0001104659-23-120418.txt : 20231121
0001104659-23-120418.hdr.sgml : 20231121
20231121171111
ACCESSION NUMBER: 0001104659-23-120418
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231117
FILED AS OF DATE: 20231121
DATE AS OF CHANGE: 20231121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPRENG R DAVID
CENTRAL INDEX KEY: 0001038255
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01180
FILM NUMBER: 231429102
MAIL ADDRESS:
STREET 1: 3800 FIRST BANK PL
STREET 2: P O BOX 357
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Runway Growth Finance Corp.
CENTRAL INDEX KEY: 0001653384
IRS NUMBER: 475049745
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 205 N. MICHIGAN AVE.
STREET 2: SUITE 4200
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: (312) 281-6270
MAIL ADDRESS:
STREET 1: 205 N. MICHIGAN AVE.
STREET 2: SUITE 4200
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: Runway Growth Credit Fund Inc.
DATE OF NAME CHANGE: 20170613
FORMER COMPANY:
FORMER CONFORMED NAME: GSV Growth Credit Fund Inc.
DATE OF NAME CHANGE: 20150917
4
1
tm2331300-2_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-11-17
0
0001653384
Runway Growth Finance Corp.
RWAY
0001038255
SPRENG R DAVID
C/O RUNWAY GROWTH FINANCE CORP.,
205 N. MICHIGAN AVE, SUITE 4200
CHICAGO
IL
60601
1
1
0
0
President and CEO
0
Common Stock, par value $0.01 per share
2023-11-17
4
P
0
6600
12.29
A
119931.92
I
By Runway Growth Holdings LLC
Common Stock, par value $0.01 per share
2023-11-20
4
P
0
7500
12.39
A
127431.92
I
By Runway Growth Holdings LLC
Common Stock, par value $0.01 per share
56102.667
D
Common Stock, par value $0.01 per share
28438.45
I
By 401(k) Plan
These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities.
The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.
/s/ R. David Spreng
2023-11-21