-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L20lSKhGyQlpLSaQ7tgyvEuEAueMlQJfzwUhxXsirboKj451or6KD9X5QpBLRmJd evqT27YTtpt2osE8aoa7KQ== 0001235110-07-000135.txt : 20070813 0001235110-07-000135.hdr.sgml : 20070813 20070813073715 ACCESSION NUMBER: 0001235110-07-000135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070810 FILED AS OF DATE: 20070813 DATE AS OF CHANGE: 20070813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QWEST COMMUNICATIONS INTERNATIONAL INC CENTRAL INDEX KEY: 0001037949 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 841339282 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1801 CALIFORNIA ST CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3039921400 MAIL ADDRESS: STREET 1: 1801 CALIFORNIA ST CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: QUEST COMMUNICATIONS INTERNATIONAL INC DATE OF NAME CHANGE: 19970416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MUELLER EDWARD A CENTRAL INDEX KEY: 0001225916 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15577 FILM NUMBER: 071047128 BUSINESS ADDRESS: STREET 1: C/O WILLIAMS SONOMA INC STREET 2: 3250 VAN NESS CITY: SAN FRANCISCO STATE: CA ZIP: 94109 BUSINESS PHONE: 6509617500 MAIL ADDRESS: STREET 1: 487 EAST MIDDLEFIELD ROAD STREET 2: ATTN: GENERAL COUNSEL CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 FORMER NAME: FORMER CONFORMED NAME: MUELLER ED DATE OF NAME CHANGE: 20030404 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-08-10 0001037949 QWEST COMMUNICATIONS INTERNATIONAL INC Q 0001225916 MUELLER EDWARD A QWEST COMMUNICATIONS INTERNATIONAL INC. 1801 CALIFORNIA, SUITE 5200 DENVER CO 80202 1 1 0 0 Chairman & CEO Common Stock 2007-08-10 4 A 0 896000 0 A 896000 D Employee stock option (right to buy) 8.37 2007-08-10 4 A 0 2083000 0 A Common Stock 2083000 2083000 D This award will vest on August 10, 2010 if Mr. Mueller is employed by us on that date and if the average closing price of our common stock equals or exceeds the then applicable Share Price Target for any period of 90 consecutive trading days beginning on or after August 10, 2007. The "Share Price Target" is originally $11.50 and will be adjusted downward for any dividends paid on our common stock and adjusted appropriately for any capital structure changes. If this award has not vested by August 10, 2010 and Mr. Mueller is employed by us on that date, this award will vest on August 10, 2011 if Mr. Mueller is employed by us on that date and if at any time prior to August 10, 2011 the average closing price of our common stock equals or exceeds the then applicable Share Price Target for any period of 90 consecutive trading days. The Share Price Target after August 10, 2010 shall be $12.65 and will be adjusted downward for any dividends paid on our common stock after August 10, 2007 and adjusted appropriately for any capital structure changes. This award will fully vest prior to August 10, 2011 upon death, disability, termination of employment by Mr. Mueller for good reason or termination of employment by us without cause if either the 90-day performance condition with respect to Share Price Target has theretofore been satisfied or the average closing price of our common stock equals or exceeds the then applicable Share Price Target for a period of 22 or more consecutive trading days during the 30 consecutive trading days immediately prior to the date of death, disability or such termination of employment. This award will fully vest prior to August 10, 2011, and remain exercisable for its remaining term, upon the closing of a merger, consolidation, asset sale, or similar transaction in which Qwest is not the surviving entity or in which Qwest is the surviving entity and Mr. Mueller is not offered the continued position of chief executive officer. To the extent not previously vested, this award will be immediately forfeited upon the earlier of a termination of employment for any reason (unless the termination results in full vesting of the award) or August 10, 2011. /s/ Jennifer A. D'Alessandro, as attorney-in-fact 2007-08-13 -----END PRIVACY-ENHANCED MESSAGE-----