-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rpx+xNO7zVd3dwf0X5CS/2XU6rwvPPc2z/XHV5tSfIEuytapAQUtb0KOvFuQ7jzZ a1dVe1TwQeW5rZzCg4kVkQ== 0001037792-09-000062.txt : 20091110 0001037792-09-000062.hdr.sgml : 20091110 20091110125340 ACCESSION NUMBER: 0001037792-09-000062 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091110 DATE AS OF CHANGE: 20091110 EFFECTIVENESS DATE: 20091110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMENT INC/NY CENTRAL INDEX KEY: 0001037792 IRS NUMBER: 141770168 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06298 FILM NUMBER: 091171133 BUSINESS ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 BUSINESS PHONE: 5184313500 MAIL ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY 13F-HR 1 pcm3q13f-finalwithcover.txt United States Securities and Exchange Commission Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Paradigm Capital Management, Inc. Address: 9 Elk Street Albany, NY 12207 13F File Number: 028-06298 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John V. Gulick Title: Vice President, Chief Compliance Officer Phone: (518) 431-3500 Signature, Place, and Date of Signing: /s/ John V. Gulick Albany, NY November 6, 2009 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 331 Form 13F Information Table Value Total: 1,707,999 (x1000) List of Other Included Managers: No. 13F File Number Name - - --- --------------- ----------------------------------- 01 028-00000 Paradigm Funds Advisor LLC 02 028-00000 Paradigm Capital Management Growth Advisors, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3Com Corp COM 885535104 6090 1164475 SH Sole 1164475 1764 337300 SH Defined 01 337300 A.C. Moore Arts & Crafts, Inc. COM 00086T103 3685 1023644 SH Sole 1023644 Adaptec, Inc. COM 00651F108 84 25190 SH Defined 02 25190 Adirondack Trust co Saratoga S COM 007014103 400 280 SH Sole 280 Aegean Marine Petroleum Networ COM y0017s102 5131 228025 SH Sole 228025 1514 67300 SH Defined 01 67300 Aeropostale COM 007865108 263 6040 SH Defined 02 6040 Albany International Corp. 'A' COM 012348108 194 10000 SH Sole 10000 Alleghany Corporation COM 017175100 6503 25103 SH Sole 25103 42 164 SH Defined 01 164 Alliant Techsystems COM 018804104 5614 72113 SH Sole 72113 65 835 SH Defined 01 835 Alphatec Hldgs Inc COM 02081g102 5340 1160767 SH Sole 1160767 Amer Eagle Outfitters COM 02553e106 12700 753235 SH Sole 753235 1988 117900 SH Defined 01 117900 Amer Express COM 025816109 231 6800 SH Sole 6800 American Financial Group COM 025932104 12046 472385 SH Sole 472385 1747 68525 SH Defined 01 68525 American Oriental Bioengineeri COM 028731107 53 11000 SH Sole 11000 Amerigroup Corp COM 03073T102 10643 480050 SH Sole 480050 1649 74400 SH Defined 01 74400 Anaren Microwave COM 032744104 15896 935075 SH Sole 935075 AngioDynamics, Inc. 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COM 171340102 5267 92825 SH Sole 92825 34 600 SH Defined 01 600 Cinedigm Digital Cinema Corp C COM 172407108 63 50000 SH Sole 50000 CMS Energy Corporation COM 125896100 3248 242400 SH Sole 242400 21 1600 SH Defined 01 1600 Colgate-Palmolive COM 194162103 3497 45850 SH Sole 45850 Collective Brands COM 19421w100 23517 1357000 SH Sole 1357000 Compass Minerals International COM 20451N101 6778 110000 SH Sole 110000 1029 16700 SH Defined 01 16700 Compuware Corp COM 205638109 14039 1915260 SH Sole 1915260 2165 295295 SH Defined 01 295295 Comtech Communications COM 205826209 42943 1292677 SH Sole 1292677 Convergys Corporation COM 212485106 4977 500700 SH Sole 500700 117 11800 SH Defined 01 11800 Corn Products International, I COM 219023108 13178 462060 SH Sole 462060 1897 66515 SH Defined 01 66515 Cray Computer COM 225223304 12792 1535600 SH Sole 1535600 Crown Cork & Seal COM 228368106 6599 242600 SH Sole 242600 144 5300 SH Defined 01 5300 Curtiss-Wright Corporation COM 231561101 10366 303716 SH Sole 303716 1123 32895 SH Defined 01 32895 Cutera, Inc. COM 232109108 4025 465300 SH Sole 465300 Denbury Resources Inc. COM 247916208 1764 116600 SH Sole 116600 12 800 SH Defined 01 800 Double-Take Software Inc. COM 258598101 1019 100000 SH Sole 100000 Dxp Enterprises Inc- New COM 233377407 1255 112600 SH Sole 112600 1141 102300 SH Defined 01 102300 E Trade Financial Corp COM 269246104 162 92700 SH Sole 92700 Earthlink, Inc. COM 270321102 14414 1713878 SH Sole 1713878 2272 270147 SH Defined 01 270147 EMCOR Group, Inc. COM 29084Q100 11852 468075 SH Sole 468075 1888 74565 SH Defined 01 02 74565 EMS Technologies Inc COM 26873n108 26000 1248800 SH Sole 1248800 Endo Pharmaceuticals Hldgs Inc COM 29264f205 14997 662700 SH Sole 662700 2430 107400 SH Defined 01 107400 Enzon Pharmaceuticals Inc. 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COM 40637H109 71 10000 SH Sole 10000 Harleysville Group Inc COM 412824104 11028 348450 SH Sole 348450 1513 47800 SH Defined 01 47800 Harmonic Inc COM 413160102 4683 701000 SH Sole 701000 Hasbro Inc COM 418056107 6252 225300 SH Sole 225300 39 1400 SH Defined 01 1400 Haverty Furniture Companies In COM 419596101 6643 562516 SH Sole 562516 Hawaiian Holdings, Inc. COM 419879101 94 11430 SH Defined 02 11430 Hilltop Holdings Inc. COM 432748101 11783 961100 SH Sole 961100 1789 145900 SH Defined 01 145900 Hittite Microwave Corp COM 43365y104 214 5820 SH Defined 02 5820 HMS Holdings Corp COM 40425j101 286 7480 SH Defined 02 7480 Hormel Foods Corp COM 440452100 5150 145000 SH Sole 145000 32 900 SH Defined 01 900 Hot Topic Inc COM 441339108 724 96600 SH Sole 96600 Hughes Communications COM 444398101 6999 230700 SH Sole 230700 Huttig Building COM 448451104 1774 2163922 SH Sole 2163922 IBasis, Inc. 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Smucker Company COM 832696405 7787 146900 SH Sole 146900 48 900 SH Defined 01 900 Jabil Circuit COM 466313103 8177 609772 SH Sole 609772 JB Hunt Transport Services Inc COM 445658107 209 6500 SH Sole 6500 JDA Software COM 46612K108 21769 992200 SH Sole 992200 Jefferies Group Inc New COM 472319102 18299 672008 SH Sole 672008 2406 88350 SH Defined 01 88350 Johnson & Johnson COM 478160104 4707 77300 SH Sole 77300 Kaman Corp COM 483548103 4314 196275 SH Sole 196275 1101 50100 SH Defined 01 50100 Kapstone COM 48562p103 1565 192300 SH Sole 192300 KHD Humboldt Wedag Int'l ltd COM 482462108 18186 1752030 SH Sole 1752030 Kinder Morgan Energy Partners COM 494550106 486 9005 SH Sole 9005 Kirkland's Inc. COM 497498105 6137 430697 SH Sole 430697 Kopin Corp COM 500600101 1506 313701 SH Sole 313701 Krispy Kreme Doughnuts, Inc. COM 501014104 1931 540800 SH Sole 540800 Kroger Co COM 501044101 214 10350 SH Sole 10350 Lawson Software Inc COM 52078p102 5573 893050 SH Sole 893050 1465 234800 SH Defined 01 234800 Life Technologies Corporation COM 53217v109 6573 141200 SH Sole 141200 135 2900 SH Defined 01 2900 Lincare Holdings Inc. COM 532791100 7616 243700 SH Sole 243700 50 1600 SH Defined 01 1600 Lions Gate Entertainment Corp COM 535919203 178 28977 SH Defined 02 28977 LMI Aerospace COM 502079106 4 425 SH Sole 425 1681 167600 SH Defined 01 167600 Magellan Health Services, Inc. COM 559079207 16125 519148 SH Sole 519148 2505 80635 SH Defined 01 80635 Markel Corp COM 570535104 4758 14425 SH Sole 14425 16 50 SH Defined 01 50 Matrix Service Co. 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