-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WhiiavQRsdNX7IEugw3BElOv3AytrbbWMienKDWrCsn1DHUSsgyq6zwLOR/4xLgl Q2VS4Vw8JnRG2u6QJALHsg== 0001235110-07-000089.txt : 20070307 0001235110-07-000089.hdr.sgml : 20070307 20070307170121 ACCESSION NUMBER: 0001235110-07-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070305 FILED AS OF DATE: 20070307 DATE AS OF CHANGE: 20070307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QWEST COMMUNICATIONS INTERNATIONAL INC CENTRAL INDEX KEY: 0001037949 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 841339282 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1801 CALIFORNIA ST CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3039921400 MAIL ADDRESS: STREET 1: 1801 CALIFORNIA ST CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: QUEST COMMUNICATIONS INTERNATIONAL INC DATE OF NAME CHANGE: 19970416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOTEBAERT RICHARD C CENTRAL INDEX KEY: 0001112731 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15577 FILM NUMBER: 07678469 BUSINESS ADDRESS: STREET 1: 4951 INDIANA AVE STREET 2: C/O TELLABS INC CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 6303788800 MAIL ADDRESS: STREET 1: 4951 INDIANA AVE STREET 2: TELLABS INC CITY: LISLE STATE: IL ZIP: 60532 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-03-05 0001037949 QWEST COMMUNICATIONS INTERNATIONAL INC Q 0001112731 NOTEBAERT RICHARD C QWEST COMMUNICATIONS INTERNATIONAL INC. 1800 CALIFORNIA, SUITE 5200 DENVER CO 80202 1 1 0 0 Chairman & CEO Common Stock 2007-03-05 4 A 0 452000 0 A 2672813 D Common Stock 2275 I By 401(k) plan Employee stock option (right to buy) 8.52 2007-03-05 4 A 0 1013000 0 A Common Stock 1013000 1013000 D This award will fully vest on March 5, 2010 if the reporting person is employed by Qwest on that date and if at any time after March 5, 2007 the average closing price of Qwest common stock equals or exceeds the then applicable Share Price Target for any period of 90 consecutive trading days beginning on or after March 5, 2007. The "Share Price Target" is originally $10.50 and will be adjusted downward for any dividends paid on Qwest common stock and adjusted appropriately for any capital structure changes. In addition, this award will fully vest prior to March 5, 2010 upon death, disability, termination for constructive discharge or termination without cause if either the 90-day performance condition with respect to Share Price Target has theretofore been satisfied or the average closing price of Qwest common stock equals or exceeds the then applicable Share Price Target for a period of 22 or more consecutive trading days during the 30 consecutive trading days immediately prior to the date of death, disability, termination for constructive discharge or termination without cause. This award will fully vest prior to March 5, 2010 upon the closing of a merger, consolidation, asset sale, or similar transaction in which Qwest is not the surviving entity or in which Qwest is the surviving entity and the reporting person is not offered a comparable position and compensation package. To the extent not previously vested, this award will be immediately forfeited upon the earlier of (A) a termination of the reporting person's employment for any reason whatsoever (unless such termination results in full vesting of the awards as described in the preceding footnote) or (B) March 5, 2010. Based on plan holdings as of March 5, 2007. Thomas A. Richardson, as attorney-in-fact 2007-03-07 -----END PRIVACY-ENHANCED MESSAGE-----