0001037792-14-000030.txt : 20141114
0001037792-14-000030.hdr.sgml : 20141114
20141114161034
ACCESSION NUMBER: 0001037792-14-000030
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMENT INC/NY
CENTRAL INDEX KEY: 0001037792
IRS NUMBER: 141770168
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06298
FILM NUMBER: 141224201
BUSINESS ADDRESS:
STREET 1: 9 ELK STREET
CITY: ALBANY
STATE: NY
ZIP: 12207
BUSINESS PHONE: 5184313500
MAIL ADDRESS:
STREET 1: 9 ELK STREET
CITY: ALBANY
STATE: NY
ZIP: 12207
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001037792
XXXXXXXX
09-30-2014
09-30-2014
PARADIGM CAPITAL MANAGEMENT INC/NY
9 ELK STREET
ALBANY
NY
12207
13F HOLDINGS REPORT
028-06298
N
John V. Gulick
VP & CCO
518-431-3500
John V. Gulick
Albany
NY
11-14-2014
1
367
1201731
false
1
Paradigm Funds Advisor LLC
INFORMATION TABLE
2
13f3q2014.xml
A M Castle & Co
COM
148411101
1918
224594
SH
SOLE
224594
0
0
Abiomed Inc
COM
003654100
556
22400
SH
SOLE
22400
0
0
Accretive Health Inc
COM
00438v103
2614
336900
SH
SOLE
336900
0
0
Accuride Corp
COM
00439t206
114
30000
SH
SOLE
30000
0
0
Adirondack Trust co Saratoga S
COM
007014103
472
280
SH
SOLE
280
0
0
Aegean Marine Petroleum Networ
COM
y0017s102
1403
153000
SH
DFND
01
0
153000
0
Air Transport Services Group
COM
00922r105
1576
216500
SH
DFND
01
0
216500
0
Albany International Corp. 'A'
COM
012348108
340
10000
SH
SOLE
10000
0
0
Alleghany Corporation
COM
017175100
1088
2603
SH
SOLE
2603
0
0
Alleghany Corporation
COM
017175100
73
175
SH
DFND
01
0
175
0
Alliance Fiber Optic Products
COM
018680306
149
12000
SH
SOLE
12000
0
0
Allison Transmission Hldgs Inc
COM
01973r101
990
34750
SH
SOLE
34750
0
0
Allscripts Healthcare Solution
COM
01988P108
5958
444100
SH
SOLE
444100
0
0
Allscripts Healthcare Solution
COM
01988P108
1878
140000
SH
DFND
01
0
140000
0
Alon USA Partners Ltd Partners
COM
02052t109
493
27850
SH
SOLE
27850
0
0
Alphatec Hldgs Inc
COM
02081g102
5852
3442369
SH
SOLE
3442369
0
0
Amer Eagle Outfitters
COM
02553e106
4947
340697
SH
SOLE
340697
0
0
Amer Eagle Outfitters
COM
02553e106
2351
161886
SH
DFND
01
0
161886
0
American Airlines Group Inc.
COM
02376r102
355
10000
SH
SOLE
10000
0
0
American Financial Group
COM
025932104
1187
20505
SH
SOLE
20505
0
0
American Financial Group
COM
025932104
85
1475
SH
DFND
01
0
1475
0
American Tower Corporation New
COM
03027x100
693
7400
SH
SOLE
7400
0
0
American Woodmark Corporation
COM
030506109
4969
134800
SH
SOLE
134800
0
0
American Woodmark Corporation
COM
030506109
737
20000
SH
DFND
01
0
20000
0
AngioDynamics, Inc.
COM
03475V101
2866
208899
SH
SOLE
208899
0
0
AngioDynamics, Inc.
COM
03475V101
274
20000
SH
DFND
01
0
20000
0
Apco Oil & Gas International,
COM
g0471f109
2775
215246
SH
SOLE
215246
0
0
Applied Industrial Technologie
COM
03820C105
3053
66875
SH
SOLE
66875
0
0
Approach Resources Inc
COM
03834a103
1197
82525
SH
SOLE
82525
0
0
Approach Resources Inc
COM
03834a103
49
3375
SH
DFND
01
0
3375
0
Aptargroup, Inc.
COM
038336103
968
15950
SH
SOLE
15950
0
0
Aptargroup, Inc.
COM
038336103
90
1475
SH
DFND
01
0
1475
0
Ardmore Shipping Corp
COM
y0207t100
1385
127100
SH
DFND
01
0
127100
0
Aruba Networks, Inc.
COM
043176106
969
44900
SH
SOLE
44900
0
0
Aspen Insurance Holdings Ltd
COM
g05384105
5423
126800
SH
SOLE
126800
0
0
Aspen Insurance Holdings Ltd
COM
g05384105
107
2500
SH
DFND
01
0
2500
0
Atricure Inc
COM
04963c209
1653
112300
SH
SOLE
112300
0
0
Avago Technologies
COM
y0486s104
15599
179300
SH
SOLE
179300
0
0
Avid Technology, Inc.
COM
05367p100
3778
374100
SH
SOLE
374100
0
0
Avid Technology, Inc.
COM
05367p100
606
60000
SH
DFND
01
0
60000
0
Baltic Trading Limited
COM
y0553w103
404
97549
SH
DFND
01
0
97549
0
Banner Corp New
COM
06652v208
1593
41400
SH
DFND
01
0
41400
0
Baxter International
COM
071813109
754
10500
SH
SOLE
10500
0
0
Bebe Stores, Inc.
COM
075571109
7731
3332426
SH
SOLE
3332426
0
0
Bebe Stores, Inc.
COM
075571109
232
100000
SH
DFND
01
0
100000
0
Berry Plastics Group, Inc.
COM
08579w103
485
19200
SH
SOLE
19200
0
0
Best Buy Co
COM
086516101
1670
49705
SH
SOLE
49705
0
0
Best Buy Co
COM
086516101
117
3475
SH
DFND
01
0
3475
0
Black Diamond Inc
COM
09202g101
1114
147300
SH
SOLE
147300
0
0
Blackstone Mortgage TR Inc Cl
COM
09257w100
1390
51300
SH
DFND
01
0
51300
0
Body Central Corp
COM
09689u201
173
88665
SH
SOLE
88665
0
0
Boise Cascade Company
COM
09739d100
2395
79458
SH
SOLE
79458
0
0
Boise Cascade Company
COM
09739d100
42
1400
SH
DFND
01
0
1400
0
Bon-Ton Stores, Inc.
COM
09776J101
133
15900
SH
SOLE
15900
0
0
Brocade Communications
COM
111621306
8642
795000
SH
SOLE
795000
0
0
Brocade Communications
COM
111621306
84
7700
SH
DFND
01
0
7700
0
Brooks Automation Inc.
COM
114340102
3362
319925
SH
SOLE
319925
0
0
Brooks Automation Inc.
COM
114340102
2456
233680
SH
DFND
01
0
233680
0
Brown Shoe Company
COM
115736100
19559
720925
SH
SOLE
720925
0
0
Brown Shoe Company
COM
115736100
81
3000
SH
DFND
01
0
3000
0
Capitol Federal Financial Inc
COM
14057J101
1649
139525
SH
SOLE
139525
0
0
Carriage Services
COM
143905107
481
27775
SH
SOLE
27775
0
0
CDW Corporation
COM
12514g108
805
25925
SH
SOLE
25925
0
0
Ceragon Networks Ltd
COM
m22013102
83
35000
SH
SOLE
35000
0
0
Cohu Inc.
COM
192576106
14541
1214800
SH
SOLE
1214800
0
0
Colgate-Palmolive
COM
194162103
5726
87800
SH
SOLE
87800
0
0
Comcast Corporation Cl A
COM
20030n101
414
7700
SH
SOLE
7700
0
0
Commercial Metals Company
COM
201723103
12478
730975
SH
SOLE
730975
0
0
Commercial Metals Company
COM
201723103
1451
85000
SH
DFND
01
0
85000
0
CONSOL Energy Inc.
COM
20854p109
495
13075
SH
SOLE
13075
0
0
Convergys Corporation
COM
212485106
3830
214910
SH
SOLE
214910
0
0
Convergys Corporation
COM
212485106
2353
132050
SH
DFND
01
0
132050
0
Cray Computer
COM
225223304
26961
1027475
SH
SOLE
1027475
0
0
Cray Computer
COM
225223304
79
3000
SH
DFND
01
0
3000
0
Cross Country Healthcare, Inc.
COM
227483104
716
77050
SH
SOLE
77050
0
0
CTS Corp
COM
126501105
5797
364800
SH
SOLE
364800
0
0
Datalink Corp
COM
237934104
11
1000
SH
SOLE
1000
0
0
Datalink Corp
COM
237934104
425
40000
SH
DFND
01
0
40000
0
Dawson Geophysical
COM
239359102
14586
802309
SH
SOLE
802309
0
0
Deckers Outdoor Corporation
COM
243537107
1412
14525
SH
SOLE
14525
0
0
Deckers Outdoor Corporation
COM
243537107
2021
20800
SH
DFND
01
0
20800
0
Delek US Holdings Inc.
COM
246647101
4259
128600
SH
SOLE
128600
0
0
Delek US Holdings Inc.
COM
246647101
89
2700
SH
DFND
01
0
2700
0
Demand Media Inc
COM
24802n208
413
46650
SH
SOLE
46650
0
0
Demand Media Inc
COM
24802n208
359
40532
SH
DFND
01
0
40532
0
Dillards Inc.
COM
254067101
218
2000
SH
SOLE
2000
0
0
Dillards Inc.
COM
254067101
153
1400
SH
DFND
01
0
1400
0
Dycom Industries, Inc.
COM
267475101
758
24675
SH
SOLE
24675
0
0
Edwards Lifesciences Corporati
COM
28176E108
531
5200
SH
SOLE
5200
0
0
Electro Scientific Industries
COM
285229100
1327
195500
SH
DFND
01
0
195500
0
EMCOR Group, Inc.
COM
29084Q100
2937
73488
SH
SOLE
73488
0
0
EMCOR Group, Inc.
COM
29084Q100
2162
54100
SH
DFND
01
0
54100
0
Emcore Corporation
COM
290846203
6677
1173400
SH
SOLE
1173400
0
0
Emcore Corporation
COM
290846203
910
160000
SH
DFND
01
0
160000
0
Emerald Oil, Inc
COM
29101u209
637
103525
SH
SOLE
103525
0
0
Emulex Corporation
COM
292475209
2688
544040
SH
SOLE
544040
0
0
Emulex Corporation
COM
292475209
611
123750
SH
DFND
01
0
123750
0
Endo Intl PLC
COM
g30401106
637
9325
SH
SOLE
9325
0
0
EnerSys
COM
29275y102
19403
330875
SH
SOLE
330875
0
0
EnerSys
COM
29275y102
94
1600
SH
DFND
01
0
1600
0
Entegris Inc
COM
29362u104
3962
344500
SH
SOLE
344500
0
0
Entropic Communications Inc.
COM
29384r105
600
225500
SH
SOLE
225500
0
0
Essex Rental Corp
COM
297187106
497
236750
SH
SOLE
236750
0
0
Ethan Allen Interiors
COM
297602104
11631
510150
SH
SOLE
510150
0
0
Ethan Allen Interiors
COM
297602104
486
21300
SH
DFND
01
0
21300
0
Exactech Inc.
COM
30064e109
5535
241797
SH
SOLE
241797
0
0
Exar Corporation
COM
300645108
2018
225500
SH
SOLE
225500
0
0
Exar Corporation
COM
300645108
447
50000
SH
DFND
01
0
50000
0
Express Inc.
COM
30219e103
3573
228861
SH
SOLE
228861
0
0
Express Inc.
COM
30219e103
2339
149825
SH
DFND
01
0
149825
0
Extreme Networks
COM
30226d106
24711
5158800
SH
SOLE
5158800
0
0
Extreme Networks
COM
30226d106
2970
620000
SH
DFND
01
0
620000
0
Ezcorp Inc
COM
302301106
1551
156495
SH
SOLE
156495
0
0
Fabrinet
COM
g3323l100
20122
1378200
SH
SOLE
1378200
0
0
Fabrinet
COM
g3323l100
74
5100
SH
DFND
01
0
5100
0
Federal Signal Corp
COM
313855108
17475
1319900
SH
SOLE
1319900
0
0
Federal Signal Corp
COM
313855108
2118
160000
SH
DFND
01
0
160000
0
Fidelity National Financial
COM
31620r303
871
31414
SH
SOLE
31414
0
0
Fidelity National Financial
COM
31620r303
66
2375
SH
DFND
01
0
2375
0
Fidelity National Financial In
COM
31620r402
144
10448
SH
SOLE
10448
0
0
Fidelity National Financial In
COM
31620r402
11
833
SH
DFND
01
0
833
0
Finisar Corp
COM
31787a507
7765
466925
SH
SOLE
466925
0
0
Finish Line, Inc.
COM
317923100
19476
778100
SH
SOLE
778100
0
0
First Majestic Silver Corp
COM
32076v103
1156
148150
SH
SOLE
148150
0
0
First Majestic Silver Corp
COM
32076v103
808
103575
SH
DFND
01
0
103575
0
First Merchants Corporation
COM
320817109
606
30000
SH
DFND
01
0
30000
0
Fly Leasign Limited Sponsored
COM
34407d109
882
68850
SH
SOLE
68850
0
0
Foot Locker, Inc.
COM
344849104
5504
98896
SH
SOLE
98896
0
0
Foot Locker, Inc.
COM
344849104
2961
53200
SH
DFND
01
0
53200
0
Forum Energy Techs Inc
COM
34984V100
498
16275
SH
SOLE
16275
0
0
Fossil Group Inc.
COM
34988v106
469
5000
SH
SOLE
5000
0
0
Gamestop corp- new cl-A
COM
36467w109
206
5000
SH
SOLE
5000
0
0
GATX Corp
COM
361448103
4185
71700
SH
SOLE
71700
0
0
GATX Corp
COM
361448103
1726
29575
SH
DFND
01
0
29575
0
General Electric
COM
369604103
297
11607
SH
SOLE
11607
0
0
Gentherm Inc
COM
37253a103
633
15000
SH
SOLE
15000
0
0
GEO Group Inc
COM
36162j106
548
14350
SH
SOLE
14350
0
0
Globus Medical Inc Cl A new
COM
379577208
18725
951975
SH
SOLE
951975
0
0
Globus Medical Inc Cl A new
COM
379577208
672
34175
SH
DFND
01
0
34175
0
Gordmans Stores Inc
COM
38269p100
2028
593000
SH
SOLE
593000
0
0
Gordmans Stores Inc
COM
38269p100
342
100000
SH
DFND
01
0
100000
0
Gramercy Property Trust Inc
COM
38489r100
1301
225900
SH
DFND
01
0
225900
0
Granite Construction Inc.
COM
387328107
811
25500
SH
DFND
01
0
25500
0
Guidance Software, Inc.
COM
401692108
302
44900
SH
SOLE
44900
0
0
Halozyme Therapeutics, Inc.
COM
40637H109
91
10000
SH
SOLE
10000
0
0
Hardinge Inc.
COM
412324303
3927
359000
SH
SOLE
359000
0
0
Hardinge Inc.
COM
412324303
328
30000
SH
DFND
01
0
30000
0
Harmonic Inc
COM
413160102
13614
2147325
SH
SOLE
2147325
0
0
Harmonic Inc
COM
413160102
380
60000
SH
DFND
01
0
60000
0
Hillenbrand Inc
COM
431571108
4132
133770
SH
SOLE
133770
0
0
Hillenbrand Inc
COM
431571108
246
7975
SH
DFND
01
0
7975
0
Huttig Building
COM
448451104
8807
2380278
SH
SOLE
2380278
0
0
IAC/Interactive Corp
COM
44919p508
1881
28540
SH
SOLE
28540
0
0
IAC/Interactive Corp
COM
44919p508
2750
41725
SH
DFND
01
0
41725
0
Iconix Brand Group Inc
COM
451055107
1108
30000
SH
DFND
01
0
30000
0
Imris Inc.
COM
45322n105
6
10000
SH
SOLE
10000
0
0
Incontact Inc.
COM
45336e109
318
36575
SH
SOLE
36575
0
0
Infoblox Inc.
COM
45672h104
221
15000
SH
SOLE
15000
0
0
Innospec Inc
COM
45768s105
358
9975
SH
SOLE
9975
0
0
Innospec Inc
COM
45768s105
48
1350
SH
DFND
01
0
1350
0
Insight Enterprises
COM
45765U103
10109
446700
SH
SOLE
446700
0
0
Insteel Industries Inc
COM
45774w108
15139
736317
SH
SOLE
736317
0
0
Insteel Industries Inc
COM
45774w108
822
40000
SH
DFND
01
0
40000
0
Intl Business Machines
COM
459200101
382
2010
SH
SOLE
2010
0
0
Intuitive Surgical Inc New
COM
46120e602
462
1000
SH
SOLE
1000
0
0
J2 Global Inc
COM
48123v102
5368
108746
SH
SOLE
108746
0
0
J2 Global Inc
COM
48123v102
2855
57850
SH
DFND
01
0
57850
0
Jabil Circuit
COM
466313103
21686
1075142
SH
SOLE
1075142
0
0
Jabil Circuit
COM
466313103
94
4650
SH
DFND
01
0
4650
0
JDS Uniphase Corp
COM
46612j507
1293
101000
SH
SOLE
101000
0
0
Johnson & Johnson
COM
478160104
7969
74760
SH
SOLE
74760
0
0
Kadant Inc.
COM
48282T104
586
15000
SH
SOLE
15000
0
0
Kadant Inc.
COM
48282T104
664
17000
SH
DFND
01
0
17000
0
Kapstone Paper
COM
48562p103
40277
1440000
SH
SOLE
1440000
0
0
Kapstone Paper
COM
48562p103
559
20000
SH
DFND
01
0
20000
0
Kelly Services Inc Class A
COM
488152208
2128
135825
SH
SOLE
135825
0
0
Kelly Services Inc Class A
COM
488152208
1104
70450
SH
DFND
01
0
70450
0
Kforce, Inc.
COM
493732101
3451
176325
SH
SOLE
176325
0
0
Kforce, Inc.
COM
493732101
1717
87750
SH
DFND
01
0
87750
0
Kirkland's Inc.
COM
497498105
19925
1236788
SH
SOLE
1236788
0
0
Kirkland's Inc.
COM
497498105
2416
150000
SH
DFND
01
0
150000
0
Kofax Limited
COM
g5307c105
5821
752005
SH
SOLE
752005
0
0
Kratos Defense & Security Solu
COM
50077b207
361
55000
SH
SOLE
55000
0
0
Kulicke & Soffa Industries Inc
COM
501242101
2281
160330
SH
SOLE
160330
0
0
Kulicke & Soffa Industries Inc
COM
501242101
1279
89875
SH
DFND
01
0
89875
0
La Z Boy Inc
COM
505336107
26372
1332575
SH
SOLE
1332575
0
0
La Z Boy Inc
COM
505336107
1888
95400
SH
DFND
01
0
95400
0
Libbey Inc
COM
529898108
486
18500
SH
SOLE
18500
0
0
LMI Aerospace
COM
502079106
3704
289370
SH
SOLE
289370
0
0
Lumos Networks Corp
COM
550283105
244
15000
SH
SOLE
15000
0
0
Magellan Health Services, Inc.
COM
559079207
4339
79284
SH
SOLE
79284
0
0
Magellan Health Services, Inc.
COM
559079207
1918
35050
SH
DFND
01
0
35050
0
Magnum Hunter Resources, Inc.
COM
55973b102
56
10000
SH
SOLE
10000
0
0
Marvell Technology Group Ltd
COM
g5876h105
764
56675
SH
SOLE
56675
0
0
Marvell Technology Group Ltd
COM
g5876h105
50
3700
SH
DFND
01
0
3700
0
Masimo Corp
COM
574795100
5114
240320
SH
SOLE
240320
0
0
Masimo Corp
COM
574795100
105
4950
SH
DFND
01
0
4950
0
Matrix Service Co.
COM
576853105
5061
209845
SH
SOLE
209845
0
0
Matrix Service Co.
COM
576853105
2364
98000
SH
DFND
01
0
98000
0
Mattson Technology Inc
COM
577223100
9893
4005200
SH
SOLE
4005200
0
0
Mattson Technology Inc
COM
577223100
988
400000
SH
DFND
01
0
400000
0
MaxLinear, Inc
COM
57776j100
786
114300
SH
SOLE
114300
0
0
MBT Finl Corp
COM
578877102
180
37725
SH
SOLE
37725
0
0
McClatchy Co-CL A
COM
579489105
369
109900
SH
SOLE
109900
0
0
Mednax Inc
COM
58502b106
2990
54550
SH
SOLE
54550
0
0
Mednax Inc
COM
58502b106
1990
36301
SH
DFND
01
0
36301
0
Mens Wearhouse Inc
COM
587118100
4331
91721
SH
SOLE
91721
0
0
Mens Wearhouse Inc
COM
587118100
2174
46050
SH
DFND
01
0
46050
0
Merck & Co
COM
58933y105
1069
18028
SH
SOLE
18028
0
0
Merit Medical Systems, Inc.
COM
589889104
1334
112300
SH
SOLE
112300
0
0
Meritage Homes Corp
COM
59001a102
1452
40900
SH
SOLE
40900
0
0
Meritage Homes Corp
COM
59001a102
710
20000
SH
DFND
01
0
20000
0
MFA Financial Inc.
COM
55272x102
666
85579
SH
DFND
01
0
85579
0
Microsemi Corp
COM
595137100
5898
232115
SH
SOLE
232115
0
0
Microsemi Corp
COM
595137100
3002
118150
SH
DFND
01
0
118150
0
Mid America Apartment Communit
COM
59522j103
5265
80195
SH
SOLE
80195
0
0
Mid America Apartment Communit
COM
59522j103
2721
41450
SH
DFND
01
0
41450
0
Midstates Petroleum Co. Inc
COM
59804t100
53
10500
SH
DFND
01
0
10500
0
Minerals Technologies Inc
COM
603158106
400
6475
SH
SOLE
6475
0
0
Mitcham Industries, Inc.
COM
606501104
2481
224500
SH
SOLE
224500
0
0
Mitel Networks Corp
COM
60671q104
13021
1423075
SH
SOLE
1423075
0
0
Mitel Networks Corp
COM
60671q104
1555
170000
SH
DFND
01
0
170000
0
Montpelier Re Holdings, Ltd.
COM
g62185106
2664
85700
SH
SOLE
85700
0
0
Montpelier Re Holdings, Ltd.
COM
g62185106
54
1750
SH
DFND
01
0
1750
0
National Bank Hldgs Corp Cl A
COM
633707104
1256
65700
SH
DFND
01
0
65700
0
Nature's Sunshine Products, In
COM
639027101
20225
1363765
SH
SOLE
1363765
0
0
Nature's Sunshine Products, In
COM
639027101
741
50000
SH
DFND
01
0
50000
0
Neophotonics Corporation
COM
64051t100
3
1000
SH
SOLE
1000
0
0
Neophotonics Corporation
COM
64051t100
335
100000
SH
DFND
01
0
100000
0
NetScout Systems Inc.
COM
64115t104
2263
49400
SH
SOLE
49400
0
0
New York & Company, Inc.
COM
649295102
13994
4618498
SH
SOLE
4618498
0
0
New York & Company, Inc.
COM
649295102
1818
600000
SH
DFND
01
0
600000
0
Noble Romans Inc.
COM
655107100
68
41400
SH
SOLE
41400
0
0
Northern Oil & Gas Inc
COM
665531109
2003
140850
SH
SOLE
140850
0
0
Northfield Bancorp Inc
COM
66611t108
543
39875
SH
SOLE
39875
0
0
Northstar Realty Finance
COM
66704r704
1053
59600
SH
SOLE
59600
0
0
Nu Skin Enterprises, Inc.
COM
67018T105
225
5000
SH
SOLE
5000
0
0
Nuvasive Inc
COM
670704105
4059
116400
SH
SOLE
116400
0
0
Nuvasive Inc
COM
670704105
94
2700
SH
DFND
01
0
2700
0
Odimo Incorporated
COM
67606R107
5
30700
SH
SOLE
30700
0
0
Olin Corp
COM
680665205
680
26950
SH
SOLE
26950
0
0
Olin Corp
COM
680665205
46
1825
SH
DFND
01
0
1825
0
Omnicell Inc
COM
68213n109
9131
334100
SH
SOLE
334100
0
0
Omnicell Inc
COM
68213n109
820
30000
SH
DFND
01
0
30000
0
Oplink Communications, Inc.
COM
68375Q403
1803
107200
SH
SOLE
107200
0
0
Orbotech Ltd
COM
M75253100
316
20300
SH
SOLE
20300
0
0
Pacific Premier Bancorp, Inc.
COM
69478x105
562
40000
SH
SOLE
40000
0
0
Pacific Sunwear of California
COM
694873100
5975
3319204
SH
SOLE
3319204
0
0
Pacific Sunwear of California
COM
694873100
468
260000
SH
DFND
01
0
260000
0
PCM Inc
COM
69323k100
1224
125251
SH
SOLE
125251
0
0
Penney (J.C.)
COM
708160106
2475
246500
SH
SOLE
246500
0
0
Pennymac Mortgage Investment T
COM
70931t103
1414
66000
SH
DFND
01
0
66000
0
PepsiCo Inc
COM
713448108
6917
74303
SH
SOLE
74303
0
0
PerkinElmer, Inc.
COM
714046109
3738
85725
SH
SOLE
85725
0
0
PerkinElmer, Inc.
COM
714046109
1904
43677
SH
DFND
01
0
43677
0
Petroquest Energy Inc
COM
716748108
3090
549745
SH
SOLE
549745
0
0
Petroquest Energy Inc
COM
716748108
2049
364525
SH
DFND
01
0
364525
0
PHH Corp
COM
693320202
610
27275
SH
SOLE
27275
0
0
PHH Corp
COM
693320202
41
1850
SH
DFND
01
0
1850
0
PhotoMedex, Inc.
COM
719358301
9009
1453100
SH
SOLE
1453100
0
0
PICO Holdings Inc
COM
693366205
1566
78500
SH
DFND
01
0
78500
0
Ply Gem Hldgs Inc.
COM
72941w100
217
20000
SH
DFND
01
0
20000
0
Polycom Inc
COM
73172K104
1217
99025
SH
SOLE
99025
0
0
Polycom Inc
COM
73172K104
224
18225
SH
DFND
01
0
18225
0
Premiere Global Services, Inc.
COM
740585104
3837
320525
SH
SOLE
320525
0
0
Premiere Global Services, Inc.
COM
740585104
2559
213750
SH
DFND
01
0
213750
0
Procter & Gamble
COM
742718109
430
5134
SH
SOLE
5134
0
0
Progress Software Corp
COM
743312100
3526
147475
SH
SOLE
147475
0
0
Progress Software Corp
COM
743312100
236
9875
SH
DFND
01
0
9875
0
PTC Inc
COM
69370c100
14912
404120
SH
SOLE
404120
0
0
Qlogic Corp
COM
747277101
1325
144675
SH
SOLE
144675
0
0
Qlogic Corp
COM
747277101
784
85603
SH
DFND
01
0
85603
0
Quality Distribution Inc
COM
74756M102
620
48525
SH
SOLE
48525
0
0
Quality Distribution Inc
COM
74756M102
1653
129323
SH
DFND
01
0
129323
0
R. R. Donnelley & Sons Company
COM
257867101
1975
120000
SH
SOLE
120000
0
0
Radisys Corp
COM
750459109
2124
795400
SH
SOLE
795400
0
0
Radisys Corp
COM
750459109
203
76100
SH
DFND
01
0
76100
0
Rand Logistics Inc.
COM
752182105
1087
190675
SH
SOLE
190675
0
0
Regal Entertainment Group
COM
758766109
5291
266140
SH
SOLE
266140
0
0
Regal Entertainment Group
COM
758766109
2837
142725
SH
DFND
01
0
142725
0
Renasant Corporation
COM
75970e107
649
24000
SH
DFND
01
0
24000
0
Richardson Electronics, Ltd.
COM
763165107
1742
174421
SH
SOLE
174421
0
0
Rightside Group Ltd.
COM
76658b100
455
46650
SH
SOLE
46650
0
0
Rightside Group Ltd.
COM
76658b100
395
40532
SH
DFND
01
0
40532
0
Rovi Corp.
COM
779376102
5267
266755
SH
SOLE
266755
0
0
Rovi Corp.
COM
779376102
227
11475
SH
DFND
01
0
11475
0
Rti International Metals
COM
74973w107
1671
67750
SH
SOLE
67750
0
0
Rti International Metals
COM
74973w107
232
9425
SH
DFND
01
0
9425
0
RTI Surgical Inc
COM
74975n105
22517
4710600
SH
SOLE
4710600
0
0
RTI Surgical Inc
COM
74975n105
669
140000
SH
DFND
01
0
140000
0
Rudolph Technologies Inc.
COM
781270103
17582
1942800
SH
SOLE
1942800
0
0
Rudolph Technologies Inc.
COM
781270103
633
70000
SH
DFND
01
0
70000
0
Ryder System Inc.
COM
783549108
1001
11125
SH
SOLE
11125
0
0
Ryder System Inc.
COM
783549108
72
800
SH
DFND
01
0
800
0
Saba Software, Inc.
COM
784932600
810
60000
SH
SOLE
60000
0
0
Salem Communications Cl A
COM
794093104
76
10000
SH
SOLE
10000
0
0
Schulman (A.)
COM
808194104
631
17450
SH
SOLE
17450
0
0
Seachange Int'l Inc
COM
811699107
1041
149500
SH
SOLE
149500
0
0
Sensient Technologies Corp
COM
81725T100
3383
64615
SH
SOLE
64615
0
0
Sensient Technologies Corp
COM
81725T100
2179
41625
SH
DFND
01
0
41625
0
Silicon Graphics International
COM
82706l108
14584
1580100
SH
SOLE
1580100
0
0
Silicon Image
COM
82705T102
946
187700
SH
SOLE
187700
0
0
Skyworks Solutions, Inc.
COM
83088M102
16322
281175
SH
SOLE
281175
0
0
Skyworks Solutions, Inc.
COM
83088M102
446
7675
SH
DFND
01
0
7675
0
Sonus Networks Inc
COM
835916107
103
30000
SH
SOLE
30000
0
0
Sotherly Hotels, Inc.
COM
83600c103
1808
231807
SH
SOLE
231807
0
0
Stage Stores, Inc.
COM
85254C305
18658
1090500
SH
SOLE
1090500
0
0
Stage Stores, Inc.
COM
85254C305
1540
90000
SH
DFND
01
0
90000
0
Stein Mart Inc
COM
858375108
11624
1006400
SH
SOLE
1006400
0
0
Steiner Leisure Limited
COM
p8744y102
17389
462600
SH
SOLE
462600
0
0
Steiner Leisure Limited
COM
p8744y102
2255
60000
SH
DFND
01
0
60000
0
Stone Energy Corporation
COM
861642106
4213
134335
SH
SOLE
134335
0
0
Stone Energy Corporation
COM
861642106
2012
64150
SH
DFND
01
0
64150
0
Summer Infant Inc
COM
865646103
2463
703843
SH
SOLE
703843
0
0
Summer Infant Inc
COM
865646103
451
128900
SH
DFND
01
0
128900
0
Summit Hotel PPTYS Inc
COM
866082100
1122
104100
SH
SOLE
104100
0
0
Sykes Enterprises Inc
COM
871237103
733
36700
SH
SOLE
36700
0
0
Symantec Corp.
COM
871503108
3108
132200
SH
SOLE
132200
0
0
Symmetry Medical Inc
COM
871546206
1580
156550
SH
SOLE
156550
0
0
Symmetry Medical Inc
COM
871546206
119
11800
SH
DFND
01
0
11800
0
Synergetics USA Inc
COM
87160g107
4629
1357400
SH
SOLE
1357400
0
0
Synergetics USA Inc
COM
87160g107
682
200000
SH
DFND
01
0
200000
0
SYNNEX Corporation
COM
87162W100
4913
76025
SH
SOLE
76025
0
0
SYNNEX Corporation
COM
87162W100
162
2500
SH
DFND
01
0
2500
0
Teradyne Inc
COM
880770102
16029
826655
SH
SOLE
826655
0
0
Teradyne Inc
COM
880770102
254
13125
SH
DFND
01
0
13125
0
TGC Inds Inc
COM
872417308
7909
2054272
SH
SOLE
2054272
0
0
TGC Inds Inc
COM
872417308
385
100000
SH
DFND
01
0
100000
0
Tillys Inc
COM
886885102
7371
980200
SH
SOLE
980200
0
0
Tillys Inc
COM
886885102
602
80000
SH
DFND
01
0
80000
0
Tower International Inc.
COM
891826109
1048
41600
SH
DFND
01
0
41600
0
TriQuint Semiconductor, Inc.
COM
89674K103
7796
408825
SH
SOLE
408825
0
0
TriQuint Semiconductor, Inc.
COM
89674K103
2860
149950
SH
DFND
01
0
149950
0
Triumph Group
COM
896818101
2442
37540
SH
SOLE
37540
0
0
Triumph Group
COM
896818101
259
3975
SH
DFND
01
0
3975
0
TTM Technologies, Inc.
COM
87305R109
19480
2860450
SH
SOLE
2860450
0
0
Ultra Clean Holdings Inc
COM
90385v107
7946
887769
SH
SOLE
887769
0
0
United Financial Bancorp Inc N
COM
910304104
1089
85846
SH
SOLE
85846
0
0
United Financial Bancorp Inc N
COM
910304104
2655
209242
SH
DFND
01
0
209242
0
US Concrete Inc
COM
90333l201
970
37125
SH
SOLE
37125
0
0
Valeant Pharmaceuticals Intern
COM
91911k102
234
1780
SH
SOLE
1780
0
0
ValueVision Media Inc.
COM
92047k107
2306
449500
SH
SOLE
449500
0
0
Verint Systems Inc.
COM
92343X100
692
12450
SH
SOLE
12450
0
0
Verizon Communications
COM
92343V104
225
4491
SH
SOLE
4491
0
0
Viasystems Group Inc
COM
92553h803
7049
449002
SH
SOLE
449002
0
0
Viewpoint Financial Group Inc
COM
92672a101
2603
108725
SH
SOLE
108725
0
0
Viewpoint Financial Group Inc
COM
92672a101
1240
51800
SH
DFND
01
0
51800
0
Visteon Corp
COM
92839u206
1291
13275
SH
SOLE
13275
0
0
Visteon Corp
COM
92839u206
1537
15800
SH
DFND
01
0
15800
0
W & T Offshore Inc
COM
92922p106
1072
97500
SH
DFND
01
0
97500
0
Walter Investment Management
COM
93317w102
2206
100480
SH
SOLE
100480
0
0
Walter Investment Management
COM
93317w102
1156
52675
SH
DFND
01
0
52675
0
WESCO International, Inc.
COM
95082P105
608
7775
SH
SOLE
7775
0
0
West Marine, Inc.
COM
954235107
3260
362215
SH
SOLE
362215
0
0
West Marine, Inc.
COM
954235107
450
50000
SH
DFND
01
0
50000
0
Western Refining Inc
COM
959319104
1407
33500
SH
SOLE
33500
0
0
Western Refining Inc
COM
959319104
96
2275
SH
DFND
01
0
2275
0
Westlake Chemical Corp
COM
960413102
1772
20465
SH
SOLE
20465
0
0
Westlake Chemical Corp
COM
960413102
113
1300
SH
DFND
01
0
1300
0
Wet Seal Inc Cl A
COM
961840105
2793
5315300
SH
SOLE
5315300
0
0
Whiting Petroleum Corp
COM
966387102
1020
13150
SH
SOLE
13150
0
0
Whiting Petroleum Corp
COM
966387102
62
800
SH
DFND
01
0
800
0
Willbros Group Inc
COM
969203108
8
1000
SH
SOLE
1000
0
0
Willbros Group Inc
COM
969203108
1126
135200
SH
DFND
01
0
135200
0
Winthrop Realty Trust
COM
976391300
649
43075
SH
SOLE
43075
0
0
Xcerra Corp
COM
98400j108
11913
1216900
SH
SOLE
1216900
0
0
Felcor Lodging Trust Inc - $1.
PRD
31430f200
1311
50800
SH
SOLE
50800
0
0