0001037792-21-000001.txt : 20210120 0001037792-21-000001.hdr.sgml : 20210120 20210120152926 ACCESSION NUMBER: 0001037792-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210120 DATE AS OF CHANGE: 20210120 EFFECTIVENESS DATE: 20210120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMENT INC/NY CENTRAL INDEX KEY: 0001037792 IRS NUMBER: 141770168 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06298 FILM NUMBER: 21538656 BUSINESS ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 BUSINESS PHONE: 5184313500 MAIL ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001037792 XXXXXXXX 12-31-2020 12-31-2020 PARADIGM CAPITAL MANAGEMENT INC/NY

9 ELK STREET ALBANY NY 12207

13F HOLDINGS REPORT 028-06298 N Thomas H. Signor 5184313549 Thomas H. Signor Albany NY 01-20-2021 1 245 1672678 false 1 Paradigm Funds Advisor LLC INFORMATION TABLE 2 inftable.xml A10 Networks, Inc. COM 002121101 1019 103300 SH SOLE 103300 0 0 A10 Networks, Inc. COM 002121101 1226 124300 SH DFND 01 0 124300 0 Abbott Laboratories COM 002824100 887 8100 SH SOLE 8100 0 0 Absolute Software Corp COM 00386b109 7150 600300 SH SOLE 600300 0 0 Absolute Software Corp COM 00386b109 1191 100000 SH DFND 01 0 100000 0 Addus homeCare Corporation COM 006739106 1729 14770 SH SOLE 14770 0 0 Addus homeCare Corporation COM 006739106 2553 21800 SH DFND 01 0 21800 0 Air Transport Services Group COM 00922r105 1724 55000 SH DFND 01 0 55000 0 Albany International Corp. 'A' COM 012348108 734 10000 SH SOLE 10000 0 0 Allegheny Technologies Inc COM 01741R102 264 15750 SH DFND 01 0 15750 0 Allscripts Healthcare Solution COM 01988P108 13672 946800 SH SOLE 946800 0 0 Allscripts Healthcare Solution COM 01988P108 2682 185700 SH DFND 01 0 185700 0 Amer Eagle Outfitters COM 02553e106 2105 104900 SH SOLE 104900 0 0 Amer Eagle Outfitters COM 02553e106 2619 130500 SH DFND 01 0 130500 0 American Financial Group COM 025932104 1628 18575 SH SOLE 18575 0 0 American Financial Group COM 025932104 565 6450 SH DFND 01 0 6450 0 American Woodmark Corporation COM 030506109 29234 311500 SH SOLE 311500 0 0 American Woodmark Corporation COM 030506109 1220 13000 SH DFND 01 0 13000 0 AngioDynamics, Inc. COM 03475V101 2575 168000 SH SOLE 168000 0 0 AngioDynamics, Inc. COM 03475V101 307 20000 SH DFND 01 0 20000 0 Applied Materials COM 038222105 259 3000 SH SOLE 3000 0 0 Aptargroup, Inc. COM 038336103 1934 14125 SH SOLE 14125 0 0 Atricure Inc COM 04963c209 1865 33500 SH SOLE 33500 0 0 Atricure Inc COM 04963c209 2989 53700 SH DFND 01 0 53700 0 Aviat Networks COM 05366y201 1639 48000 SH SOLE 48000 0 0 Banner Corp New COM 06652v208 978 21000 SH DFND 01 0 21000 0 Bausch Health Companies COM 071734107 437 21000 SH SOLE 21000 0 0 Baxter International COM 071813109 826 10300 SH SOLE 10300 0 0 Best Buy Co COM 086516101 4221 42300 SH SOLE 42300 0 0 Best Buy Co COM 086516101 1676 16800 SH DFND 01 0 16800 0 Black Knight Inc. COM 09215c105 769 8706 SH SOLE 8706 0 0 Black Knight Inc. COM 09215c105 160 1809 SH DFND 01 0 1809 0 BMC Stock Holdings COM 05591b109 8127 151400 SH SOLE 151400 0 0 BMC Stock Holdings COM 05591b109 1804 33600 SH DFND 01 0 33600 0 Boise Cascade Company COM 09739d100 1959 40987 SH SOLE 40987 0 0 Boise Cascade Company COM 09739d100 402 8400 SH DFND 01 0 8400 0 Bristol-Myers Squibb COM 110122108 769 12400 SH SOLE 12400 0 0 Broadcom Ltd COM 11135f101 35947 82100 SH SOLE 82100 0 0 Brooks Automation Inc. COM 114340102 251 3700 SH SOLE 3700 0 0 Brooks Automation Inc. COM 114340102 2721 40100 SH DFND 01 0 40100 0 Calamp Corp COM 128126109 887 89400 SH SOLE 89400 0 0 Calamp Corp COM 128126109 198 20000 SH DFND 01 0 20000 0 Caleres Inc COM 129500104 2809 179500 SH SOLE 179500 0 0 Caleres Inc COM 129500104 1878 120000 SH DFND 01 0 120000 0 Calix Inc COM 13100m509 33132 1113300 SH SOLE 1113300 0 0 Calix Inc COM 13100m509 2678 90000 SH DFND 01 0 90000 0 Cannae Holdings Inc. COM 13765n107 1417 32000 SH SOLE 32000 0 0 Cannae Holdings Inc. COM 13765n107 297 6700 SH DFND 01 0 6700 0 Carpenter Technology Corp COM 144285103 402 13800 SH DFND 01 0 13800 0 CDW Corporation COM 12514g108 659 5000 SH SOLE 5000 0 0 Ceragon Networks Ltd COM m22013102 100 36000 SH SOLE 36000 0 0 Cerence Inc. COM 156727109 25180 250600 SH SOLE 250600 0 0 Cerence Inc. COM 156727109 4019 40000 SH DFND 01 0 40000 0 Cerner Corporation COM 156782104 314 4000 SH SOLE 4000 0 0 Cerus Corp COM 157085101 9735 1406800 SH SOLE 1406800 0 0 Cerus Corp COM 157085101 2076 300000 SH DFND 01 0 300000 0 Cigna Corp New COM 125523100 1853 8900 SH SOLE 8900 0 0 Citi Trends, Inc. COM 17306X102 17189 346000 SH SOLE 346000 0 0 Citi Trends, Inc. COM 17306X102 994 20000 SH DFND 01 0 20000 0 Cohu Inc. COM 192576106 21511 563399 SH SOLE 563399 0 0 Cohu Inc. COM 192576106 1628 42650 SH DFND 01 0 42650 0 Colgate-Palmolive COM 194162103 7337 85800 SH SOLE 85800 0 0 Comcast Corporation Cl A COM 20030n101 660 12600 SH SOLE 12600 0 0 Comtech Communications COM 205826209 13657 660100 SH SOLE 660100 0 0 Comtech Communications COM 205826209 3310 160000 SH DFND 01 0 160000 0 Concentrix Corp COM 20602d101 6212 62942 SH SOLE 62942 0 0 Concentrix Corp COM 20602d101 1612 16332 SH DFND 01 0 16332 0 Conduent Inc COM 206787103 624 130000 SH DFND 01 0 130000 0 Designer Brands Inc. CL A COM 250565108 201 26300 SH SOLE 26300 0 0 Designer Brands Inc. CL A COM 250565108 149 19500 SH DFND 01 0 19500 0 Ducommun Inc COM 264147109 32366 602715 SH SOLE 602715 0 0 Ducommun Inc COM 264147109 3899 72600 SH DFND 01 0 72600 0 Edwards Lifesciences Corporati COM 28176E108 1204 13200 SH SOLE 13200 0 0 EMCOR Group, Inc. COM 29084Q100 2961 32375 SH SOLE 32375 0 0 EMCOR Group, Inc. COM 29084Q100 3210 35100 SH DFND 01 0 35100 0 EnerSys COM 29275y102 38125 459000 SH SOLE 459000 0 0 EnerSys COM 29275y102 1005 12100 SH DFND 01 0 12100 0 Ensign Group, Inc. COM 29358p101 2990 41000 SH SOLE 41000 0 0 Ensign Group, Inc. COM 29358p101 3646 50000 SH DFND 01 0 50000 0 Entegris Inc COM 29362u104 43341 451000 SH SOLE 451000 0 0 Entegris Inc COM 29362u104 807 8400 SH DFND 01 0 8400 0 Everspin Technologies, Inc. COM 30041t104 1005 218460 SH SOLE 218460 0 0 Express Inc. COM 30219e103 25 27800 SH SOLE 27800 0 0 Extreme Networks COM 30226d106 47030 6825900 SH SOLE 6825900 0 0 Extreme Networks COM 30226d106 3238 470000 SH DFND 01 0 470000 0 Fabrinet COM g3323l100 48610 626500 SH SOLE 626500 0 0 Fabrinet COM g3323l100 931 12000 SH DFND 01 0 12000 0 Federal Signal Corp COM 313855108 3052 92000 SH SOLE 92000 0 0 Fidelity National Financial COM 31620r303 1110 28393 SH SOLE 28393 0 0 Fidelity National Financial COM 31620r303 231 5900 SH DFND 01 0 5900 0 First Merchants Corporation COM 320817109 1272 34000 SH DFND 01 0 34000 0 Fluidigm Corp COM 34385p108 6937 1156100 SH SOLE 1156100 0 0 Fluidigm Corp COM 34385p108 2220 370000 SH DFND 01 0 370000 0 Foot Locker, Inc. COM 344849104 65 1600 SH SOLE 1600 0 0 Foot Locker, Inc. COM 344849104 2277 56300 SH DFND 01 0 56300 0 Formfactor Inc COM 346375108 5300 123200 SH SOLE 123200 0 0 Forterra COM 34960w106 33917 1972500 SH SOLE 1972500 0 0 Forterra COM 34960w106 2063 120000 SH DFND 01 0 120000 0 Garmin LTD COM h2906t109 3865 32300 SH SOLE 32300 0 0 Garmin LTD COM h2906t109 1879 15700 SH DFND 01 0 15700 0 GATX Corp COM 361448103 62 750 SH SOLE 750 0 0 GATX Corp COM 361448103 1281 15400 SH DFND 01 0 15400 0 Genmark Diagnostics Inc COM 372309104 6666 456600 SH SOLE 456600 0 0 Genmark Diagnostics Inc COM 372309104 2397 164200 SH DFND 01 0 164200 0 Gentherm Inc COM 37253a103 978 15000 SH SOLE 15000 0 0 Globus Medical Inc Cl A new COM 379577208 35532 544800 SH SOLE 544800 0 0 Globus Medical Inc Cl A new COM 379577208 2407 36900 SH DFND 01 0 36900 0 Halozyme Therapeutics, Inc. COM 40637H109 427 10000 SH SOLE 10000 0 0 Hillenbrand Inc COM 431571108 2818 70800 SH SOLE 70800 0 0 Hillenbrand Inc COM 431571108 1608 40400 SH DFND 01 0 40400 0 IAC/ Interactive Corp New COM 44891n109 3494 18450 SH SOLE 18450 0 0 IAC/ Interactive Corp New COM 44891n109 2840 15000 SH DFND 01 0 15000 0 Ichor Holdings COM g4740b105 15021 498300 SH SOLE 498300 0 0 Ichor Holdings COM g4740b105 1206 40000 SH DFND 01 0 40000 0 II-VI, Inc. COM 902104108 57844 761500 SH SOLE 761500 0 0 II-VI, Inc. COM 902104108 2036 26800 SH DFND 01 0 26800 0 Infinera Corp COM 45667g103 17173 1638600 SH SOLE 1638600 0 0 Infinera Corp COM 45667g103 3144 300000 SH DFND 01 0 300000 0 Inovalon Holdings, Inc. Class COM 45781d101 382 21000 SH SOLE 21000 0 0 Inovalon Holdings, Inc. Class COM 45781d101 325 17900 SH DFND 01 0 17900 0 Insight Enterprises COM 45765U103 44452 584200 SH SOLE 584200 0 0 Insight Enterprises COM 45765U103 4170 54800 SH DFND 01 0 54800 0 Invacare Corporation COM 461203101 14652 1637100 SH SOLE 1637100 0 0 Invacare Corporation COM 461203101 3043 340000 SH DFND 01 0 340000 0 J Jill Group COM 46620w201 1119 300000 SH SOLE 300000 0 0 J2 Global Inc COM 48123v102 3439 35200 SH SOLE 35200 0 0 J2 Global Inc COM 48123v102 3751 38400 SH DFND 01 0 38400 0 Jabil Inc COM 466313103 25948 610100 SH SOLE 610100 0 0 Jabil Inc COM 466313103 1578 37100 SH DFND 01 0 37100 0 Jeld-wen Holding, Inc. COM 47580p103 25 1000 SH SOLE 1000 0 0 Jeld-wen Holding, Inc. COM 47580p103 761 30000 SH DFND 01 0 30000 0 Johnson & Johnson COM 478160104 11599 73700 SH SOLE 73700 0 0 Kadant Inc. COM 48282T104 2115 15000 SH SOLE 15000 0 0 Kadant Inc. COM 48282T104 2622 18600 SH DFND 01 0 18600 0 Kelly Services Inc Class A COM 488152208 1818 88400 SH SOLE 88400 0 0 Kelly Services Inc Class A COM 488152208 1792 87125 SH DFND 01 0 87125 0 Kforce, Inc. COM 493732101 2778 66000 SH SOLE 66000 0 0 Kforce, Inc. COM 493732101 3193 75850 SH DFND 01 0 75850 0 Kirkland's Inc. COM 497498105 4291 240000 SH SOLE 240000 0 0 Kirkland's Inc. COM 497498105 358 20000 SH DFND 01 0 20000 0 Kratos Defense & Security Solu COM 50077b207 23540 858200 SH SOLE 858200 0 0 Kratos Defense & Security Solu COM 50077b207 1097 40000 SH DFND 01 0 40000 0 Kulicke & Soffa Industries Inc COM 501242101 3195 100450 SH SOLE 100450 0 0 Kulicke & Soffa Industries Inc COM 501242101 4861 152800 SH DFND 01 0 152800 0 La Z Boy Inc COM 505336107 1992 50000 SH SOLE 50000 0 0 Leaf Group Ltd. COM 52177g102 243 52159 SH SOLE 52159 0 0 Live Oak Acquisition Corp Unit COM 53804w205 1085 100000 SH SOLE 100000 0 0 Lumentum Holdings Inc. COM 55024u109 14241 150224 SH SOLE 150224 0 0 Lumentum Holdings Inc. COM 55024u109 1991 21000 SH DFND 01 0 21000 0 Macys Inc. COM 55616p104 1024 91000 SH SOLE 91000 0 0 Macys Inc. COM 55616p104 337 30000 SH DFND 01 0 30000 0 Magellan Health Services, Inc. COM 559079207 1826 22040 SH SOLE 22040 0 0 Magellan Health Services, Inc. COM 559079207 2419 29200 SH DFND 01 0 29200 0 Marvell Technology Group Ltd COM g5876h105 6123 128800 SH SOLE 128800 0 0 Marvell Technology Group Ltd COM g5876h105 2820 59313 SH DFND 01 0 59313 0 Masimo Corp COM 574795100 5811 21653 SH SOLE 21653 0 0 Masimo Corp COM 574795100 2362 8800 SH DFND 01 0 8800 0 Match Group Inc. New COM 57667l107 4566 30200 SH SOLE 30200 0 0 Match Group Inc. New COM 57667l107 3649 24132 SH DFND 01 0 24132 0 Matrix Service Co. COM 576853105 1367 124025 SH SOLE 124025 0 0 Matrix Service Co. COM 576853105 1689 153300 SH DFND 01 0 153300 0 MaxLinear, Inc COM 57776j100 21814 571200 SH SOLE 571200 0 0 MaxLinear, Inc COM 57776j100 6156 161200 SH DFND 01 0 161200 0 Merck & Co COM 58933y105 1472 18000 SH SOLE 18000 0 0 Mid America Apartment Communit COM 59522j103 3248 25640 SH SOLE 25640 0 0 Mid America Apartment Communit COM 59522j103 2223 17550 SH DFND 01 0 17550 0 MKS Instruments Inc. COM 55306n104 5612 37300 SH SOLE 37300 0 0 MKS Instruments Inc. COM 55306n104 2001 13300 SH DFND 01 0 13300 0 MYR Group Inc. COM 55405w104 481 8000 SH SOLE 8000 0 0 Natera, Inc. COM 632307104 1095 11000 SH SOLE 11000 0 0 National Bank Hldgs Corp Cl A COM 633707104 489 14936 SH DFND 01 0 14936 0 Nature's Sunshine Products, In COM 639027101 15998 1070087 SH SOLE 1070087 0 0 Nature's Sunshine Products, In COM 639027101 1196 80000 SH DFND 01 0 80000 0 Neophotonics Corporation COM 64051t100 19883 2187300 SH SOLE 2187300 0 0 Neophotonics Corporation COM 64051t100 2182 240000 SH DFND 01 0 240000 0 Nextgen Healthcare Inc. COM 65343c102 10561 579000 SH SOLE 579000 0 0 NN, Inc. COM 629337106 22982 3498051 SH SOLE 3498051 0 0 NN, Inc. COM 629337106 1314 200000 SH DFND 01 0 200000 0 NortonLifeLock Inc. COM 668771108 1995 96000 SH SOLE 96000 0 0 Nu Skin Enterprises, Inc. COM 67018T105 273 5000 SH SOLE 5000 0 0 Omnicell Inc COM 68213n109 35586 296500 SH SOLE 296500 0 0 Omnicell Inc COM 68213n109 3121 26000 SH DFND 01 0 26000 0 Onto Innovation Inc. COM 683344105 56170 1181289 SH SOLE 1181289 0 0 Onto Innovation Inc. COM 683344105 3994 84000 SH DFND 01 0 84000 0 Ooma Inc. COM 683416101 288 20000 SH SOLE 20000 0 0 OptiNose, Inc. COM 68404v100 9518 2299000 SH SOLE 2299000 0 0 OptiNose, Inc. COM 68404v100 828 200000 SH DFND 01 0 200000 0 Orthopediatrics Corp COM 68752l100 247 6000 SH SOLE 6000 0 0 Orthopediatrics Corp COM 68752l100 272 6600 SH DFND 01 0 6600 0 Pennant Group Inc. COM 70805e109 1190 20500 SH SOLE 20500 0 0 PepsiCo Inc COM 713448108 10633 71700 SH SOLE 71700 0 0 PerkinElmer, Inc. COM 714046109 5446 37950 SH SOLE 37950 0 0 PerkinElmer, Inc. COM 714046109 3946 27500 SH DFND 01 0 27500 0 Pitney Bowes COM 724479100 12704 2062300 SH SOLE 2062300 0 0 Pitney Bowes COM 724479100 2957 480000 SH DFND 01 0 480000 0 Primoris Services Corp COM 74164f103 690 25000 SH DFND 01 0 25000 0 Procter & Gamble COM 742718109 431 3100 SH SOLE 3100 0 0 Progress Software Corp COM 743312100 1611 35650 SH SOLE 35650 0 0 Progress Software Corp COM 743312100 1247 27600 SH DFND 01 0 27600 0 Prosperity Bancshares, Inc. COM 743606105 58 830 SH SOLE 830 0 0 Prosperity Bancshares, Inc. COM 743606105 586 8448 SH DFND 01 0 8448 0 PTC Inc COM 69370c100 4784 40000 SH SOLE 40000 0 0 Pure Storage, Inc. Class A COM 74624m102 610 27000 SH SOLE 27000 0 0 Qorvo Inc. COM 74736k101 229 1380 SH SOLE 1380 0 0 Qorvo Inc. COM 74736k101 4240 25500 SH DFND 01 0 25500 0 R1 RCM, Inc COM 749397105 88014 3664200 SH SOLE 3664200 0 0 R1 RCM, Inc COM 749397105 4564 190000 SH DFND 01 0 190000 0 Radnet Inc COM 750491102 350 17900 SH SOLE 17900 0 0 Renasant Corporation COM 75970e107 1179 35000 SH DFND 01 0 35000 0 Rexnord Corp New COM 76169b102 2247 56900 SH SOLE 56900 0 0 Rexnord Corp New COM 76169b102 1789 45300 SH DFND 01 0 45300 0 Ribbon Communications Inc COM 762544104 50393 7681800 SH SOLE 7681800 0 0 Ribbon Communications Inc COM 762544104 4592 700000 SH DFND 01 0 700000 0 Seaspine Holdings Corp COM 81255t108 5874 336600 SH SOLE 336600 0 0 Seaspine Holdings Corp COM 81255t108 2443 140000 SH DFND 01 0 140000 0 Sensient Technologies Corp COM 81725T100 2082 28225 SH SOLE 28225 0 0 Sensient Technologies Corp COM 81725T100 3021 40950 SH DFND 01 0 40950 0 Skyworks Solutions, Inc. COM 83088M102 37689 246525 SH SOLE 246525 0 0 Skyworks Solutions, Inc. COM 83088M102 2064 13500 SH DFND 01 0 13500 0 Summit Materials, Inc. Class a COM 86614u100 14411 717700 SH SOLE 717700 0 0 Summit Materials, Inc. Class a COM 86614u100 4510 224600 SH DFND 01 0 224600 0 SYNNEX Corporation COM 87162W100 5940 72942 SH SOLE 72942 0 0 SYNNEX Corporation COM 87162W100 1330 16332 SH DFND 01 0 16332 0 Tabula Rasa Healthcare Inc COM 873379101 1045 24400 SH SOLE 24400 0 0 Tabula Rasa Healthcare Inc COM 873379101 1277 29800 SH DFND 01 0 29800 0 Tactile Systems Technology COM 87357p100 2153 47900 SH SOLE 47900 0 0 Teradyne Inc COM 880770102 7901 65900 SH SOLE 65900 0 0 Teradyne Inc COM 880770102 2554 21300 SH DFND 01 0 21300 0 Tillys Inc COM 886885102 7938 972757 SH SOLE 972757 0 0 Tillys Inc COM 886885102 1142 140000 SH DFND 01 0 140000 0 TTM Technologies, Inc. COM 87305R109 14596 1058100 SH SOLE 1058100 0 0 TTM Technologies, Inc. COM 87305R109 590 42800 SH DFND 01 0 42800 0 Ultra Clean Holdings Inc COM 90385v107 36146 1160400 SH SOLE 1160400 0 0 Ultra Clean Holdings Inc COM 90385v107 3115 100000 SH DFND 01 0 100000 0 Veeco Instruments COM 922417100 43466 2503800 SH SOLE 2503800 0 0 Veeco Instruments COM 922417100 3993 230000 SH DFND 01 0 230000 0 Vocera Communications Inc COM 92857f107 3958 95300 SH SOLE 95300 0 0 Vocera Communications Inc COM 92857f107 623 15000 SH DFND 01 0 15000 0 WESCO International, Inc. COM 95082P105 2355 30000 SH SOLE 30000 0 0 Westlake Chemical Corp COM 960413102 1693 20750 SH SOLE 20750 0 0 Westlake Chemical Corp COM 960413102 355 4350 SH DFND 01 0 4350 0 Westrock Co COM 96145d105 31411 721604 SH SOLE 721604 0 0 Xperi Corp COM 98390m103 276 13216 SH SOLE 13216 0 0 Zumiez, Inc. COM 989817101 7032 191200 SH SOLE 191200 0 0 Zumiez, Inc. COM 989817101 706 19200 SH DFND 01 0 19200 0