0001209191-17-004959.txt : 20170120 0001209191-17-004959.hdr.sgml : 20170120 20170120173226 ACCESSION NUMBER: 0001209191-17-004959 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170118 FILED AS OF DATE: 20170120 DATE AS OF CHANGE: 20170120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF THE OZARKS INC CENTRAL INDEX KEY: 0001038205 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 710556208 STATE OF INCORPORATION: AR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17901 CHENAL PARKWAY CITY: LITTLE ROCK STATE: AR ZIP: 72223 BUSINESS PHONE: (501) 978-2265 MAIL ADDRESS: STREET 1: P.O. BOX 8811 CITY: LITTLE ROCK STATE: AR ZIP: 72231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas Dan CENTRAL INDEX KEY: 0001556742 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22759 FILM NUMBER: 17539383 MAIL ADDRESS: STREET 1: 17901 CHENAL PARKWAY CITY: LITTLE ROCK STATE: AR ZIP: 72223 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-18 0 0001038205 BANK OF THE OZARKS INC OZRK 0001556742 Thomas Dan 17901 CHENAL PARKWAY P.O. BOX 8811 LITTLE ROCK AR 72231-8811 1 1 0 0 Vice Chair & Chief Lending Off Common Stock 2017-01-18 4 A 0 32258 0.00 A 130361 D Common Stock 875 I Shares held in 401(k) at 01/18/2017 Employee Stock Option (Right to Buy) 52.08 2017-01-18 4 A 0 32258 0.00 A 2020-01-18 2024-01-18 Common Stock 32258 32258 D These shares were issued under the Company's Restricted Stock and Incentive Plan in accordance with Rule 16b-3(d) and are subject to a substantial risk of forfeiture until vested. 100% of these shares vest on 01/18/2020, three years after the date of grant, if the individual remains employed with the Company through such date. /s/ Joseph I. Strack, as Attorney in Fact for Dan Thomas 2017-01-20