Sharing 4 Amend Articles of Association For For Management 5 Approve Amendment on the Procedures for For For Management Loans to Other Parties and for Endorsement and Guarantee 6 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- SHANDA INTERACTIVE ENTERTAINMENT LIMITED Ticker: SNDA Security ID: 81941Q203 Meeting Date: DEC 8, 2008 Meeting Type: Annual Record Date: OCT 10, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 ELECT THE DIRECTOR FOR THE ENSUING For Against Management YEAR: TIANQIAO CHEN 2 ELECT THE DIRECTOR FOR THE ENSUING For Against Management YEAR: DANIAN CHEN 3 ELECT THE DIRECTOR FOR THE ENSUING For Against Management YEAR: QIANQIAN LUO 4 ELECT THE DIRECTOR FOR THE ENSUING For For Management YEAR: JINGSHENG HUANG 5 ELECT THE DIRECTOR FOR THE ENSUING For For Management YEAR: CHENGYU XIONG 6 ELECT THE DIRECTOR FOR THE ENSUING For For Management YEAR: BRUNO WU 7 ELECT THE DIRECTOR FOR THE ENSUING For Against Management YEAR: QUNZHAO TAN 8 ELECT THE DIRECTOR FOR THE ENSUING For Against Management YEAR: GRACE WU -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD Ticker: Security ID: Y76810103 Meeting Date: OCT 9, 2008 Meeting Type: Special Record Date: SEP 8, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividend of RMB 0.057 For For Management Per Share -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD Ticker: 8199 Security ID: Y76810103 Meeting Date: DEC 15, 2008 Meeting Type: Special Record Date: NOV 14, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jean-Luc Butel as Non-Executive For For Management Director 2 Elect Li Bing Yung as Non-Executive For Against Management Director -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD Ticker: 8199 Security ID: Y76810103 Meeting Date: MAY 4, 2009 Meeting Type: Annual Record Date: APR 3, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Report of the Board of Directors For For Management 3 Accept Report of the Supervisory For For Management Committee 4 Approve Profit Distribution Plan Final For For Management Distribution Plan and Distribution of the Final Dividend 5 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Reelect Lau Wai Kit as Independent For For Management Non-Executive Director 7 Authorize Board to Fix the Remuneration For For Management of Directors and Supervisors 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD Ticker: 8199 Security ID: Y76810103 Meeting Date: MAY 4, 2009 Meeting Type: Special Record Date: APR 3, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Transfer of Listing of For For Management H Shares from the Growth Enterprise Market (GEM) to the Main Board of the Stock Exchange (Proposed Transfer) 2 Amend Articles of Association For For Management 3 Authorize Board and Company Secretary For For Management to Do All Such Acts and Things and to Do All Such Steps in Connection with the Proposed Transfer 4 Adopt Amended Articles of Association For For Management -------------------------------------------------------------------------------- SIMCERE PHARMACEUTICAL GROUP Ticker: SCR Security ID: 82859P104 Meeting Date: JUL 31, 2008 Meeting Type: Annual Record Date: JUN 24, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Share Incentive Plan For For Management -------------------------------------------------------------------------------- SINO-OCEAN LAND Ticker: 3377 Security ID: Y8002N103 Meeting Date: MAY 15, 2009 Meeting Type: Annual Record Date: MAY 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend (Together with a For For Management Scrip Alternative) 3a Reelect Liang Yanfeng as Director and For For Management Authorize Board to Fix His Remuneration 3b Reelect Tsang Hing Lun as Director and For For Management Authorize Board to Fix His Remuneration 3c Reelect Gu Yunchang as Director and For For Management Authorize Board to Fix His Remuneration 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to Ten For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- STANDARD CHARTERED PLC Ticker: STAN Security ID: G84228157 Meeting Date: MAY 7, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of 42.32 US For For Management Cents Per Ordinary Share 3 Approve Remuneration Report For For Management 4 Re-elect Jamie Dundas as Director For For Management 5 Re-elect Rudolph Markham as Director For For Management 6 Re-elect Ruth Markland as Director For For Management 7 Re-elect Richard Meddings as Director For For Management 8 Re-elect John Peace as Director For For Management 9 Elect Steve Bertamini as Director For For Management 10 Elect John Paynter as Director For For Management 11 Reappoint KPMG Audit plc as Auditors of For For Management the Company 12 Authorise Board to Fix Remuneration of For For Management Auditors 13 Authorise the Company and its For For Management Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other than Political Parties and Incur EU Political Expenditure up to GBP 100,000 14 Increase Auth. Share Capital from USD For For Management 2,816,000,000, GBP 500,000,000 and EUR 1,000,000,000 to USD 3,316,000,000, GBP 500,000,000, EUR 1,000,000,000, AED 100,000,000, HKD 100,000,000, INR 1,000,000,000, KRW 500,000,000,000 and SGD 100,000,000 15 Issue Equity with Rights up to USD For For Management 316,162,105.50 (Relevant Authorities and Share Dividend Scheme) and Additional Amount of USD 632,324,211 (Rights Issue) After Deducting Any Securities Issued Under the Relevant Authorities and Share Dividend Scheme 16 Extend Directors' Authority to Issue For For Management Equity with Pre-emptive Rights up to Aggregate Nominal Amount of USD 189,697,263 Pursuant to Paragraph A of Resolution 15 to Include the Shares Repurchased by the Company Under Authority Granted by Resolution 18 17 Authorise Issue of Equity or For For Management Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 47,424,315.50 18 Authorise 189,697,263 Ordinary Shares For For Management for Market Purchase 19 Authorise Market Purchase of 477,500 For For Management Preference Shares of USD 5.00 and 195,285,000 Preference Shares of GBP 1.00 20 Adopt New Articles of Association For For Management 21 Approve That a General Meeting Other For For Management Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice -------------------------------------------------------------------------------- SUN HUNG KAI PROPERTIES LTD. Ticker: 16 Security ID: Y82594121 Meeting Date: DEC 4, 2008 Meeting Type: Annual Record Date: NOV 26, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Reelect Kwong Siu-hing as Director For For Management 3a2 Reelect Cheung Kin-tung, Marvin as For For Management Director 3a3 Reelect Lee Shau-kee as Director For For Management 3a4 Reelect Kwok Ping-sheung, Walter as For For Management Director 3a5 Reelect Kwok Ping-luen, Raymond as For For Management Director 3a6 Reelect Chan Kai-ming as Director For For Management 3a7 Reelect Wong Yick-kam, Michael as For For Management Director 3a8 Reelect Wong Chik-wing, Mike as For For Management Director 3b Approve Remuneration of Directors For For Management 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO. Ticker: TSMWF Security ID: Y84629107 Meeting Date: JUN 10, 2009 Meeting Type: Annual Record Date: APR 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Business Operations Report For For Management and Financial Statements 2 Approve 2008 Allocation of Income and For For Management Dividends 3 Approve Capitalization of 2008 For For Management Dividends and Employee Profit Sharing 4 Approve to Amend the Company's Internal For For Management Policies 4.1 Approve Amendment on the Procedures for For For Management Loans to Other Parties 4.2 Approve Amendment on the Procedures for For For Management Endorsement and Guarantee 5.1 Elect Morris Chang, ID No. 4515 as For For Management Director 5.2 Elect F.C. Tseng, ID No. 104 as For For Management Director 5.3 Elect Rick Tsai, ID No. 7252 as For For Management Director 5.4 Elect Tain-Jy Chen (Representative of For For Management National Development Fund, Executive Yuan), ID No. 1 as Director 5.5 Elect Peter Leahy Bonfield, ID No. For For Management 093180657 as Independent Director 5.6 Elect Stan Shih, ID No. 534770 as For For Management Independent Director 5.7 Elect Carleton Sneed Fiorina, ID No. For For Management 438012153 as Independent Director 5.8 Elect Thomas J. Engibous, ID No. For For Management 135021464 as Independent Director 6 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572122 Meeting Date: MAY 13, 2009 Meeting Type: Annual Record Date: MAY 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Approve Final Dividend For For Management 2b Approve Special Dividend For For Management 3a1 Reelect Iain Ferguson Bruce as Director For For Management 3a2 Reelect Ian Charles Stone as Director For For Management 3b Authorize Board to Fix the Remuneration For For Management of Directors 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572122 Meeting Date: MAY 13, 2009 Meeting Type: Special Record Date: MAY 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt 2009 Share Option Scheme For For Management 2 Amend the Existing Share Award Scheme For For Management Adopted on Dec. 13, 2007 -------------------------------------------------------------------------------- TINGYI (CAYMAN ISLANDS) HOLDING CO. Ticker: 322 Security ID: G8878S103 Meeting Date: DEC 30, 2008 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of Waiver of the For For Management Pre-emptive Right and Tag-along Right by Master Kong Beverages (BVI) Co. Ltd. in Respect of the Transfer of 1,000 Shares in Tingyi-Asahi-Itochu Beverages Holding Co. Ltd. -------------------------------------------------------------------------------- WHARF (HOLDINGS) LTD. Ticker: 4 Security ID: Y8800U127 Meeting Date: JUN 5, 2009 Meeting Type: Annual Record Date: JUN 1, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Peter K. C. Woo as Director For For Management 3b Reelect Stephen T. H. Ng as Director For For Management 3c Reelect Doreen Y. F. Lee as Director For For Management 3d Reelect Paul Y. C. Tsui as Director For For Management 3e Reelect Hans Michael Jebsen as Director For Against Management 3f Reelect James E. Thompson as Director For For Management 4 Reappoint KPMG as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WISTRON CORP Ticker: 3231 Security ID: Y96738102 Meeting Date: JUN 23, 2009 Meeting Type: Annual Record Date: APR 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Business Operations For For Management Reports and Financial Statements 2 Approve 2008 Allocation of Income and For For Management Dividends 3 Approve Capitalization of 2008 For For Management Dividends 4 Amend Articles of Association For For Management 5 Approve Amendment on the Election For For Management Procedures for Directors and Supervisors 6.1 Elect Simon Lin (Hsien-Ming Lin), For For Management Shareholder No. 000002 as Director 6.2 Elect Stan Shih (Chen-Jung Shih), For For Management Shareholder No. 000003 as Director 6.3 Elect Haydn Hsieh (Hong-Po Hsieh), For For Management Shareholder No. 000004 as Director 6.4 Elect Philip Peng (Chin-Bing Peng), For For Management Representative of Acer Inc., Shareholder No. 000001 as Director 6.5 Elect Robert Huang (Po-Tuan Huang), For For Management Shareholder No. 000642 as Director 6.6 Elect John Hsuan (Min-Chih Hsuan), ID For For Management No. F100588265 as Independent Director 6.7 Elect Michael Tsai (Kuo-Chih Tsai), ID For For Management No. A100138304 as Independent Director 6.8 Elect Victor C.J. Cheng (Chung-Jen For For Management Cheng), ID No. J100515149 as Independent Director 6.9 Elect James K.F. Wu (Kuo-Feng Wu), ID For For Management No. N100666626 as Independent Director 7 Approve Release of Restrictions on For For Management Competitive Activities of Directors 8 Approve Amendment on the Procedures for For For Management Endorsement and Guarantee 9 Approve Amendment on the Procedures for For For Management Loans to Other Parties 10 Amend Procedures Governing the For For Management Acquisition and Disposal of Assets 11 Approve Amendment of the Foreign For For Management Exchange Risk Management Policy and Guidelines 12 Approve Amendment of the Regulation for For For Management the Management of Long-term and Short-term Investments 13 Approve Issuance of Preferred A-Shares For For Management Through a Private Placement 14 Approve Issuance of New Common Shares For For Management in the Form of GDR 15 Approve and Discuss the Proposal to Opt For For Management for Tax Benefits for Earnings in 2006 16 Approve and Discuss the Proposal to Opt For For Management for Tax Benefits for the Issuance of New Common Shares in 2008 and the Earnings in 2007 -------------------------------------------------------------------------------- XINAO GAS HOLDINGS Ticker: 2688 Security ID: G9826J104 Meeting Date: MAY 26, 2009 Meeting Type: Annual Record Date: MAY 19, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Reelect Wang Yusuo as Director For For Management 3b Reelect Zhao Jinfeng as Director For For Management 3c Reelect Yu Jianchao as Director For For Management 3d Reelect Cheng Chak Ngok as Director For For Management 3e Reelect Liang Zhiwei as Director For For Management 3f Reelect Zhai Xiaoqin as Director For For Management 3g Authorize Directors to Fix Remuneration For For Management of Directors 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- YUANTA FINANCIAL HOLDING CO. LTD Ticker: Security ID: Y2652W109 Meeting Date: JUN 26, 2009 Meeting Type: Annual Record Date: APR 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Business Operations For For Management Reports and Financial Statements 2 Approve 2008 Allocation of Income and For For Management Dividends 3 Approve Allocation of Cash Dividend For For Management 4 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) Ticker: 763 Security ID: Y0004F105 Meeting Date: NOV 27, 2008 Meeting Type: Special Record Date: OCT 27, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Agreement in For For Management Relation to the Investment and Construction of ZTE Corp. Xi'an Research and Development and Production Base in Xi'an Hi-tech Industrial Development Park -------------------------------------------------------------------------------- ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) Ticker: 763 Security ID: Y0004F105 Meeting Date: MAY 19, 2009 Meeting Type: Annual Record Date: APR 17, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Report of the Board of Directors For For Management 3 Accept Report of the Supervisory For For Management Committee 4 Accept Report of the President of the For For Management Company 5 Accept Final Financial Accounts For For Management 6 Approve Connected Transaction with a For Abstain Management Related Party and the Related Annual Cap 7 Approve Application to the National For For Management Developement Bank for a $2.5 Billion Composite Credit Facility 8 Approve Application to the Bank of For For Management China Ltd., Shenzhen Branch for a RMB 15.7 Billion Composite Credit Facility 9a Reappoint Ernst & Young Hua Ming as the For For Management PRC Auditors and Authorize Board to Fix Their Remuneration 9b Reappoint Ernst & Young as the Hong For For Management Kong Auditors and Authorize Board to Fix Their Remuneration 10 Approve Profit Distribution Proposal For For Management and Capitalization from Capital Reserves of the Company for 2008 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 12a Amend Articles Re: Registered Capital For For Management 12b Amend Articles of Association and For For Management Shareholders' General Meeting -------------------------------------------------------------------------------- ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) Ticker: 763 Security ID: Y0004F105 Meeting Date: MAY 19, 2009 Meeting Type: Special Record Date: APR 17, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution Proposal For For Management and Capitalization from Capital Reserves of the Company for 2008 ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant: AllianceBernstein Greater China '97 Fund, Inc. By: Robert M. Keith* ----------------------- Chief Executive Officer Date: August 31, 2009 *By: /s/ Emilie D. Wrapp ------------------- Emilie D. Wrapp Secretary