0001209191-12-008464.txt : 20120208 0001209191-12-008464.hdr.sgml : 20120208 20120208170201 ACCESSION NUMBER: 0001209191-12-008464 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120204 FILED AS OF DATE: 20120208 DATE AS OF CHANGE: 20120208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garfield Jonathan CENTRAL INDEX KEY: 0001400896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12917 FILM NUMBER: 12582601 MAIL ADDRESS: STREET 1: C/O REIS SERVICES LLC STREET 2: 530 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Reis, Inc. CENTRAL INDEX KEY: 0001038222 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 133926898 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 530 FIFTH AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2129211122 MAIL ADDRESS: STREET 1: 530 FIFTH AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: WELLSFORD REAL PROPERTIES INC DATE OF NAME CHANGE: 19970423 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-02-04 0 0001038222 Reis, Inc. REIS 0001400896 Garfield Jonathan C/O REIS, INC. 530 FIFTH AVENUE, 5TH FLOOR NEW YORK NY 10036 1 1 0 0 Executive Vice President Common Stock 2012-02-04 4 F 0 4612 10.38 D 800621 D Common Stock 104015 I Held by GRAT Exempt transaction pursuant to Section 16b-3(e) -- payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting and delivery of restricted stock units ("RSUs"). The reporting person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover the required taxes. Represents 736,761 shares of common stock held by the reporting person and 63,860 RSUs (none of which are currently vested). On March 18, 2009, for estate planning purposes, the reporting person transferred by gift 120,000 shares of common stock to the Jonathan Garfield 2009 Grantor Retained Annuity Trust (the "GRAT"), an irrevocable trust whose trustee is Celia J. Hartmann, the wife of the reporting person. Since the reporting person's wife is the trustee of the GRAT and the reporting person is the primary beneficiary of the GRAT, the reporting person may be deemed to indirectly beneficially own the shares of common stock held by the GRAT. The amount of shares held by the GRAT has been reduced by shares delivered to the reporting person in satisfaction of required distributions. /s/ Alexander G. Simpson, as Attorney-in-Fact 2012-02-08