0001037792-16-000042.txt : 20160210 0001037792-16-000042.hdr.sgml : 20160210 20160210165128 ACCESSION NUMBER: 0001037792-16-000042 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160210 DATE AS OF CHANGE: 20160210 EFFECTIVENESS DATE: 20160210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMENT INC/NY CENTRAL INDEX KEY: 0001037792 IRS NUMBER: 141770168 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06298 FILM NUMBER: 161406382 BUSINESS ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 BUSINESS PHONE: 5184313500 MAIL ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001037792 XXXXXXXX 12-31-2015 12-31-2015 PARADIGM CAPITAL MANAGEMENT INC/NY

9 ELK STREET ALBANY NY 12207

13F HOLDINGS REPORT 028-06298 N John V. Gulick (518) 431-3500 John V. Gulick Albany NY 02-10-2016 1 314 896909 false 1 Paradigm Funds Advisor LLC INFORMATION TABLE 2 13f4q2015.xml A10 Networks, Inc. COM 002121101 197 30000 SH SOLE 30000 0 0 Accretive Health Inc COM 00438v103 3972 1241100 SH SOLE 1241100 0 0 Adirondack Trust co Saratoga S COM 007014103 451 280 SH SOLE 280 0 0 ADT Corp COM 00101j106 348 10550 SH SOLE 10550 0 0 Air Methods Corp New COM 009128307 394 9400 SH SOLE 9400 0 0 Air Methods Corp New COM 009128307 25 600 SH DFND 01 0 600 0 Air Transport Services Group COM 00922r105 1799 178500 SH DFND 01 0 178500 0 Albany International Corp. 'A' COM 012348108 365 10000 SH SOLE 10000 0 0 Alcoa Inc COM 013817101 2264 229416 SH SOLE 229416 0 0 Alcoa Inc COM 013817101 318 32174 SH DFND 01 0 32174 0 Alleghany Corporation COM 017175100 1087 2275 SH SOLE 2275 0 0 Alleghany Corporation COM 017175100 72 150 SH DFND 01 0 150 0 Allegheny Technologies Inc COM 01741R102 363 32300 SH SOLE 32300 0 0 Allegheny Technologies Inc COM 01741R102 22 1950 SH DFND 01 0 1950 0 Alliance Fiber Optic Products COM 018680306 182 12000 SH SOLE 12000 0 0 Allscripts Healthcare Solution COM 01988P108 14116 917800 SH SOLE 917800 0 0 Allscripts Healthcare Solution COM 01988P108 2870 186600 SH DFND 01 0 186600 0 Amer Eagle Outfitters COM 02553e106 1666 107500 SH SOLE 107500 0 0 Amer Eagle Outfitters COM 02553e106 2035 131300 SH DFND 01 0 131300 0 American Airlines Group Inc. COM 02376r102 423 10000 SH SOLE 10000 0 0 American Financial Group COM 025932104 1339 18575 SH SOLE 18575 0 0 American Financial Group COM 025932104 79 1100 SH DFND 01 0 1100 0 American Tower Corporation New COM 03027x100 671 6925 SH SOLE 6925 0 0 American Woodmark Corporation COM 030506109 14364 179600 SH SOLE 179600 0 0 Aptargroup, Inc. COM 038336103 1026 14125 SH SOLE 14125 0 0 Aptargroup, Inc. COM 038336103 58 800 SH DFND 01 0 800 0 Ardmore Shipping Corp COM y0207t100 1426 112100 SH DFND 01 0 112100 0 Aspen Insurance Holdings Ltd COM g05384105 1393 28850 SH SOLE 28850 0 0 Aspen Insurance Holdings Ltd COM g05384105 85 1750 SH DFND 01 0 1750 0 Atricure Inc COM 04963c209 5327 237400 SH SOLE 237400 0 0 Atricure Inc COM 04963c209 227 10125 SH DFND 01 0 10125 0 Avid Technology, Inc. COM 05367p100 9908 1359100 SH SOLE 1359100 0 0 Avid Technology, Inc. COM 05367p100 1093 150000 SH DFND 01 0 150000 0 Avinger, Inc. COM 053734109 8336 367056 SH SOLE 367056 0 0 Banner Corp New COM 06652v208 1468 32000 SH DFND 01 0 32000 0 Baxalta Inc. COM 07177m103 410 10500 SH SOLE 10500 0 0 Baxter International COM 071813109 401 10500 SH SOLE 10500 0 0 Bebe Stores, Inc. COM 075571109 56 100000 SH SOLE 100000 0 0 Best Buy Co COM 086516101 1484 48750 SH SOLE 48750 0 0 Best Buy Co COM 086516101 85 2800 SH DFND 01 0 2800 0 Blackstone Mortgage TR Inc Cl COM 09257w100 1373 51300 SH DFND 01 0 51300 0 Boise Cascade Company COM 09739d100 519 20338 SH SOLE 20338 0 0 Boise Cascade Company COM 09739d100 28 1100 SH DFND 01 0 1100 0 Brightcove Inc. COM 10921t101 1719 277200 SH SOLE 277200 0 0 Brightcove Inc. COM 10921t101 311 50200 SH DFND 01 0 50200 0 Broadcom Ltd COM y09827109 26301 181200 SH SOLE 181200 0 0 Brocade Communications COM 111621306 11169 1216700 SH SOLE 1216700 0 0 Brocade Communications COM 111621306 71 7700 SH DFND 01 0 7700 0 Brooks Automation Inc. COM 114340102 61 5675 SH SOLE 5675 0 0 Brooks Automation Inc. COM 114340102 1797 168225 SH DFND 01 0 168225 0 Caleres Inc COM 129500104 21239 791900 SH SOLE 791900 0 0 Caleres Inc COM 129500104 1958 73000 SH DFND 01 0 73000 0 Capitol Federal Financial Inc COM 14057J101 488 38825 SH SOLE 38825 0 0 Capitol Federal Financial Inc COM 14057J101 28 2200 SH DFND 01 0 2200 0 Carpenter Technology Corp COM 144285103 297 9800 SH SOLE 9800 0 0 Carpenter Technology Corp COM 144285103 18 600 SH DFND 01 0 600 0 Carriage Services COM 143905107 391 16225 SH SOLE 16225 0 0 CDW Corporation COM 12514g108 210 5000 SH SOLE 5000 0 0 Ceragon Networks Ltd COM m22013102 42 35000 SH SOLE 35000 0 0 Christopher & Banks Corp COM 171046105 1054 638807 SH SOLE 638807 0 0 Citi Trends, Inc. COM 17306X102 14518 683213 SH SOLE 683213 0 0 Citi Trends, Inc. COM 17306X102 1912 90000 SH DFND 01 0 90000 0 Cohu Inc. COM 192576106 4603 381362 SH SOLE 381362 0 0 Colgate-Palmolive COM 194162103 5849 87800 SH SOLE 87800 0 0 Comcast Corporation Cl A COM 20030n101 435 7700 SH SOLE 7700 0 0 Commercial Metals Company COM 201723103 2000 146100 SH SOLE 146100 0 0 Commercial Metals Company COM 201723103 53 3900 SH DFND 01 0 3900 0 CommVault Systems Inc. COM 204166102 410 10425 SH SOLE 10425 0 0 Convergys Corporation COM 212485106 1606 64525 SH SOLE 64525 0 0 Convergys Corporation COM 212485106 2041 82000 SH DFND 01 0 82000 0 Cray Computer COM 225223304 31022 956000 SH SOLE 956000 0 0 Cray Computer COM 225223304 114 3500 SH DFND 01 0 3500 0 Datalink Corp COM 237934104 5596 823000 SH SOLE 823000 0 0 Datalink Corp COM 237934104 1134 166800 SH DFND 01 0 166800 0 Deckers Outdoor Corporation COM 243537107 628 13300 SH SOLE 13300 0 0 Deckers Outdoor Corporation COM 243537107 38 800 SH DFND 01 0 800 0 Delek US Holdings Inc. COM 246647101 941 38250 SH SOLE 38250 0 0 Delek US Holdings Inc. COM 246647101 53 2150 SH DFND 01 0 2150 0 Demand Media Inc COM 24802n208 5 850 SH SOLE 850 0 0 Demand Media Inc COM 24802n208 181 33000 SH DFND 01 0 33000 0 Dillards Inc. COM 254067101 131 2000 SH SOLE 2000 0 0 Dillards Inc. COM 254067101 92 1400 SH DFND 01 0 1400 0 Ducommun Inc COM 264147109 9661 595600 SH SOLE 595600 0 0 Ducommun Inc COM 264147109 2109 130000 SH DFND 01 0 130000 0 Edwards Lifesciences Corporati COM 28176E108 774 9800 SH SOLE 9800 0 0 Electro Scientific Industries COM 285229100 921 177400 SH DFND 01 0 177400 0 EMCOR Group, Inc. COM 29084Q100 1152 23975 SH SOLE 23975 0 0 EMCOR Group, Inc. COM 29084Q100 2075 43200 SH DFND 01 0 43200 0 Emcore Corporation COM 290846203 116 18863 SH SOLE 18863 0 0 Endurance Specialty Holdings COM G30397106 695 10867 SH SOLE 10867 0 0 Endurance Specialty Holdings COM G30397106 39 608 SH DFND 01 0 608 0 EnerSys COM 29275y102 18725 334800 SH SOLE 334800 0 0 EnerSys COM 29275y102 45 800 SH DFND 01 0 800 0 Entegris Inc COM 29362u104 3558 268125 SH SOLE 268125 0 0 Exactech Inc. COM 30064e109 454 25000 SH SOLE 25000 0 0 Express Inc. COM 30219e103 1400 81000 SH SOLE 81000 0 0 Express Inc. COM 30219e103 1963 113575 SH DFND 01 0 113575 0 Extreme Networks COM 30226d106 18363 4500847 SH SOLE 4500847 0 0 Extreme Networks COM 30226d106 2774 680000 SH DFND 01 0 680000 0 Fabrinet COM g3323l100 19852 833400 SH SOLE 833400 0 0 Fabrinet COM g3323l100 67 2800 SH DFND 01 0 2800 0 Federal Signal Corp COM 313855108 15232 961000 SH SOLE 961000 0 0 Federal Signal Corp COM 313855108 1585 100000 SH DFND 01 0 100000 0 Fidelity National Financial COM 31620r303 984 28393 SH SOLE 28393 0 0 Fidelity National Financial COM 31620r303 57 1650 SH DFND 01 0 1650 0 Fidelity National Financial In COM 31620r402 106 9463 SH SOLE 9463 0 0 Fidelity National Financial In COM 31620r402 7 600 SH DFND 01 0 600 0 Finisar Corp COM 31787a507 3416 234950 SH SOLE 234950 0 0 Finish Line, Inc. COM 317923100 7516 415700 SH SOLE 415700 0 0 First Merchants Corporation COM 320817109 1314 51700 SH DFND 01 0 51700 0 Fly Leasing Limited Sponsored COM 34407d109 463 33950 SH SOLE 33950 0 0 Foot Locker, Inc. COM 344849104 2301 35350 SH SOLE 35350 0 0 Foot Locker, Inc. COM 344849104 2384 36625 SH DFND 01 0 36625 0 Francesca's Holdings Corp. COM 351793104 10853 623366 SH SOLE 623366 0 0 Francesca's Holdings Corp. COM 351793104 1567 90000 SH DFND 01 0 90000 0 Furmanite Corp COM 361086101 1066 160000 SH DFND 01 0 160000 0 Garmin LTD COM h2906t109 777 20900 SH SOLE 20900 0 0 Garmin LTD COM h2906t109 45 1200 SH DFND 01 0 1200 0 GATX Corp COM 361448103 806 18950 SH SOLE 18950 0 0 GATX Corp COM 361448103 906 21300 SH DFND 01 0 21300 0 General Electric COM 369604103 358 11482 SH SOLE 11482 0 0 Gentherm Inc COM 37253a103 711 15000 SH SOLE 15000 0 0 Globus Medical Inc Cl A new COM 379577208 24824 892300 SH SOLE 892300 0 0 Globus Medical Inc Cl A new COM 379577208 1591 57200 SH DFND 01 0 57200 0 Gordmans Stores Inc COM 38269p100 895 283975 SH SOLE 283975 0 0 Gordmans Stores Inc COM 38269p100 86 27400 SH DFND 01 0 27400 0 Gramercy PPTY TR COM 385002100 1412 182928 SH DFND 01 0 182928 0 Granite Construction Inc. COM 387328107 1523 35500 SH DFND 01 0 35500 0 Halozyme Therapeutics, Inc. COM 40637H109 173 10000 SH SOLE 10000 0 0 Harmonic Inc COM 413160102 655 161000 SH SOLE 161000 0 0 Harris Corp COM 413875105 650 7485 SH SOLE 7485 0 0 Harvard Bioscience, Inc. COM 416906105 788 227000 SH SOLE 227000 0 0 Hillenbrand Inc COM 431571108 1231 41550 SH SOLE 41550 0 0 Hillenbrand Inc COM 431571108 233 7850 SH DFND 01 0 7850 0 Houghtn Mifflin Harcourt COM 44157r109 389 17840 SH SOLE 17840 0 0 Huttig Building COM 448451104 9356 2462100 SH SOLE 2462100 0 0 IAC/Interactive Corp COM 44919p508 1555 25900 SH SOLE 25900 0 0 IAC/Interactive Corp COM 44919p508 1814 30200 SH DFND 01 0 30200 0 Imprivata Inc COM 45323j103 6588 582976 SH SOLE 582976 0 0 Imprivata Inc COM 45323j103 1388 122800 SH DFND 01 0 122800 0 Incontact Inc. COM 45336e109 200 21000 SH SOLE 21000 0 0 Infoblox Inc. COM 45672h104 405 22000 SH SOLE 22000 0 0 Innospec Inc COM 45768s105 481 8850 SH SOLE 8850 0 0 Innospec Inc COM 45768s105 27 500 SH DFND 01 0 500 0 Insight Enterprises COM 45765U103 8189 326000 SH SOLE 326000 0 0 Insteel Industries Inc COM 45774w108 9849 470788 SH SOLE 470788 0 0 Insteel Industries Inc COM 45774w108 837 40000 SH DFND 01 0 40000 0 Intl Business Machines COM 459200101 270 1960 SH SOLE 1960 0 0 Intuitive Surgical Inc New COM 46120e602 546 1000 SH SOLE 1000 0 0 J2 Global Inc COM 48123v102 2725 33100 SH SOLE 33100 0 0 J2 Global Inc COM 48123v102 2430 29525 SH DFND 01 0 29525 0 Jabil Circuit COM 466313103 19967 857300 SH SOLE 857300 0 0 Jabil Circuit COM 466313103 78 3350 SH DFND 01 0 3350 0 Johnson & Johnson COM 478160104 7679 74760 SH SOLE 74760 0 0 K2M Group Holdings, Inc COM 48273j107 3350 169700 SH SOLE 169700 0 0 Kadant Inc. COM 48282T104 609 15000 SH SOLE 15000 0 0 Kadant Inc. COM 48282T104 690 17000 SH DFND 01 0 17000 0 Kapstone Paper COM 48562p103 29522 1306850 SH SOLE 1306850 0 0 Kapstone Paper COM 48562p103 678 30000 SH DFND 01 0 30000 0 Kelly Services Inc Class A COM 488152208 964 59700 SH SOLE 59700 0 0 Kelly Services Inc Class A COM 488152208 180 11150 SH DFND 01 0 11150 0 Key Tronic Corp COM 493144109 240 31569 SH SOLE 31569 0 0 Kforce, Inc. COM 493732101 1678 66375 SH SOLE 66375 0 0 Kforce, Inc. COM 493732101 1767 69900 SH DFND 01 0 69900 0 Kirkland's Inc. COM 497498105 14474 998200 SH SOLE 998200 0 0 Kirkland's Inc. COM 497498105 1885 130000 SH DFND 01 0 130000 0 Kraft Heinz Co. COM 500754106 504 6930 SH SOLE 6930 0 0 Kratos Defense & Security Solu COM 50077b207 3734 910800 SH SOLE 910800 0 0 Kratos Defense & Security Solu COM 50077b207 1271 310000 SH DFND 01 0 310000 0 Kulicke & Soffa Industries Inc COM 501242101 692 59300 SH SOLE 59300 0 0 Kulicke & Soffa Industries Inc COM 501242101 675 57875 SH DFND 01 0 57875 0 La Z Boy Inc COM 505336107 8051 329700 SH SOLE 329700 0 0 La Z Boy Inc COM 505336107 542 22200 SH DFND 01 0 22200 0 Lattice Semiconductor Corporat COM 518415104 10012 1547400 SH SOLE 1547400 0 0 Lattice Semiconductor Corporat COM 518415104 2976 460000 SH DFND 01 0 460000 0 Legacy Texas Finl Group Inc. COM 52471y106 48 1925 SH SOLE 1925 0 0 Legacy Texas Finl Group Inc. COM 52471y106 1121 44800 SH DFND 01 0 44800 0 LMI Aerospace COM 502079106 3606 358100 SH SOLE 358100 0 0 LMI Aerospace COM 502079106 1208 120000 SH DFND 01 0 120000 0 Lumos Networks Corp COM 550283105 168 15000 SH SOLE 15000 0 0 Magellan Health Services, Inc. COM 559079207 1763 28600 SH SOLE 28600 0 0 Magellan Health Services, Inc. COM 559079207 1888 30625 SH DFND 01 0 30625 0 Marvell Technology Group Ltd COM g5876h105 748 84800 SH SOLE 84800 0 0 Marvell Technology Group Ltd COM g5876h105 44 5000 SH DFND 01 0 5000 0 Masimo Corp COM 574795100 2956 71200 SH SOLE 71200 0 0 Masimo Corp COM 574795100 166 4000 SH DFND 01 0 4000 0 Matrix Service Co. COM 576853105 1770 86175 SH SOLE 86175 0 0 Matrix Service Co. COM 576853105 1814 88300 SH DFND 01 0 88300 0 Mattson Technology Inc COM 577223100 13584 3848100 SH SOLE 3848100 0 0 Mattson Technology Inc COM 577223100 1906 540000 SH DFND 01 0 540000 0 MaxLinear, Inc COM 57776j100 18322 1243830 SH SOLE 1243830 0 0 MaxLinear, Inc COM 57776j100 1473 100000 SH DFND 01 0 100000 0 McClatchy Co-CL A COM 579489105 825 681600 SH SOLE 681600 0 0 Mednax Inc COM 58502b106 1836 25625 SH SOLE 25625 0 0 Mednax Inc COM 58502b106 2080 29025 SH DFND 01 0 29025 0 Mens Wearhouse Inc COM 587118100 456 31075 SH SOLE 31075 0 0 Mens Wearhouse Inc COM 587118100 541 36825 SH DFND 01 0 36825 0 Merck & Co COM 58933y105 952 18028 SH SOLE 18028 0 0 Michaels Companies Inc COM 59408q106 366 16540 SH SOLE 16540 0 0 Microsemi Corp COM 595137100 2514 77125 SH SOLE 77125 0 0 Microsemi Corp COM 595137100 2193 67300 SH DFND 01 0 67300 0 Mid America Apartment Communit COM 59522j103 2204 24275 SH SOLE 24275 0 0 Mid America Apartment Communit COM 59522j103 2388 26300 SH DFND 01 0 26300 0 Mitel Networks Corp COM 60671q104 13591 1767400 SH SOLE 1767400 0 0 Mitel Networks Corp COM 60671q104 2042 265600 SH DFND 01 0 265600 0 National Bank Hldgs Corp Cl A COM 633707104 928 43436 SH DFND 01 0 43436 0 Nature's Sunshine Products, In COM 639027101 11889 1174765 SH SOLE 1174765 0 0 Nature's Sunshine Products, In COM 639027101 911 90000 SH DFND 01 0 90000 0 Neff Corp. 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COM 700666100 526 14300 SH DFND 01 0 14300 0 PC Connections COM 69318J100 5209 230100 SH SOLE 230100 0 0 PC Connections COM 69318J100 1132 50000 SH DFND 01 0 50000 0 PCM Inc COM 69323k100 257 25931 SH SOLE 25931 0 0 Pennymac Mortgage Investment T COM 70931t103 183 12000 SH DFND 01 0 12000 0 PepsiCo Inc COM 713448108 7424 74303 SH SOLE 74303 0 0 PerkinElmer, Inc. COM 714046109 2437 45500 SH SOLE 45500 0 0 PerkinElmer, Inc. COM 714046109 2024 37775 SH DFND 01 0 37775 0 PHH Corp COM 693320202 394 24325 SH SOLE 24325 0 0 PHH Corp COM 693320202 23 1450 SH DFND 01 0 1450 0 Philip Morris Intl Inc COM 718172109 608 6915 SH SOLE 6915 0 0 PhotoMedex, Inc. COM 719358301 554 1230700 SH SOLE 1230700 0 0 Pitney Bowes COM 724479100 430 20800 SH SOLE 20800 0 0 Ply Gem Hldgs Inc. COM 72941w100 9388 748640 SH SOLE 748640 0 0 Ply Gem Hldgs Inc. 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COM 871503108 2775 132125 SH SOLE 132125 0 0 SYNNEX Corporation COM 87162W100 5009 55700 SH SOLE 55700 0 0 SYNNEX Corporation COM 87162W100 72 800 SH DFND 01 0 800 0 Teradyne Inc COM 880770102 2075 100400 SH SOLE 100400 0 0 Teradyne Inc COM 880770102 250 12075 SH DFND 01 0 12075 0 The Dixie Group Inc. COM 255519100 1001 191340 SH SOLE 191340 0 0 Tillys Inc COM 886885102 1611 242942 SH SOLE 242942 0 0 Tillys Inc COM 886885102 806 121600 SH DFND 01 0 121600 0 Tower International Inc. COM 891826109 1931 67600 SH DFND 01 0 67600 0 Tower Semiconductor Ltd COM m87915274 325 23135 SH SOLE 23135 0 0 Travelport Worldwide Ltd. COM g9019d104 579 44900 SH SOLE 44900 0 0 Trinity Biotech COM 896438306 588 50000 SH DFND 01 0 50000 0 Triumph Group COM 896818101 1260 31700 SH SOLE 31700 0 0 Triumph Group COM 896818101 74 1850 SH DFND 01 0 1850 0 TTM Technologies, Inc. COM 87305R109 21271 3267379 SH SOLE 3267379 0 0 TTM Technologies, Inc. COM 87305R109 1190 182800 SH DFND 01 0 182800 0 Ultra Clean Holdings Inc COM 90385v107 6556 1280400 SH SOLE 1280400 0 0 Ultra Clean Holdings Inc COM 90385v107 307 60000 SH DFND 01 0 60000 0 United Financial Bancorp Inc N COM 910304104 20 1547 SH SOLE 1547 0 0 United Financial Bancorp Inc N COM 910304104 2141 166242 SH DFND 01 0 166242 0 Vista Outdoor Inc COM 928377100 463 10400 SH SOLE 10400 0 0 Visteon Corp COM 92839u206 1076 9400 SH SOLE 9400 0 0 Visteon Corp COM 92839u206 69 600 SH DFND 01 0 600 0 Walter Investment Management COM 93317w102 516 36305 SH SOLE 36305 0 0 Walter Investment Management COM 93317w102 31 2150 SH DFND 01 0 2150 0 West Marine, Inc. 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