-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RYogtoxsT3IFLDy4eSRhA/alxUcDC9+RR8NIcfn9l9W0JfVEPSX8hChA2OEFMGB/ rSrhLqQrIMWz/Gt5tqvhzA== 0001019056-98-000101.txt : 19980223 0001019056-98-000101.hdr.sgml : 19980223 ACCESSION NUMBER: 0001019056-98-000101 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980220 SROS: AMEX GROUP MEMBERS: ANSCHUTZ COMPANY GROUP MEMBERS: ANSCHUTZ FAMILY INVESTMENT COMPANY LLC GROUP MEMBERS: PHILIP F. ANSCHUTZ GROUP MEMBERS: QWEST 1997-5 ACQUISITION CORP. GROUP MEMBERS: QWEST COMMUNICATIONS INTERNATIONAL INC GROUP MEMBERS: QWEST COMMUNICATIONS INTERNATIONAL INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PHOENIX NETWORK INC CENTRAL INDEX KEY: 0000704862 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 840881154 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-37603 FILM NUMBER: 98546355 BUSINESS ADDRESS: STREET 1: 1687 COLE BLVD CITY: GOLDEN STATE: CO ZIP: 80401-3316 BUSINESS PHONE: 4159813000 MAIL ADDRESS: STREET 1: 1687 COLE BLVD CITY: GOLDEN STATE: CO ZIP: 80401-3316 FORMER COMPANY: FORMER CONFORMED NAME: COMMONWEALTH CAPITAL LTD DATE OF NAME CHANGE: 19871229 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: QWEST COMMUNICATIONS INTERNATIONAL INC CENTRAL INDEX KEY: 0001037949 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 841339282 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 555 17TH ST STE 1000 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3032911400 MAIL ADDRESS: STREET 1: 555 17TH STREET STE 100 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: QUEST COMMUNICATIONS INTERNATIONAL INC DATE OF NAME CHANGE: 19970416 SC 13D/A 1 FORM SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* PHOENIX NETWORK, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.001 par value (Title of Class of Securities) 718910102 --------------- (CUSIP Number) Robert S. Woodruff Drake S. Tempest, Esq. Qwest Communications O'Melveny & Myers LLP International Inc. Citicorp Center 555 Seventeenth Street, Suite 1000 153 East 53rd Street, 54th Floor Denver, Colorado 80202 New York, New York 10022-4611 (303) 291-1400 (212) 326-2000 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 10, 1998 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. - -------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("ACT") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, SEE the NOTES). CUSIP Number 718910102 --------- Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. Page 1 of 12 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Qwest Communications International Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES ---------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 7,377,139 EACH REPORT- ---------------------------------- ING PERSON 9 SOLE DISPOSITIVE POWER WITH ---------------------------------- 10 SHARED DISPOSITIVE POWER ---------------------------------- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,377,139 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 20.5% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- Page 2 of 12 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Qwest 1997-5 Acquisition Corp. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES ---------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 7,377,139 EACH REPORT- ---------------------------------- ING PERSON 9 SOLE DISPOSITIVE POWER WITH ---------------------------------- 10 SHARED DISPOSITIVE POWER ---------------------------------- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,377,139 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 20.5% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- Page 3 of 12 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Anschutz Company - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES ---------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 7,377,139 EACH REPORT- ---------------------------------- ING PERSON 9 SOLE DISPOSITIVE POWER WITH ---------------------------------- 10 SHARED DISPOSITIVE POWER ---------------------------------- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,377,139 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 20.5% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- Page 4 of 12 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Anschutz Family Investment Company LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Colorado - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES ---------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 7,377,139 EACH REPORT- ---------------------------------- ING PERSON 9 SOLE DISPOSITIVE POWER WITH ---------------------------------- 10 SHARED DISPOSITIVE POWER ---------------------------------- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,377,139 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 20.5% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- Page 5 of 12 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Philip F. Anschutz - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES ---------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 7,377,139 EACH REPORT- ---------------------------------- ING PERSON 9 SOLE DISPOSITIVE POWER WITH ---------------------------------- 10 SHARED DISPOSITIVE POWER ---------------------------------- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,377,139 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 20.5% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- Page 6 of 12 Pages This Amendment No. 2 to the Schedule 13D filed on January 12, 1998, as amended by Amendment No. 1 to the Schedule 13D filed on February 9, 1998, on behalf of Qwest Communications International Inc., a Delaware corporation ("QWEST"), Qwest 1997-5 Acquisition Corp., a Delaware corporation ("QWEST SUBSIDIARY"), Anschutz Company, a Delaware corporation ("ANSCO"), Anschutz Family Investment Company LLC, a Colorado limited liability company ("ANSLLC"), and Philip F. Anschutz ("ANSCHUTZ"), which relates to the shares of Company Common Stock (as defined below), amends Items 4, 6 and 7 of the Schedule 13D, as amended. Unless otherwise indicated, all capitalized terms used not defined herein have the same meanings as set forth in the Schedule 13D, as amended. ITEM 4. PURPOSE OF TRANSACTION The information previously furnished in response to this item is amended to read as follows: On January 6, 1998, Phoenix Network, Inc., a Delaware corporation (the "COMPANY"), Qwest and Qwest Subsidiary entered into a definitive Agreement and Plan of Merger dated as of December 31, 1997. On January 29, 1998, the parties amended and restated such Agreement and Plan of Merger in its entirety in order to (i) delete certain references to the shares of Series I Convertible Preferred Stock, par value $.001 per share, of the Company, all of which had been converted into shares of common stock, par value $.001 per share, of the Company ("COMPANY COMMON STOCK"), pursuant to their terms, and certain requirements relating thereto, (ii) reflect the two-for-one stock split announced on January 20, 1998 by Qwest's Board of Directors, payable on February 24, 1998 as a dividend to the holders of record of shares of common stock, par value $.01 per share, of Qwest ("QWEST COMMON STOCK"), on February 2, 1998 (the "QWEST STOCK SPLIT") and (iii) clarify the terms of the Merger Consideration (as defined in the Merger Agreement). On February 10, 1998, the parties further amended and restated such Agreement and Plan of Merger in its entirety pursuant to the Amended and Restated Agreement and Plan of Merger dated as of December 31, 1997 (the "MERGER AGREEMENT"), to further clarify the terms of the Merger Consideration and to add certain covenants and closing conditions relating to dissenting stockholders of the Company. A copy of the Merger Agreement has been filed with the Securities and Exchange Commission (the "COMMISSION") by Qwest as Exhibit A to the Proxy Statement/Prospectus that is part of the Registration Statement on Form S-4 (the "REGISTRATION STATEMENT") of Qwest relating to the Page 7 of 12 Pages registration by Qwest under the Securities Act of 1933, as amended, of shares of Qwest Common Stock and certain contingent cash consideration rights. The Merger Agreement is hereby incorporated herein by reference as Exhibit 1. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF ISSUER Reference is made to Item 4 of this Amendment No. 2 and the exhibits incorporated herein by reference for a description of the Merger Agreement the Voting Agreements (as defined in the Merger Agreement). ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Exhibit 4 Amended and Restated Agreement and Plan of Merger dated as of December 31, 1997 among Phoenix Network, Inc., Qwest Communications International Inc. and Qwest 1997-5 Acquisition Corp.(1) - -------- (1) Filed as Exhibit A to the Proxy Statement/Prospectus that is part of the Registration Statement and incorporated herein by reference. Page 8 of 12 Pages Signature --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 17, 1998 Date QWEST COMMUNICATIONS INTERNATIONAL INC. By: /s/ Robert S. Woodruff - -------------------------------------------- Robert S. Woodruff Executive Vice President - Finance, Chief Financial Officer and Treasurer S-1 Signature --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 17, 1998 Date QWEST 1997-5 ACQUISITION CORP. By: /s/ Robert S. Woodruff - -------------------------------- Robert S. Woodruff Treasurer S-2 Signature --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 17, 1998 Date ANSCHUTZ COMPANY By: /s/ Philip F. Anschutz - --------------------------------- Philip F. Anschutz Chairman and Chief Executive Officer ANSCHUTZ FAMILY INVESTMENT COMPANY LLC By: ANSCHUTZ COMPANY, its Manager By: /s/ Philip F. Anschutz ------------------------------------ Philip F. Anschutz Chairman and Chief Executive Officer S-3 Signature --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 17, 1998 Date /s/ Philip F. Anschutz - ---------------------------- Philip F. Anschutz S-4 EXHIBIT INDEX ------------- Exhibit 4 Amended and Restated Agreement and Plan of Merger dated as of December 31, 1997 among Phoenix Network, Inc., Qwest Communications International Inc. and Qwest 1997-5 Acquisition Corp.(1) - -------- (1) Filed as Exhibit A to the Proxy Statement/Prospectus that is part of the Registration Statement and incorporated herein by reference. Ex. - 1 -----END PRIVACY-ENHANCED MESSAGE-----