0001037792-18-000002.txt : 20180207 0001037792-18-000002.hdr.sgml : 20180207 20180207102013 ACCESSION NUMBER: 0001037792-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180207 DATE AS OF CHANGE: 20180207 EFFECTIVENESS DATE: 20180207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMENT INC/NY CENTRAL INDEX KEY: 0001037792 IRS NUMBER: 141770168 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06298 FILM NUMBER: 18579628 BUSINESS ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 BUSINESS PHONE: 5184313500 MAIL ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001037792 XXXXXXXX 12-31-2017 12-31-2017 PARADIGM CAPITAL MANAGEMENT INC/NY

9 ELK STREET ALBANY NY 12207

13F HOLDINGS REPORT 028-06298 N Robert A. Benton 518-431-3500 Robert A. Benton ALBANY NY 02-07-2018 1 258 1170950 false 1 Paradigm Funds Advisor LLC INFORMATION TABLE 2 13f4q2017.xml 8x8, Inc. COM 282914100 699 49600 SH SOLE 49600 0 0 8x8, Inc. COM 282914100 564 40000 SH DFND 01 0 40000 0 A10 Networks, Inc. COM 002121101 671 86900 SH SOLE 86900 0 0 A10 Networks, Inc. COM 002121101 1054 136500 SH DFND 01 0 136500 0 Abbott Laboratories COM 002824100 285 5000 SH SOLE 5000 0 0 Addus homeCare Corporation COM 006739106 514 14770 SH SOLE 14770 0 0 Addus homeCare Corporation COM 006739106 1041 29900 SH DFND 01 0 29900 0 Adirondack Trust co Saratoga S COM 007014103 448 280 SH SOLE 280 0 0 Aerohive Networks Inc COM 007786106 1075 184400 SH SOLE 184400 0 0 Air Transport Services Group COM 00922r105 1666 72000 SH DFND 01 0 72000 0 Albany International Corp. 'A' COM 012348108 614 10000 SH SOLE 10000 0 0 Allegheny Technologies Inc COM 01741R102 982 40700 SH SOLE 40700 0 0 Allegheny Technologies Inc COM 01741R102 255 10550 SH DFND 01 0 10550 0 Allscripts Healthcare Solution COM 01988P108 26337 1810100 SH SOLE 1810100 0 0 Allscripts Healthcare Solution COM 01988P108 2030 139500 SH DFND 01 0 139500 0 Amer Eagle Outfitters COM 02553e106 1796 95550 SH SOLE 95550 0 0 Amer Eagle Outfitters COM 02553e106 2192 116600 SH DFND 01 0 116600 0 American Airlines Group Inc. COM 02376r102 520 10000 SH SOLE 10000 0 0 American Financial Group COM 025932104 2016 18575 SH SOLE 18575 0 0 American Financial Group COM 025932104 309 2850 SH DFND 01 0 2850 0 American Woodmark Corporation COM 030506109 26415 202800 SH SOLE 202800 0 0 Aptargroup, Inc. COM 038336103 1219 14125 SH SOLE 14125 0 0 Arris Intl PLc COM G0551a103 1387 54000 SH SOLE 54000 0 0 Arris Intl PLc COM G0551a103 742 28900 SH DFND 01 0 28900 0 Aspen Insurance Holdings Ltd COM g05384105 1171 28850 SH SOLE 28850 0 0 Aspen Insurance Holdings Ltd COM g05384105 177 4350 SH DFND 01 0 4350 0 Atricure Inc COM 04963c209 547 30000 SH SOLE 30000 0 0 Atricure Inc COM 04963c209 182 10000 SH DFND 01 0 10000 0 Banner Corp New COM 06652v208 1488 27000 SH DFND 01 0 27000 0 Barnes & Noble, Inc. COM 067774109 201 30000 SH SOLE 30000 0 0 Barnes & Noble, Inc. COM 067774109 335 50000 SH DFND 01 0 50000 0 Baxter International COM 071813109 679 10500 SH SOLE 10500 0 0 Best Buy Co COM 086516101 4023 58750 SH SOLE 58750 0 0 Best Buy Co COM 086516101 849 12400 SH DFND 01 0 12400 0 Black Box Corporation COM 091826107 4245 1195800 SH SOLE 1195800 0 0 Black Box Corporation COM 091826107 710 200000 SH DFND 01 0 200000 0 Black Knight Inc. COM 09215c105 384 8706 SH SOLE 8706 0 0 Black Knight Inc. COM 09215c105 80 1809 SH DFND 01 0 1809 0 Blackstone Mortgage TR Inc Cl COM 09257w100 1866 58000 SH DFND 01 0 58000 0 BMC Stock Holdings COM 05591b109 4711 186200 SH SOLE 186200 0 0 BMC Stock Holdings COM 05591b109 1217 48100 SH DFND 01 0 48100 0 Boise Cascade Company COM 09739d100 965 24187 SH SOLE 24187 0 0 Boise Cascade Company COM 09739d100 335 8400 SH DFND 01 0 8400 0 Broadcom Ltd COM y09827109 42311 164700 SH SOLE 164700 0 0 Brooks Automation Inc. COM 114340102 88 3700 SH SOLE 3700 0 0 Brooks Automation Inc. COM 114340102 1425 59750 SH DFND 01 0 59750 0 Caleres Inc COM 129500104 28846 861600 SH SOLE 861600 0 0 Caleres Inc COM 129500104 2411 72000 SH DFND 01 0 72000 0 Cannae Holdings Inc. COM 13765n107 545 32000 SH SOLE 32000 0 0 Cannae Holdings Inc. COM 13765n107 114 6700 SH DFND 01 0 6700 0 Capitol Federal Financial Inc COM 14057J101 516 38500 SH SOLE 38500 0 0 Capitol Federal Financial Inc COM 14057J101 105 7800 SH DFND 01 0 7800 0 Carpenter Technology Corp COM 144285103 622 12200 SH SOLE 12200 0 0 Carpenter Technology Corp COM 144285103 173 3400 SH DFND 01 0 3400 0 Cavium Inc. COM 14964u108 29 340 SH SOLE 340 0 0 Cavium Inc. COM 14964u108 292 3488 SH DFND 01 0 3488 0 CDW Corporation COM 12514g108 347 5000 SH SOLE 5000 0 0 Ceragon Networks Ltd COM m22013102 69 35000 SH SOLE 35000 0 0 Citi Trends, Inc. COM 17306X102 16088 608000 SH SOLE 608000 0 0 Citi Trends, Inc. COM 17306X102 661 25000 SH DFND 01 0 25000 0 Colgate-Palmolive COM 194162103 6496 86100 SH SOLE 86100 0 0 Comcast Corporation Cl A COM 20030n101 521 13000 SH SOLE 13000 0 0 Convergys Corporation COM 212485106 2162 91980 SH SOLE 91980 0 0 Convergys Corporation COM 212485106 1925 81900 SH DFND 01 0 81900 0 Cray Computer COM 225223304 23416 967600 SH SOLE 967600 0 0 DSW, Inc. COM 23334L102 734 34287 SH SOLE 34287 0 0 DSW, Inc. COM 23334L102 75 3500 SH DFND 01 0 3500 0 Ducommun Inc COM 264147109 17867 628000 SH SOLE 628000 0 0 Ducommun Inc COM 264147109 1991 70000 SH DFND 01 0 70000 0 Edwards Lifesciences Corporati COM 28176E108 890 7900 SH SOLE 7900 0 0 EMCOR Group, Inc. COM 29084Q100 2297 28100 SH SOLE 28100 0 0 EMCOR Group, Inc. COM 29084Q100 2242 27425 SH DFND 01 0 27425 0 Emcore Corporation COM 290846203 15197 2356200 SH SOLE 2356200 0 0 Emcore Corporation COM 290846203 1096 170000 SH DFND 01 0 170000 0 EnerSys COM 29275y102 25206 362000 SH SOLE 362000 0 0 EnerSys COM 29275y102 299 4300 SH DFND 01 0 4300 0 Ensign Group, Inc. COM 29358p101 155 7000 SH SOLE 7000 0 0 Ensign Group, Inc. COM 29358p101 1132 51000 SH DFND 01 0 51000 0 Entegris Inc COM 29362u104 16677 547700 SH SOLE 547700 0 0 Entegris Inc COM 29362u104 365 12000 SH DFND 01 0 12000 0 Exactech Inc. COM 30064e109 1236 25000 SH SOLE 25000 0 0 Express Inc. COM 30219e103 207 20350 SH SOLE 20350 0 0 Express Inc. COM 30219e103 1163 114575 SH DFND 01 0 114575 0 Extreme Networks COM 30226d106 63155 5044300 SH SOLE 5044300 0 0 Extreme Networks COM 30226d106 3506 280000 SH DFND 01 0 280000 0 Fabrinet COM g3323l100 17900 623700 SH SOLE 623700 0 0 Fabrinet COM g3323l100 255 8900 SH DFND 01 0 8900 0 Federal Signal Corp COM 313855108 7686 382600 SH SOLE 382600 0 0 Fidelity National Financial COM 31620r303 1114 28393 SH SOLE 28393 0 0 Fidelity National Financial COM 31620r303 232 5900 SH DFND 01 0 5900 0 Finisar Corp COM 31787a507 18517 909950 SH SOLE 909950 0 0 Finisar Corp COM 31787a507 594 29200 SH DFND 01 0 29200 0 Finish Line, Inc. COM 317923100 392 27000 SH SOLE 27000 0 0 First Merchants Corporation COM 320817109 1628 38700 SH DFND 01 0 38700 0 Foot Locker, Inc. COM 344849104 2222 47400 SH SOLE 47400 0 0 Foot Locker, Inc. COM 344849104 1749 37300 SH DFND 01 0 37300 0 Formfactor Inc COM 346375108 10626 679001 SH SOLE 679001 0 0 Formfactor Inc COM 346375108 2817 180000 SH DFND 01 0 180000 0 Foundation Building Materials COM 350392106 5906 399300 SH SOLE 399300 0 0 Foundation Building Materials COM 350392106 1479 100000 SH DFND 01 0 100000 0 Francesca's Holdings Corp. COM 351793104 21997 3009200 SH SOLE 3009200 0 0 Francesca's Holdings Corp. COM 351793104 585 80000 SH DFND 01 0 80000 0 Garmin LTD COM h2906t109 1924 32300 SH SOLE 32300 0 0 Garmin LTD COM h2906t109 381 6400 SH DFND 01 0 6400 0 GATX Corp COM 361448103 1167 18775 SH SOLE 18775 0 0 GATX Corp COM 361448103 1212 19500 SH DFND 01 0 19500 0 Gentherm Inc COM 37253a103 476 15000 SH SOLE 15000 0 0 Globus Medical Inc Cl A new COM 379577208 29502 717800 SH SOLE 717800 0 0 Globus Medical Inc Cl A new COM 379577208 727 17700 SH DFND 01 0 17700 0 Gramercy PPTY TR COM 385002100 995 37309 SH DFND 01 0 37309 0 Granite Construction Inc. COM 387328107 1459 23000 SH DFND 01 0 23000 0 Halozyme Therapeutics, Inc. COM 40637H109 203 10000 SH SOLE 10000 0 0 Hillenbrand Inc COM 431571108 1462 32700 SH SOLE 32700 0 0 Hillenbrand Inc COM 431571108 474 10600 SH DFND 01 0 10600 0 Huttig Building COM 448451104 12121 1822700 SH SOLE 1822700 0 0 Huttig Building COM 448451104 1928 290000 SH DFND 01 0 290000 0 IAC/Interactive Corp COM 44919p508 4170 34100 SH SOLE 34100 0 0 IAC/Interactive Corp COM 44919p508 2672 21850 SH DFND 01 0 21850 0 Ichor Holdings COM g4740b105 35724 1452190 SH SOLE 1452190 0 0 Ichor Holdings COM g4740b105 2706 110000 SH DFND 01 0 110000 0 Innospec Inc COM 45768s105 625 8850 SH SOLE 8850 0 0 Innospec Inc COM 45768s105 125 1775 SH DFND 01 0 1775 0 Insight Enterprises COM 45765U103 23456 612600 SH SOLE 612600 0 0 Insight Enterprises COM 45765U103 1260 32902 SH DFND 01 0 32902 0 Intuitive Surgical Inc New COM 46120e602 1095 3000 SH SOLE 3000 0 0 J2 Global Inc COM 48123v102 2468 32900 SH SOLE 32900 0 0 J2 Global Inc COM 48123v102 2166 28875 SH DFND 01 0 28875 0 Jabil Inc COM 466313103 18601 708600 SH SOLE 708600 0 0 Jabil Inc COM 466313103 864 32900 SH DFND 01 0 32900 0 Johnson & Johnson COM 478160104 10311 73800 SH SOLE 73800 0 0 K2M Group Holdings, Inc COM 48273j107 198 11000 SH SOLE 11000 0 0 Kadant Inc. COM 48282T104 1506 15000 SH SOLE 15000 0 0 Kadant Inc. COM 48282T104 1335 13300 SH DFND 01 0 13300 0 Kapstone Paper COM 48562p103 37423 1649300 SH SOLE 1649300 0 0 Kapstone Paper COM 48562p103 715 31500 SH DFND 01 0 31500 0 Kelly Services Inc Class A COM 488152208 1147 42075 SH SOLE 42075 0 0 Kelly Services Inc Class A COM 488152208 522 19125 SH DFND 01 0 19125 0 KEMET Corporation COM 488360207 301 20000 SH DFND 01 0 20000 0 Kforce, Inc. COM 493732101 1666 66000 SH SOLE 66000 0 0 Kforce, Inc. COM 493732101 1721 68150 SH DFND 01 0 68150 0 Kratos Defense & Security Solu COM 50077b207 23249 2195400 SH SOLE 2195400 0 0 Kratos Defense & Security Solu COM 50077b207 1588 150000 SH DFND 01 0 150000 0 Kulicke & Soffa Industries Inc COM 501242101 1862 76500 SH SOLE 76500 0 0 Kulicke & Soffa Industries Inc COM 501242101 1920 78900 SH DFND 01 0 78900 0 La Z Boy Inc COM 505336107 7298 233900 SH SOLE 233900 0 0 Lattice Semiconductor Corporat COM 518415104 2072 358400 SH SOLE 358400 0 0 Legacy Texas Finl Group Inc. COM 52471y106 66 1575 SH SOLE 1575 0 0 Legacy Texas Finl Group Inc. COM 52471y106 1701 40300 SH DFND 01 0 40300 0 Magellan Health Services, Inc. COM 559079207 3991 41340 SH SOLE 41340 0 0 Magellan Health Services, Inc. COM 559079207 2814 29150 SH DFND 01 0 29150 0 Marvell Technology Group Ltd COM g5876h105 2038 94900 SH SOLE 94900 0 0 Marvell Technology Group Ltd COM g5876h105 404 18825 SH DFND 01 0 18825 0 Masimo Corp COM 574795100 4893 57705 SH SOLE 57705 0 0 Masimo Corp COM 574795100 933 11000 SH DFND 01 0 11000 0 Matrix Service Co. COM 576853105 1825 102525 SH SOLE 102525 0 0 Matrix Service Co. COM 576853105 2017 113300 SH DFND 01 0 113300 0 MaxLinear, Inc COM 57776j100 25803 976640 SH SOLE 976640 0 0 MaxLinear, Inc COM 57776j100 1942 73500 SH DFND 01 0 73500 0 Mednax Inc COM 58502b106 1722 32225 SH SOLE 32225 0 0 Mednax Inc COM 58502b106 1296 24250 SH DFND 01 0 24250 0 Merck & Co COM 58933y105 1013 18000 SH SOLE 18000 0 0 Meritor Inc COM 59001k100 3359 143200 SH SOLE 143200 0 0 Meritor Inc COM 59001k100 235 10000 SH DFND 01 0 10000 0 Microsemi Corp COM 595137100 3843 74400 SH SOLE 74400 0 0 Microsemi Corp COM 595137100 2603 50400 SH DFND 01 0 50400 0 Mid America Apartment Communit COM 59522j103 2586 25715 SH SOLE 25715 0 0 Mid America Apartment Communit COM 59522j103 2210 21975 SH DFND 01 0 21975 0 MiMedx COM 602496101 4276 339100 SH SOLE 339100 0 0 MiMedx COM 602496101 1009 80000 SH DFND 01 0 80000 0 Mitel Networks Corp COM 60671q104 19283 2343000 SH SOLE 2343000 0 0 Mitel Networks Corp COM 60671q104 3029 368000 SH DFND 01 0 368000 0 MKS Instruments Inc. COM 55306n104 1323 14000 SH SOLE 14000 0 0 MKS Instruments Inc. COM 55306n104 236 2500 SH DFND 01 0 2500 0 Modine Manufacturing Co COM 607828100 1976 97800 SH SOLE 97800 0 0 Modine Manufacturing Co COM 607828100 606 30000 SH DFND 01 0 30000 0 MYR Group Inc. COM 55405w104 286 8000 SH SOLE 8000 0 0 National Bank Hldgs Corp Cl A COM 633707104 647 19936 SH DFND 01 0 19936 0 Nature's Sunshine Products, In COM 639027101 11045 956238 SH SOLE 956238 0 0 New York & Company, Inc. COM 649295102 16861 5895586 SH SOLE 5895586 0 0 New York & Company, Inc. COM 649295102 1430 500000 SH DFND 01 0 500000 0 Nu Skin Enterprises, Inc. COM 67018T105 341 5000 SH SOLE 5000 0 0 Nuvasive Inc COM 670704105 1170 20000 SH SOLE 20000 0 0 Nuvasive Inc COM 670704105 205 3500 SH DFND 01 0 3500 0 Oclaro Inc. COM 67555n206 12063 1789800 SH SOLE 1789800 0 0 Oclaro Inc. 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COM 74736k101 2358 35400 SH DFND 01 0 35400 0 Quality Systems Inc COM 747582104 11769 866662 SH SOLE 866662 0 0 R1 RCM, Inc COM 749397105 26869 6092800 SH SOLE 6092800 0 0 R1 RCM, Inc COM 749397105 3355 760700 SH DFND 01 0 760700 0 Regal Entertainment Group COM 758766109 2612 113500 SH SOLE 113500 0 0 Regal Entertainment Group COM 758766109 2371 103025 SH DFND 01 0 103025 0 Renasant Corporation COM 75970e107 1308 32000 SH DFND 01 0 32000 0 Ribbon Communications Inc COM 762544104 186 24000 SH SOLE 24000 0 0 RTI Surgical Inc COM 74975n105 22110 5392670 SH SOLE 5392670 0 0 RTI Surgical Inc COM 74975n105 2204 537547 SH DFND 01 0 537547 0 Rudolph Technologies Inc. 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