0001209191-12-015951.txt : 20120306
0001209191-12-015951.hdr.sgml : 20120306
20120306083020
ACCESSION NUMBER: 0001209191-12-015951
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120302
FILED AS OF DATE: 20120306
DATE AS OF CHANGE: 20120306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Garfield Jonathan
CENTRAL INDEX KEY: 0001400896
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12917
FILM NUMBER: 12668836
MAIL ADDRESS:
STREET 1: C/O REIS SERVICES LLC
STREET 2: 530 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Reis, Inc.
CENTRAL INDEX KEY: 0001038222
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 133926898
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 530 FIFTH AVENUE
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2129211122
MAIL ADDRESS:
STREET 1: 530 FIFTH AVENUE
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: WELLSFORD REAL PROPERTIES INC
DATE OF NAME CHANGE: 19970423
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2012-03-02
0
0001038222
Reis, Inc.
REIS
0001400896
Garfield Jonathan
C/O REIS, INC.
530 FIFTH AVENUE, 5TH FLOOR
NEW YORK
NY
10036
1
1
0
0
Executive Vice President
Common Stock
2012-03-02
4
F
0
5894
10.035
D
823033
D
Common Stock
104015
I
Held by GRAT
Exempt transaction pursuant to Section 16b-3(e) -- payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting and delivery of restricted stock units ("RSUs"). The reporting person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover the required taxes.
Represents 751,455 shares of common stock held by the reporting person and 71,578 RSUs (none of which are currently vested).
On March 18, 2009, for estate planning purposes, the reporting person transferred by gift 120,000 shares of common stock to the Jonathan Garfield 2009 Grantor Retained Annuity Trust (the "GRAT"), an irrevocable trust whose trustee is Celia J. Hartmann, the wife of the reporting person. Since the reporting person's wife is the trustee of the GRAT and the reporting person is the primary beneficiary of the GRAT, the reporting person may be deemed to indirectly beneficially own the shares of common stock held by the GRAT. The amount of shares held by the GRAT has been reduced by shares delivered to the reporting person in satisfaction of required distributions.
/s/ Alexander G. Simpson, as Attorney-in-Fact
2012-03-06