-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TVCelEymm9KwgCqe4jgGnwOh2IN/ChZBYcUKsYlByZUEDFqqjA9YYH1lqbwheDpb SdnvKXjgPCnNx1gQQkkR7g== 0001037792-99-000003.txt : 19991102 0001037792-99-000003.hdr.sgml : 19991102 ACCESSION NUMBER: 0001037792-99-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMNET INC/NY CENTRAL INDEX KEY: 0001037792 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 141770168 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06298 FILM NUMBER: 99738331 BUSINESS ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 BUSINESS PHONE: 5184313500 MAIL ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY 13F-HR 1 FORM 13F HOLDING REPORT Form 13F Report for the Calendar Year or Quarter Ended: 9/30/99 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one): [ ] is a restatment. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Paradigm Capital Management Address: 9 Elk Street Albany, New York 12207 13F File Number: 28-7092 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of Reporting Manager: Name: Peter E. Bulger Title: SVP Phone: 518-431-3500 Signature, Place and Date of Signing: Peter E. Bulger Albany NY 4/30/99 Report Type (Check only one.): [ ] 13F Holdings Report. [ ] 13F Notice. [x ] 13F Combination Report. List of other Managers reporting for this Manager: I am signing this report as required by the Securities Exchange Act of 1934. / Peter E. Bulger Paradigm Capital Management, Inc. Form 13F SUMMARY PAGE Report Summary: for Paradigm Capital Management File # 28-7092 Number of other Included Managers: 0 Form 13F Informational Table Entry Total: 151 Form 13F Informational Table Value Total: $429,761,000 List of Ohter Included Managers: FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A C Moore Arts & Crafts Inc. COM 00086t103 271 61000 SH SOLE 60000 1000 Abbott Laboratories COM 002824100 1086 29600 SH SOLE 29600 Act Manufacturing COM 000973107 16995 678100 SH SOLE 125800 552300 Advo Inc. COM 007585102 409 20500 SH SOLE 20500 Amer Precision Indus COM 029069101 2451 239100 SH SOLE 239100 Amer Woodmark COM 030506109 8122 302200 SH SOLE 50000 252200 Ameri Credit Corp COM 03060r101 624 41800 SH SOLE 41800 Angelica Corp COM 034663104 1828 159000 SH SOLE 159000 Apogee Enterprises COM 037598109 1294 184000 SH SOLE 184000 Applied Graphics Technologies COM 037937109 93 10800 SH SOLE 10800 Artesyn Technologies Inc. COM 043127109 1379 72700 SH SOLE 10000 62700 Avid Technology COM 05367p100 6589 502000 SH SOLE 50000 452000 BHA Group'A' COM 055446108 1666 171975 SH SOLE 171975 BMC Software COM 055921100 215 3000 SH SOLE 3000 Bacou USA Inc COM 056439102 3126 187300 SH SOLE 187300 Baldwin Technology'A' COM 058264102 3239 1363800 SH SOLE 249000 1114800 Ball Corp COM 058498106 220 5000 SH SOLE 5000 Baxter International COM 071813109 524 8700 SH SOLE 8700 Bell Atlantic Corp COM 077853109 337 5000 SH SOLE 5000 Blair Corp COM 092828102 770 43700 SH SOLE 43700 Bogen Communications Intl COM 097189104 357 64100 SH SOLE 64100 Brush Wellman COM 117421107 4530 308400 SH SOLE 308400 Bush Indus Cl'A' COM 123164105 1458 111600 SH SOLE 40000 71600 C & D Technologies COM 124661109 27866 767400 SH SOLE 60900 706500 CPAC Inc COM 126145101 576 98100 SH SOLE 98100 CSS Industries COM 125906107 5939 258200 SH SOLE 258200 Carlisle Cos COM 142339100 7067 178900 SH SOLE 10000 178900 Champion Enterprises COM 158496109 575 63900 SH SOLE 63900 Chartwell Re COM 16139w109 889 61600 SH SOLE 61600 Chemfab Corp COM 16361l102 2785 172700 SH SOLE 172700 Ciprico Inc COM 172529109 918 82500 SH SOLE 82500 Cold Metal Products COM 192861102 645 191100 SH SOLE 191100 Colgate-Palmolive COM 194162103 1354 29600 SH SOLE 29600 Columbus McKinnon Corp. COM 199333105 7279 422000 SH SOLE 40000 422000 Concorde Camera COM 206156101 1201 139300 SH SOLE 139300 Crane Co COM 224399105 6787 302500 SH SOLE 302500 DII Group COM 232949107 7389 210000 SH SOLE 70000 140000 Delta Financial Corp COM 247918105 424 84800 SH SOLE 84800 Diageo PLC Sponsored ADR COM 25243q205 207 5000 SH SOLE 5000 Donnelly Corp Cl'A' COM 257870105 1749 124400 SH SOLE 124400 Elder Beerman Stores COM 284470101 263 41300 SH SOLE 41300 Electro Rent COM 285218103 4566 365300 SH SOLE 40000 325300 Enesco Group Inc COM 292973104 2941 191300 SH SOLE 5000 191300 Ensco International Inc. COM 26874q100 238 13150 SH SOLE 13150 Esterline Technologies COM 297425100 1888 119900 SH SOLE 119900 Evans & Sutherland Computer COM 299096107 1265 102200 SH SOLE 28000 74200 Farr Co COM 311648109 1493 161450 SH SOLE 161450 Fibermark Inc COM 315646109 4724 370500 SH SOLE 370500 First Aviation Services COM 31865w108 251 45600 SH SOLE 45600 Friedman's Inc'A' COM 358438109 1898 215400 SH SOLE 215400 Furon Co COM 361106107 2743 110000 SH SOLE 110000 General Electric COM 369604103 1330 11220 SH SOLE 11220 Genicom Corp COM 372282103 277 354600 SH SOLE 251400 103200 Gerber Scientific COM 373730100 6627 296200 SH SOLE 10000 296200 Gillette Co COM 375766102 679 20000 SH SOLE 20000 Hadco Corp COM 404681108 4290 99200 SH SOLE 4000 95200 Harmon Indus COM 413136102 1235 98300 SH SOLE 98300 Hastings Entmt Inc. COM 418365102 446 51700 SH SOLE 50000 1700 Haverty Furniture Co COM 419596101 1763 121600 SH SOLE 121600 Hawk Corp Cl A COM 420089104 1561 297400 SH SOLE 297400 Healthcare Svcs COM 421906108 851 104300 SH SOLE 104300 Heinz (H.J.) COM 423074103 215 5000 SH SOLE 5000 Helen of Troy COM g4388n106 2884 299600 SH SOLE 70000 229600 Hewlett-Packard COM 428236103 1162 12800 SH SOLE 12800 Hollinger Intl Cl A COM 435569108 153 12900 SH SOLE 12900 Hunt Mfg COM 445591100 1632 199300 SH SOLE 199300 Hussman International Inc. COM 448110106 1586 93300 SH SOLE 10000 83300 ICT Group Inc COM 44929y101 1341 185000 SH SOLE 185000 Information Resources COM 456905108 961 86900 SH SOLE 86900 Intel Corp COM 458140100 743 10000 SH SOLE 10000 Intl Business Machines COM 459200101 460 3800 SH SOLE 3800 Jabil Circuit COM 466313103 9900 200000 SH SOLE 200000 John B Sanfilippo & Son Inc COM 800422107 57 20000 SH SOLE 20000 Johnson & Johnson COM 478160104 3703 40300 SH SOLE 40300 Jos.A. Bank Clothiers COM 480838101 2760 679400 SH SOLE 177800 501600 K-Tron Intl COM 482730108 3055 205400 SH SOLE 205400 Katy Inds COM 486026107 968 80700 SH SOLE 80700 Lifetime Hoan Corp COM 531926103 287 39200 SH SOLE 39200 Longs Drug Stores Corp COM 543162101 597 20000 SH SOLE 20000 Lydall Inc COM 550819106 3733 362000 SH SOLE 40000 362000 Mail Well Inc COM 560321200 198 14300 SH SOLE 14300 Mark IV Industries COM 570387100 8177 414020 SH SOLE 414020 Mattel, Inc COM 577081102 1649 86780 SH SOLE 86780 Maxxim Medical COM 57777g105 10939 457000 SH SOLE 20000 437000 Mazel Stores COM 578792103 300 31200 SH SOLE 31200 Media 100 Inc COM 58440w105 1883 266600 SH SOLE 170000 96600 Medtronic Inc. COM 585055106 711 20000 SH SOLE 20000 Mens Wearhouse Inc COM 587118100 1159 53900 SH SOLE 53900 Merck & Co COM 589331107 1820 28080 SH SOLE 28080 Merix Corp COM 590049102 6327 486700 SH SOLE 177500 309200 Mestek Inc COM 590829107 2384 119200 SH SOLE 119200 Microsemi Corp COM 595137100 2117 287000 SH SOLE 287000 Microwave Power Devices COM 59517m103 1983 144900 SH SOLE 144900 Monro Muffler Brake COM 610236101 4802 718044 SH SOLE 38270 718044 Musicland Stores COM 62758b109 2851 321200 SH SOLE 60000 261200 Myers Inds Inc COM 628464109 1716 96700 SH SOLE 96700 Nash Finch Co COM 631158102 1257 179600 SH SOLE 179600 Nashua Corp COM 631226107 404 45500 SH SOLE 45500 Neomagic Corp COM 640497103 1362 175800 SH SOLE 43300 132500 Newell Rubbermaid COM 651229106 271 9500 SH SOLE 9500 O'Sullivan Industries Hldg COM 688609106 8566 571100 SH SOLE 70000 501100 Oneida Ltd COM 682505102 6856 287900 SH SOLE 287900 Optika Inc COM 683973101 198 52800 SH SOLE 52800 52800 Patrick Indus COM 703343103 911 71800 SH SOLE 71800 Penn Engr & Mfg COM 707389300 7253 295300 SH SOLE 295300 PepsiCo Inc COM 713448108 659 21607 SH SOLE 21607 Perceptron COM 71361f100 463 129900 SH SOLE 129900 Pier 1 Imports Inc COM 720279108 525 80000 SH SOLE 30000 50000 Pinnacle Systems COM 723481107 11802 278516 SH SOLE 278516 Plexus Corp COM 729132100 4937 161200 SH SOLE 161200 PrimeSource Corp COM 741593107 1709 294100 SH SOLE 294100 Printronix Inc COM 742578107 2647 141200 SH SOLE 141200 Procter & Gamble COM 742718109 984 10500 SH SOLE 10500 Provantage Health Svcs Inc. COM 743725103 206 20000 SH SOLE 20000 R & B Inc COM 749124103 992 178400 SH SOLE 178400 R&B Falcon Corp COM 74912e101 192 14600 SH SOLE 14600 Remedy Corp COM 759548100 230 8100 SH SOLE 8100 RemedyTemp Inc - Cl A COM 759549108 2644 183900 SH SOLE 183900 Richardson Electr COM 763165107 2215 266500 SH SOLE 266500 Rite Aid COM 767754104 2193 158750 SH SOLE 158750 Robertson-Ceco Corp COM 770539203 1331 171700 SH SOLE 171700 Rogers Corp COM 775133101 7736 210500 SH SOLE 210500 Rogue Wave Software Inc COM 775369101 1206 201000 SH SOLE 40000 161000 Rohn Inds COM 775381106 376 188200 SH SOLE 188200 Roy F Weston Cl A COM 961137106 299 119600 SH SOLE 119600 Russ Berrie & Co COM 782233100 373 17800 SH SOLE 17800 Ryans Family Steak Houses Inc. COM 783519101 386 42900 SH SOLE 42900 SED Intl Holdings COM 784109100 694 270800 SH SOLE 140900 129900 Safety 1st Inc COM 786475103 481 68100 SH SOLE 68100 Salton Inc COM 795757103 8736 281800 SH SOLE 62400 219400 Sanmina Corp COM 800907107 3706 47900 SH SOLE 47900 Schawk Inc COM 806373106 585 60000 SH SOLE 60000 Scott Technologies Inc COM 810022301 6859 347300 SH SOLE 347300 Sears,Roebuck COM 812387108 452 14400 SH SOLE 14400 Shopko Stores COM 824911101 9938 342700 SH SOLE 70000 272700 Sizzler International COM 830139101 359 169000 SH SOLE 169000 Smart Modular Tecnologies COM 831690102 17460 512600 SH SOLE 70000 442600 Spectrum Control COM 847615101 2058 267700 SH SOLE 267700 Sterile Recoveries COM 859151102 894 115300 SH SOLE 104300 11000 Sterling Commerce COM 859205106 742 40000 SH SOLE 40000 Sybase Inc. COM 871130100 281 23750 SH SOLE 23750 Sylvan Inc COM 871371100 1320 130400 SH SOLE 130400 Symantec Corp COM 871503108 21297 592100 SH SOLE 150000 442100 Technitrol COM 878555101 11671 331100 SH SOLE 6000 331100 Tokheim Corp COM 889073102 93 10420 SH SOLE 10420 Trans World Entertainment COM 89336q100 9493 748200 SH SOLE 60000 688200 Trustco Bank Corp COM 898349105 518 17534 SH SOLE 17534 Tuscarora Inc COM 900902107 1777 140750 SH SOLE 140750 Urocor Inc. COM 91727p105 307 75000 SH SOLE 75000 Walt Disney Co Holding COM 254687106 220 8450 SH SOLE 8450 Windmere Durable Holdings COM 973411101 856 71000 SH SOLE 30000 41000
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