0001037792-16-000061.txt : 20161110 0001037792-16-000061.hdr.sgml : 20161110 20161110153631 ACCESSION NUMBER: 0001037792-16-000061 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 EFFECTIVENESS DATE: 20161110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMENT INC/NY CENTRAL INDEX KEY: 0001037792 IRS NUMBER: 141770168 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06298 FILM NUMBER: 161987793 BUSINESS ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 BUSINESS PHONE: 5184313500 MAIL ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001037792 XXXXXXXX 09-30-2016 09-30-2016 PARADIGM CAPITAL MANAGEMENT INC/NY

9 ELK STREET ALBANY NY 12207

13F HOLDINGS REPORT 028-06298 N Robert A. Benton (518) 431-3500 Robert A. Benton Albany NY 11-10-2016 1 289 953034 false 1 Paradigm Funds Advisor LLC INFORMATION TABLE 2 13f3q2016.xml A10 Networks, Inc. COM 002121101 532 49750 SH SOLE 49750 0 0 A10 Networks, Inc. COM 002121101 641 60000 SH DFND 01 0 60000 0 Abbott Laboratories COM 002824100 258 6100 SH SOLE 6100 0 0 Accretive Health Inc COM 00438v103 9997 4097100 SH SOLE 4097100 0 0 Accretive Health Inc COM 00438v103 1220 500000 SH DFND 01 0 500000 0 Adirondack Trust co Saratoga S COM 007014103 434 280 SH SOLE 280 0 0 Air Methods Corp New COM 009128307 1112 35300 SH SOLE 35300 0 0 Air Methods Corp New COM 009128307 74 2350 SH DFND 01 0 2350 0 Air Transport Services Group COM 00922r105 1291 90000 SH DFND 01 0 90000 0 Albany International Corp. 'A' COM 012348108 424 10000 SH SOLE 10000 0 0 Alcoa Inc COM 013817507 76 7498 SH SOLE 7498 0 0 Alcoa Inc COM 013817507 195 19183 SH DFND 01 0 19183 0 Alleghany Corporation COM 017175100 1194 2275 SH SOLE 2275 0 0 Alleghany Corporation COM 017175100 66 125 SH DFND 01 0 125 0 Allegheny Technologies Inc COM 01741R102 584 32300 SH SOLE 32300 0 0 Allegheny Technologies Inc COM 01741R102 39 2175 SH DFND 01 0 2175 0 Allscripts Healthcare Solution COM 01988P108 21489 1631700 SH SOLE 1631700 0 0 Allscripts Healthcare Solution COM 01988P108 2996 227500 SH DFND 01 0 227500 0 Amer Eagle Outfitters COM 02553e106 2009 112500 SH SOLE 112500 0 0 Amer Eagle Outfitters COM 02553e106 1767 98950 SH DFND 01 0 98950 0 American Airlines Group Inc. COM 02376r102 366 10000 SH SOLE 10000 0 0 American Financial Group COM 025932104 1393 18575 SH SOLE 18575 0 0 American Financial Group COM 025932104 94 1250 SH DFND 01 0 1250 0 American Woodmark Corporation COM 030506109 16283 202100 SH SOLE 202100 0 0 Aptargroup, Inc. COM 038336103 1093 14125 SH SOLE 14125 0 0 Aptargroup, Inc. COM 038336103 74 950 SH DFND 01 0 950 0 Ardmore Shipping Corp COM y0207t100 824 117100 SH DFND 01 0 117100 0 Aspen Insurance Holdings Ltd COM g05384105 1344 28850 SH SOLE 28850 0 0 Aspen Insurance Holdings Ltd COM g05384105 91 1950 SH DFND 01 0 1950 0 Atricure Inc COM 04963c209 3865 244300 SH SOLE 244300 0 0 Atricure Inc COM 04963c209 1426 90125 SH DFND 01 0 90125 0 Avid Technology, Inc. COM 05367p100 10146 1277800 SH SOLE 1277800 0 0 Avid Technology, Inc. COM 05367p100 1191 150000 SH DFND 01 0 150000 0 Avinger, Inc. COM 053734109 191 40000 SH SOLE 40000 0 0 Banner Corp New COM 06652v208 1312 30000 SH DFND 01 0 30000 0 Baxter International COM 071813109 547 11500 SH SOLE 11500 0 0 Berkshire Hills Bancorp, Inc. COM 084680107 549 19800 SH SOLE 19800 0 0 Berkshire Hills Bancorp, Inc. COM 084680107 33 1200 SH DFND 01 0 1200 0 Best Buy Co COM 086516101 2121 55550 SH SOLE 55550 0 0 Best Buy Co COM 086516101 143 3750 SH DFND 01 0 3750 0 Blackstone Mortgage TR Inc Cl COM 09257w100 1511 51300 SH DFND 01 0 51300 0 Boise Cascade Company COM 09739d100 674 26550 SH SOLE 26550 0 0 Boise Cascade Company COM 09739d100 46 1800 SH DFND 01 0 1800 0 Broadcom Ltd COM y09827109 28587 165700 SH SOLE 165700 0 0 Brocade Communications COM 111621306 636 68900 SH SOLE 68900 0 0 Brooks Automation Inc. COM 114340102 63 4625 SH SOLE 4625 0 0 Brooks Automation Inc. COM 114340102 1903 139825 SH DFND 01 0 139825 0 Caleres Inc COM 129500104 21586 853550 SH SOLE 853550 0 0 Caleres Inc COM 129500104 1864 73700 SH DFND 01 0 73700 0 Capitol Federal Financial Inc COM 14057J101 542 38500 SH SOLE 38500 0 0 Capitol Federal Financial Inc COM 14057J101 34 2400 SH DFND 01 0 2400 0 Carpenter Technology Corp COM 144285103 404 9800 SH SOLE 9800 0 0 Carpenter Technology Corp COM 144285103 25 600 SH DFND 01 0 600 0 Cavium Inc. COM 14964u108 14 232 SH SOLE 232 0 0 Cavium Inc. COM 14964u108 203 3488 SH DFND 01 0 3488 0 CDW Corporation COM 12514g108 229 5000 SH SOLE 5000 0 0 Ceragon Networks Ltd COM m22013102 83 35000 SH SOLE 35000 0 0 Ciena Corp COM 171779309 1465 67200 SH SOLE 67200 0 0 Ciena Corp COM 171779309 83 3800 SH DFND 01 0 3800 0 Citi Trends, Inc. COM 17306X102 25199 1264400 SH SOLE 1264400 0 0 Citi Trends, Inc. COM 17306X102 2392 120000 SH DFND 01 0 120000 0 Cohu Inc. COM 192576106 7533 641662 SH SOLE 641662 0 0 Colgate-Palmolive COM 194162103 6532 88100 SH SOLE 88100 0 0 Comcast Corporation Cl A COM 20030n101 531 8000 SH SOLE 8000 0 0 Convergys Corporation COM 212485106 1948 64050 SH SOLE 64050 0 0 Convergys Corporation COM 212485106 1981 65125 SH DFND 01 0 65125 0 Cray Computer COM 225223304 17836 757700 SH SOLE 757700 0 0 Delek US Holdings Inc. COM 246647101 657 37975 SH SOLE 37975 0 0 Delek US Holdings Inc. COM 246647101 43 2475 SH DFND 01 0 2475 0 Demand Media Inc COM 24802n208 4 685 SH SOLE 685 0 0 Demand Media Inc COM 24802n208 188 33000 SH DFND 01 0 33000 0 DSW, Inc. COM 23334L102 205 10000 SH SOLE 10000 0 0 DSW, Inc. COM 23334L102 25 1200 SH DFND 01 0 1200 0 Ducommun Inc COM 264147109 16339 715352 SH SOLE 715352 0 0 Ducommun Inc COM 264147109 2512 110000 SH DFND 01 0 110000 0 Edwards Lifesciences Corporati COM 28176E108 1157 9600 SH SOLE 9600 0 0 Electro Scientific Industries COM 285229100 1001 177400 SH DFND 01 0 177400 0 EMCOR Group, Inc. COM 29084Q100 1675 28100 SH SOLE 28100 0 0 EMCOR Group, Inc. COM 29084Q100 1984 33275 SH DFND 01 0 33275 0 Emcore Corporation COM 290846203 10361 1817670 SH SOLE 1817670 0 0 Emcore Corporation COM 290846203 2337 410000 SH DFND 01 0 410000 0 Endologix Inc. COM 29266s106 3124 244100 SH SOLE 244100 0 0 Endurance Specialty Holdings COM G30397106 711 10867 SH SOLE 10867 0 0 Endurance Specialty Holdings COM G30397106 48 733 SH DFND 01 0 733 0 EnerSys COM 29275y102 24742 357600 SH SOLE 357600 0 0 EnerSys COM 29275y102 90 1300 SH DFND 01 0 1300 0 Ensign Group, Inc. COM 29358p101 1002 49800 SH SOLE 49800 0 0 Entegris Inc COM 29362u104 6059 347800 SH SOLE 347800 0 0 Entegris Inc COM 29362u104 3 200 SH DFND 01 0 200 0 Exactech Inc. COM 30064e109 676 25000 SH SOLE 25000 0 0 Express Inc. COM 30219e103 999 84700 SH SOLE 84700 0 0 Express Inc. COM 30219e103 1184 100450 SH DFND 01 0 100450 0 Extreme Networks COM 30226d106 27977 6230900 SH SOLE 6230900 0 0 Extreme Networks COM 30226d106 3816 850000 SH DFND 01 0 850000 0 Fabrinet COM g3323l100 25086 562600 SH SOLE 562600 0 0 Fabrinet COM g3323l100 71 1600 SH DFND 01 0 1600 0 Federal Signal Corp COM 313855108 11532 869700 SH SOLE 869700 0 0 Federal Signal Corp COM 313855108 2122 160000 SH DFND 01 0 160000 0 Fidelity National Financial COM 31620r303 1048 28393 SH SOLE 28393 0 0 Fidelity National Financial COM 31620r303 70 1900 SH DFND 01 0 1900 0 Fidelity National Financial In COM 31620r402 118 9463 SH SOLE 9463 0 0 Fidelity National Financial In COM 31620r402 7 600 SH DFND 01 0 600 0 Finisar Corp COM 31787a507 13980 469125 SH SOLE 469125 0 0 Finisar Corp COM 31787a507 1287 43200 SH DFND 01 0 43200 0 Finish Line, Inc. COM 317923100 1085 47000 SH SOLE 47000 0 0 First Merchants Corporation COM 320817109 1517 56700 SH DFND 01 0 56700 0 Foot Locker, Inc. COM 344849104 2797 41300 SH SOLE 41300 0 0 Foot Locker, Inc. COM 344849104 2179 32175 SH DFND 01 0 32175 0 Francesca's Holdings Corp. COM 351793104 8166 529200 SH SOLE 529200 0 0 Francesca's Holdings Corp. COM 351793104 1234 80000 SH DFND 01 0 80000 0 Garmin LTD COM h2906t109 1386 28800 SH SOLE 28800 0 0 Garmin LTD COM h2906t109 96 2000 SH DFND 01 0 2000 0 GATX Corp COM 361448103 836 18775 SH SOLE 18775 0 0 GATX Corp COM 361448103 922 20700 SH DFND 01 0 20700 0 General Electric COM 369604103 249 8400 SH SOLE 8400 0 0 Gentherm Inc COM 37253a103 471 15000 SH SOLE 15000 0 0 Globus Medical Inc Cl A new COM 379577208 21274 942600 SH SOLE 942600 0 0 Globus Medical Inc Cl A new COM 379577208 1534 67975 SH DFND 01 0 67975 0 Gramercy PPTY TR COM 385002100 1166 120928 SH DFND 01 0 120928 0 Granite Construction Inc. COM 387328107 1243 25000 SH DFND 01 0 25000 0 Halozyme Therapeutics, Inc. COM 40637H109 121 10000 SH SOLE 10000 0 0 Harmonic Inc COM 413160102 866 146000 SH SOLE 146000 0 0 Harvard Bioscience, Inc. COM 416906105 1583 581900 SH SOLE 581900 0 0 Haverty Furniture Companies In COM 419596101 7301 364322 SH SOLE 364322 0 0 Haverty Furniture Companies In COM 419596101 1002 50000 SH DFND 01 0 50000 0 Hewlett Packard Enterprises Co COM 42824c109 316 13900 SH SOLE 13900 0 0 Hillenbrand Inc COM 431571108 1304 41200 SH SOLE 41200 0 0 Hillenbrand Inc COM 431571108 259 8175 SH DFND 01 0 8175 0 Huttig Building COM 448451104 8980 1553635 SH SOLE 1553635 0 0 IAC/Interactive Corp COM 44919p508 2180 34900 SH SOLE 34900 0 0 IAC/Interactive Corp COM 44919p508 1949 31200 SH DFND 01 0 31200 0 Incontact Inc. COM 45336e109 446 31900 SH SOLE 31900 0 0 Incontact Inc. COM 45336e109 91 6500 SH DFND 01 0 6500 0 Infoblox Inc. COM 45672h104 738 28000 SH SOLE 28000 0 0 Infoblox Inc. COM 45672h104 638 24200 SH DFND 01 0 24200 0 Innospec Inc COM 45768s105 538 8850 SH SOLE 8850 0 0 Innospec Inc COM 45768s105 35 575 SH DFND 01 0 575 0 Insight Enterprises COM 45765U103 9139 280769 SH SOLE 280769 0 0 Intuitive Surgical Inc New COM 46120e602 725 1000 SH SOLE 1000 0 0 J2 Global Inc COM 48123v102 2191 32900 SH SOLE 32900 0 0 J2 Global Inc COM 48123v102 1927 28925 SH DFND 01 0 28925 0 Jabil Circuit COM 466313103 19978 915600 SH SOLE 915600 0 0 Jabil Circuit COM 466313103 128 5850 SH DFND 01 0 5850 0 Johnson & Johnson COM 478160104 8824 74700 SH SOLE 74700 0 0 Kadant Inc. COM 48282T104 782 15000 SH SOLE 15000 0 0 Kadant Inc. COM 48282T104 886 17000 SH DFND 01 0 17000 0 Kapstone Paper COM 48562p103 31011 1639050 SH SOLE 1639050 0 0 Kapstone Paper COM 48562p103 57 3000 SH DFND 01 0 3000 0 Kelly Services Inc Class A COM 488152208 1147 59700 SH SOLE 59700 0 0 Kelly Services Inc Class A COM 488152208 223 11625 SH DFND 01 0 11625 0 KeyCorp(New) COM 493267108 804 66100 SH SOLE 66100 0 0 KeyCorp(New) COM 493267108 46 3800 SH DFND 01 0 3800 0 Kforce, Inc. COM 493732101 1352 66000 SH SOLE 66000 0 0 Kforce, Inc. COM 493732101 1444 70450 SH DFND 01 0 70450 0 Kirkland's Inc. COM 497498105 13961 1146200 SH SOLE 1146200 0 0 Kirkland's Inc. COM 497498105 1218 100000 SH DFND 01 0 100000 0 Kratos Defense & Security Solu COM 50077b207 6183 897400 SH SOLE 897400 0 0 Kratos Defense & Security Solu COM 50077b207 1033 150000 SH DFND 01 0 150000 0 Kulicke & Soffa Industries Inc COM 501242101 849 65675 SH SOLE 65675 0 0 Kulicke & Soffa Industries Inc COM 501242101 720 55650 SH DFND 01 0 55650 0 La Z Boy Inc COM 505336107 7078 288200 SH SOLE 288200 0 0 La Z Boy Inc COM 505336107 61 2500 SH DFND 01 0 2500 0 Lattice Semiconductor Corporat COM 518415104 10602 1633600 SH SOLE 1633600 0 0 Lattice Semiconductor Corporat COM 518415104 2207 340000 SH DFND 01 0 340000 0 Legacy Texas Finl Group Inc. COM 52471y106 50 1575 SH SOLE 1575 0 0 Legacy Texas Finl Group Inc. COM 52471y106 1417 44800 SH DFND 01 0 44800 0 LMI Aerospace COM 502079106 3897 546500 SH SOLE 546500 0 0 LMI Aerospace COM 502079106 1002 140500 SH DFND 01 0 140500 0 Lumos Networks Corp COM 550283105 210 15000 SH SOLE 15000 0 0 Magellan Health Services, Inc. COM 559079207 2144 39900 SH SOLE 39900 0 0 Magellan Health Services, Inc. COM 559079207 1553 28900 SH DFND 01 0 28900 0 Marvell Technology Group Ltd COM g5876h105 1125 84800 SH SOLE 84800 0 0 Marvell Technology Group Ltd COM g5876h105 76 5725 SH DFND 01 0 5725 0 Masimo Corp COM 574795100 4019 67550 SH SOLE 67550 0 0 Masimo Corp COM 574795100 263 4425 SH DFND 01 0 4425 0 Matrix Service Co. COM 576853105 2191 116800 SH SOLE 116800 0 0 Matrix Service Co. COM 576853105 1714 91350 SH DFND 01 0 91350 0 MaxLinear, Inc COM 57776j100 19001 937400 SH SOLE 937400 0 0 MaxLinear, Inc COM 57776j100 1216 60000 SH DFND 01 0 60000 0 Mednax Inc COM 58502b106 2963 44725 SH SOLE 44725 0 0 Mednax Inc COM 58502b106 1865 28150 SH DFND 01 0 28150 0 Merck & Co COM 58933y105 1123 18000 SH SOLE 18000 0 0 MGIC Investment Corp COM 552848103 309 38600 SH SOLE 38600 0 0 MGIC Investment Corp COM 552848103 20 2500 SH DFND 01 0 2500 0 Microsemi Corp COM 595137100 3195 76100 SH SOLE 76100 0 0 Microsemi Corp COM 595137100 2221 52900 SH DFND 01 0 52900 0 Mid America Apartment Communit COM 59522j103 2417 25715 SH SOLE 25715 0 0 Mid America Apartment Communit COM 59522j103 1884 20050 SH DFND 01 0 20050 0 MiMedx COM 602496101 9398 1095300 SH SOLE 1095300 0 0 MiMedx COM 602496101 1822 212400 SH DFND 01 0 212400 0 Mitel Networks Corp COM 60671q104 16340 2220100 SH SOLE 2220100 0 0 Mitel Networks Corp COM 60671q104 2345 318600 SH DFND 01 0 318600 0 MKS Instruments Inc. COM 55306n104 940 18900 SH SOLE 18900 0 0 MKS Instruments Inc. COM 55306n104 60 1200 SH DFND 01 0 1200 0 MYR Group Inc. COM 55405w104 241 8000 SH SOLE 8000 0 0 National Bank Hldgs Corp Cl A COM 633707104 898 38436 SH DFND 01 0 38436 0 Nature's Sunshine Products, In COM 639027101 20668 1291731 SH SOLE 1291731 0 0 Nature's Sunshine Products, In COM 639027101 1920 120000 SH DFND 01 0 120000 0 Neff Corp. COM 640094207 2549 268340 SH SOLE 268340 0 0 Neff Corp. COM 640094207 285 30000 SH DFND 01 0 30000 0 New York & Company, Inc. COM 649295102 11367 5029700 SH SOLE 5029700 0 0 New York & Company, Inc. COM 649295102 2147 950000 SH DFND 01 0 950000 0 Nu Skin Enterprises, Inc. COM 67018T105 324 5000 SH SOLE 5000 0 0 Nuvasive Inc COM 670704105 967 14500 SH SOLE 14500 0 0 Nuvasive Inc COM 670704105 67 1000 SH DFND 01 0 1000 0 Oclaro Inc. COM 67555n206 8350 976600 SH SOLE 976600 0 0 Oclaro Inc. 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COM 72941w100 1214 90900 SH DFND 01 0 90900 0 Procter & Gamble COM 742718109 422 4700 SH SOLE 4700 0 0 Progress Software Corp COM 743312100 1103 40550 SH SOLE 40550 0 0 Progress Software Corp COM 743312100 254 9325 SH DFND 01 0 9325 0 PTC Inc COM 69370c100 1772 40000 SH SOLE 40000 0 0 Qorvo Inc. COM 74736k101 3026 54280 SH SOLE 54280 0 0 Qorvo Inc. COM 74736k101 2086 37425 SH DFND 01 0 37425 0 Quality Systems Inc COM 747582104 8070 712854 SH SOLE 712854 0 0 Quality Systems Inc COM 747582104 1585 140000 SH DFND 01 0 140000 0 Radian Group Inc COM 750236101 759 56000 SH SOLE 56000 0 0 Radian Group Inc COM 750236101 49 3600 SH DFND 01 0 3600 0 Radisys Corp COM 750459109 4998 935042 SH SOLE 935042 0 0 Radisys Corp COM 750459109 855 160000 SH DFND 01 0 160000 0 Regal Entertainment Group COM 758766109 1837 84475 SH SOLE 84475 0 0 Regal Entertainment Group COM 758766109 1820 83700 SH DFND 01 0 83700 0 Renasant Corporation COM 75970e107 1278 38000 SH DFND 01 0 38000 0 Rightside Group Ltd. COM 76658b100 6 685 SH SOLE 685 0 0 Rightside Group Ltd. COM 76658b100 305 33500 SH DFND 01 0 33500 0 RTI Surgical Inc COM 74975n105 14922 4767332 SH SOLE 4767332 0 0 RTI Surgical Inc COM 74975n105 1569 501200 SH DFND 01 0 501200 0 Rudolph Technologies Inc. COM 781270103 5764 324900 SH SOLE 324900 0 0 Ryder System Inc. COM 783549108 664 10075 SH SOLE 10075 0 0 Ryder System Inc. COM 783549108 46 700 SH DFND 01 0 700 0 Salem Communications Cl A COM 794093104 59 10000 SH SOLE 10000 0 0 Seachange Int'l Inc COM 811699107 159 53158 SH SOLE 53158 0 0 Sensient Technologies Corp COM 81725T100 1550 20450 SH SOLE 20450 0 0 Sensient Technologies Corp COM 81725T100 1923 25375 SH DFND 01 0 25375 0 Shire PLC SPON ADR COM 82481r106 795 4100 SH SOLE 4100 0 0 ShorTel Inc. COM 825211105 5092 636500 SH SOLE 636500 0 0 ShorTel Inc. COM 825211105 1120 140000 SH DFND 01 0 140000 0 Silicon Graphics International COM 82706l108 9739 1264800 SH SOLE 1264800 0 0 Skyworks Solutions, Inc. 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COM 87305R109 1214 106000 SH DFND 01 0 106000 0 Ultra Clean Holdings Inc COM 90385v107 9908 1337100 SH SOLE 1337100 0 0 Ultra Clean Holdings Inc COM 90385v107 1704 230000 SH DFND 01 0 230000 0 United Financial Bancorp Inc N COM 910304104 16 1187 SH SOLE 1187 0 0 United Financial Bancorp Inc N COM 910304104 612 44242 SH DFND 01 0 44242 0 Visteon Corp COM 92839u206 674 9400 SH SOLE 9400 0 0 Visteon Corp COM 92839u206 43 600 SH DFND 01 0 600 0 Vocera Communications Inc COM 92857f107 2416 142955 SH SOLE 142955 0 0 Vocera Communications Inc COM 92857f107 338 20000 SH DFND 01 0 20000 0 West Marine, Inc. COM 954235107 165 20000 SH SOLE 20000 0 0 Western Refining Inc COM 959319104 733 27700 SH SOLE 27700 0 0 Western Refining Inc COM 959319104 49 1850 SH DFND 01 0 1850 0 Westlake Chemical Corp COM 960413102 992 18550 SH SOLE 18550 0 0 Westlake Chemical Corp COM 960413102 67 1250 SH DFND 01 0 1250 0 Xcerra Corp COM 98400j108 7400 1221100 SH SOLE 1221100 0 0