0001037763-11-000007.txt : 20110420
0001037763-11-000007.hdr.sgml : 20110420
20110420120152
ACCESSION NUMBER: 0001037763-11-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110420
DATE AS OF CHANGE: 20110420
EFFECTIVENESS DATE: 20110420
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OPTIMUM INVESTMENT ADVISORS
CENTRAL INDEX KEY: 0001037763
IRS NUMBER: 363673834
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06296
FILM NUMBER: 11769994
BUSINESS ADDRESS:
STREET 1: 100 S WACKER DRIVE
STREET 2: SUITE 2100
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3127821515
MAIL ADDRESS:
STREET 1: 100 S WACKER DRIVE SUITE 2100
STREET 2: SUITE 2100
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: GRAVER BOKHOF GOODWILL & SULLIVAN L P/IL
DATE OF NAME CHANGE: 19990329
13F-HR
1
oia13f1q11.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Optimum Investment Advisors
Address: 100 South Wacker Drive
Suite 2100
Chicago, IL 60606
13F File Number: 28-6296
The institutional investment manager filing this report
and the person by whom it is
signed hereby represent that the person signing the
report is authorized to submit it, "that all information
contained herein is true, correct" and complete, and that
it is understood that all required items, statements,
schedules, lists, and tables, are
considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Tony Smith
Title: Senior Operations Specialist
Phone: 312-782-1515
Signature, Place, and Date of Signing:
Name of Filer Chicago, Illinois 60606 April 20, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE
SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 1
"Form 13F Information Table Value Total: $4,181,979,000
List of Other Included Managers:
No. 13F File Number Name
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Company COM 88579y101 445 4765 SH SOLE 4765
ABB Ltd COM 000375204 1007 41642 SH SOLE 400 41242
AT&T COM 00206R102 243 7936 SH SOLE 7936
15 500 SH OTHER 500
Abbott Labs COM 002824100 6094 124232 SH SOLE 83900 40332
Accenture Plc COM g1151c101 345 6275 SH SOLE 6275
Ace Ltd COM h0023r105 1180 18243 SH SOLE 650 17593
Aeropostale Inc COM 007865108 4945 203325 SH SOLE 186000 17325
Akamai Technologies COM 00971t101 141700 3728957 SH SOLE 3543625 185332
Allstate Corporation COM 020002101 342 10747 SH SOLE 700 10047
Alpha Natural Resources Inc COM 02076X102 8585 144606 SH SOLE 103625 40981
America Movil COM 02364w105 2176 37448 SH SOLE 3700 33748
American Express COM 025816109 7624 168664 SH SOLE 109000 59664
Amgen COM 031162100 769 14380 SH SOLE 650 13730
Amphenol COM 032095101 782 14383 SH SOLE 850 13533
Anadarko Petroleum COM 032511107 2300 28074 SH SOLE 1650 26424
Apache Corporation COM 037411105 607 4640 SH SOLE 4640
Apollo Investment COM 03761u106 673 55799 SH SOLE 55799
Apple Inc COM 037833100 11839 33971 SH SOLE 17900 16071
Applied Material COM 038222105 284 18157 SH SOLE 18157
Archer Daniels Midland COM 039483102 9119 253240 SH SOLE 148800 104440
Avi BioPharma COM 188 100824 SH SOLE 100824
BHP Billiton Limited COM 088606108 7754 80876 SH SOLE 43000 37876
Baidu.com Inc COM 056752108 582 4220 SH SOLE 4220
Bank of America COM 060505104 615 46111 SH SOLE 1276 44835
Bank of NY Mellon COM 064058100 864 28913 SH SOLE 28913
Barclays COM G08036124 58 13000 SH SOLE 13000
Beckman Coulter COM 075811109 102317 1231699 SH SOLE 1175300 56399
Belo COM 080555105 58061 6590324 SH SOLE 6150700 439624
Berkshire Hathaway Cl B COM 084670702 447 5350 SH SOLE 50 5300
Black Rock Inc COM 09247x101 7222 35930 SH SOLE 30950 4980
Boeing Company COM 097023105 1080 14610 SH SOLE 14610
BorgWarner COM 099724106 91358 1146422 SH SOLE 1060600 85822
Boston Scientific COM 101137107 165188 22974683 SH SOLE 21739550 1235133
Bristol Myers Squibb COM 110122108 3554 134467 SH SOLE 3640 130827
Broadcom Corp ClA COM 111320107 6970 176983 SH SOLE 136600 40383
Bucyrus International Inc. COM 118759109 1423 15565 SH SOLE 500 15065
Bunge Ltd. COM G16962105 79778 1102973 SH SOLE 1045360 57613
CGG-Veritas COM 204386106 56528 1561990 SH SOLE 1447823 114167
CVS Caremark COM 126650100 347 10099 SH SOLE 10099
Canadian Railway COM 136375102 589 7827 SH SOLE 7827
Capital One Financial COM 14040h105 235 4525 SH SOLE 4525
Caterpillar COM 149123101 5387 48375 SH SOLE 900 47475
Charles River Lab Intl Inc COM 159864107 106237 2768023 SH SOLE 2627800 140223
Charter Communications COM 16117m107 0 10000 SH SOLE 10000
Chevron COM 166764100 11372 105798 SH SOLE 63025 42773
Chicago Bridge & Iron COM 167250109 116566 2866838 SH SOLE 2700400 166438
Cincinnati Financial COM 172062101 83438 2544613 SH SOLE 2392693 151920
Cisco Systems COM 17275r102 2981 173848 SH SOLE 11440 162408
Citigroup COM 172967101 158 35846 SH SOLE 733 35113
9 2000 SH OTHER 2000
Coach Inc COM 189754104 278 5346 SH SOLE 5346
Coca Cola COM 191216100 1063 16020 SH SOLE 250 15770
Con-Way COM 205944101 100850 2566799 SH SOLE 2449800 116999
Conferserv Inc COM 207999012 675 562825 SH SOLE 562825
Conoco Phillips COM 20825c104 500 6266 SH SOLE 150 6116
Cooper Industries COM g24140108 234 3600 SH SOLE 3600
Corning COM 219350105 1209 58590 SH SOLE 1800 56790
Costco Wholesale COM 22160k105 2410 32867 SH SOLE 140 32727
Danaher Corporation COM 235851102 1148 22123 SH SOLE 1300 20823
Darden Restaurants COM 237194105 6065 123448 SH SOLE 94500 28948
Davita COM 23918K108 6456 75501 SH SOLE 65800 9701
Deere & Company COM 244199105 10250 105794 SH SOLE 53150 52644
Denbury Resources COM 247916208 50297 2061356 SH SOLE 1932300 129056
Diamond Offshore Drilling COM 25271c102 438 5640 SH SOLE 5640
DirecTV Group COM 25490a101 749 16012 SH SOLE 1000 15012
Dow Chemical COM 260543103 221 5850 SH SOLE 950 4900
EMC Corporation COM 268648102 382 14390 SH SOLE 14390
Eaton Corporation COM 278058102 338 6097 SH SOLE 6097
Eaton Vance Corp COM 278265103 91597 2841083 SH SOLE 2708300 132783
Emerson Electric COM 291011104 178 3054 SH SOLE 3054
35 600 SH OTHER 600
Encana Corp COM 292505104 331 9590 SH SOLE 200 9390
Ensco International PLC COM 29358q109 568 9815 SH SOLE 200 9615
Enterprise Product Partnership COM 293792107 762 17685 SH SOLE 400 17285
Equity Residential COM 29476L107 350 6200 SH SOLE 1200 5000
Exelon Corporation COM 30161n101 277 6707 SH SOLE 6707
Extraordinary Vacations Group COM 30226w104 388 969672 SH SOLE 964848 4824
Exxon Mobil COM 30231g102 1880 22342 SH SOLE 277 22065
269 3200 SH OTHER 3200
FMC Corporation COM 302491303 72695 855945 SH SOLE 797900 58045
FMC Technologies COM 30249u101 106531 1127549 SH SOLE 1067846 59703
FactSet Research Systems Inc COM 303075105 45266 432218 SH SOLE 404000 28218
Fedex Corporation COM 31428x106 449 4800 SH SOLE 4800
Fidelity Southern Corp. COM 316394105 126 15763 SH OTHER 15763
Fifth Third Bancorp COM 316773100 6986 503166 SH SOLE 343500 159666
Fluor Corporation COM 343412102 9333 126705 SH SOLE 88600 38105
Forest Labs COM 345838106 95094 2944086 SH SOLE 2784100 159986
Freeport McMoRan Copper & Gold COM 35671D857 8134 146429 SH SOLE 64200 82229
Gannett Company COM 364730101 102240 6713042 SH SOLE 6370000 343042
General Electric COM 369604103 1227 61202 SH SOLE 780 60422
General Motors COM 37045V100 3321 107025 SH SOLE 100000 7025
Gilead Sciences COM 375558103 9201 216637 SH SOLE 125600 91037
Globalbridge Assets Midwrap COM 7418 7418088 SH SOLE 7418088
Google COM 38259p508 864 1473 SH SOLE 1473
H&R Block COM 093671105 173454 10361634 SH SOLE 9827200 534434
Halliburton Company COM 406216101 5980 119983 SH SOLE 85650 34333
Harris Corporation COM 413875105 86996 1753946 SH SOLE 1657625 96321
Health Mgt Assoc. COM 421933102 111 10200 SH SOLE 10200
Helmerich & Payne COM 423452101 10302 149976 SH SOLE 104400 45576
Hewlett-Packard COM 428236103 5812 141855 SH SOLE 104375 37480
Hikma Pharmaceutical ORD COM G4576K104 149 12700 SH SOLE 12700
Home Depot COM 437076102 315 8506 SH SOLE 235 8271
Hubbell Cl B COM 443510201 266 3745 SH SOLE 3745
IBM COM 459200101 8317 51003 SH SOLE 38350 12653
IShares Russell Midcap COM 464287499 17670 162125 SH SOLE 161100 1025
Illinois Tool Works COM 452308109 477 8873 SH SOLE 8873
Intel Corporation COM 458140100 2080 103088 SH SOLE 3040 100048
Intercontinental Exchange COM 45865V100 8350 67590 SH SOLE 44800 22790
Interpublic Group COM 460690100 97133 7727401 SH SOLE 7327400 400001
Ishares Dow Jones Select Divid COM 464287168 1896 36370 SH SOLE 600 35770
5 100 SH OTHER 100
Ishares Tr Msci Emerg Mkt COM 464287234 2391 49133 SH SOLE 900 48233
Itron Inc COM 465741106 36974 655099 SH SOLE 655039 60
J P Morgan Chase COM 46625h100 6944 150628 SH SOLE 104250 46378
JA Solar Holdings Co COM 466090107 119 17000 SH SOLE 1000 16000
Jabil Circuit COM 466313103 67764 3316885 SH SOLE 3112780 204105
Jacobs Engineering COM 469814107 2875 55902 SH SOLE 850 55052
Johnson & Johnson COM 478160104 910 15356 SH SOLE 700 14656
Johnson Controls COM 478366107 613 14750 SH SOLE 14750
Jones Lang Lasalle COM 48020q107 209 2100 SH SOLE 2100
Juniper Networks COM 48203r104 8684 206373 SH SOLE 179900 26473
KBR, Inc. COM 48242W106 395 10450 SH SOLE 10450
Kinder Morgan Energy COM 494550106 359 4850 SH SOLE 4850
Kinetic Concepts, Inc. COM 49460w208 14581 267943 SH SOLE 267900 43
Laboratory Corp of America COM 50540r409 887 9633 SH SOLE 500 9133
Lam Research COM 512807108 8507 150135 SH SOLE 114300 35835
Lexmark Intl COM 529771107 110096 2972356 SH SOLE 2824600 147756
Lincare Holdings COM 532791100 52586 1772970 SH SOLE 1693650 79320
Manpower Inc COM 56418H100 78109 1242194 SH SOLE 1163430 78764
Markwest Energy Partners COM 570759100 486 10020 SH SOLE 10020
7 150 SH OTHER 150
MasterCard, Inc. COM 57636q104 1821 7234 SH SOLE 140 7094
Mattel COM 577081102 77623 3113630 SH SOLE 2940665 172965
McDonalds Corp COM 580135101 952 12505 SH SOLE 800 11705
McGraw-Hill Co COM 580645109 121528 3084458 SH SOLE 2912055 172403
Mckesson COM 58155q103 270 3415 SH SOLE 3415
Medtronic COM 585055106 239 6085 SH SOLE 6085
Mentor Graphics COM 587200106 21520 1470976 SH SOLE 1357104 113872
Merck COM 58933y105 276 8364 SH SOLE 288 8076
Metlife COM 59156r108 209 4669 SH SOLE 500 4169
Microsoft COM 594918104 1344 52947 SH SOLE 2000 50947
Molex COM 608554101 65408 2603806 SH SOLE 2354370 249436
Molex Cl A COM 608554200 33574 1622710 SH SOLE 1615810 6900
Molson Coors Brewing COM 60871R209 95663 2040166 SH SOLE 1948100 92066
Motorola Solutions COM 620076307 227 5079 SH SOLE 5079
National Oilwell Varco COM 637071101 913 11517 SH SOLE 200 11317
New York Times COM 650111107 124411 13137357 SH SOLE 12532395 604962
Nike COM 654106103 859 11348 SH SOLE 600 10748
Northern Trust COM 665859104 310 6100 SH SOLE 6100
Novartis AG COM 66987v109 322 5930 SH SOLE 5930
Nuance Communications COM 67020Y100 108226 5535861 SH SOLE 5228000 307861
Nuveen Muni Value Fund COM 670928100 696 77000 SH SOLE 77000
Occidental Petroleum COM 674599105 512 4896 SH SOLE 4896
Oracle Corporation COM 68389X105 13465 402763 SH SOLE 210150 192613
Parker-Hannifin COM 701094104 360 3800 SH SOLE 3800
Pearson PLC COM 705015105 52068 2925184 SH SOLE 2742470 182714
Penn West Energy Trust COM 707887105 231 8345 SH SOLE 8345
6 200 SH OTHER 200
Pepsico COM 713448108 471 7320 SH SOLE 500 6820
Perkin Elmer COM 714046109 42113 1603095 SH SOLE 1483750 119345
Pfizer COM 717081103 423 20806 SH SOLE 20806
20 1000 SH OTHER 1000
Precision Castparts COM 740189105 553 3760 SH SOLE 3760
Procter & Gamble Co. COM 742718109 1458 23673 SH SOLE 23673
QLogic Corp COM 747277101 208 11200 SH SOLE 11200
Qualcomm COM 747525103 1972 35957 SH SOLE 450 35507
S&P Dep Rcpts COM 78462F103 7719 58220 SH SOLE 1350 56870
SPDR Gold Shares COM 78463v107 596 4260 SH SOLE 4260
Schlumberger Ltd. COM 806857108 1357 14549 SH SOLE 700 13849
Scholastic Corp COM 807066105 36543 1351452 SH SOLE 1278057 73395
Seadrill LTD COM G7945E105 564 15650 SH SOLE 15650
Sigma-Aldrich Corporation COM 826552101 96993 1524084 SH SOLE 1441000 83084
Southwest Airlines COM 844741108 104868 8303071 SH SOLE 7878800 424271
St. Jude Medical COM 790849103 1558 30386 SH SOLE 900 29486
Staples COM 855030102 1196 61567 SH SOLE 61567
Starbucks COM 855244109 701 18966 SH SOLE 18966
Stryker Corporation COM 863667101 357 5872 SH SOLE 5872
TCF Financial COM 872275102 309 19472 SH SOLE 19472
TD Ameritrade COM 87236Y108 403 19300 SH SOLE 19300
Tactical Air Defense Service COM 87356M108 0 18000 SH SOLE 18000
Target Corporation COM 87612e106 6195 123869 SH SOLE 88200 35669
Telus Corporation COM 87971m202 267 5500 SH SOLE 5500
Teva Pharmaceutical COM 881624209 8050 160448 SH SOLE 89500 70948
Texas Instruments COM 882508104 302 8737 SH SOLE 660 8077
Thomas & Betts COM 884315102 788 13250 SH SOLE 1200 12050
Tractor Supply Co. COM 892356106 425 7100 SH SOLE 7100
12 200 SH OTHER 200
Transocean Ltd COM h8817h100 8680 111353 SH SOLE 63239 48114
URS Corp COM 903236107 55596 1207288 SH SOLE 1136500 70788
US Bancorp COM 902973304 997 37717 SH SOLE 37717
Union Pacific COM 907818108 7493 76205 SH SOLE 57400 18805
Unisys Corporation COM 909214306 93254 2987003 SH SOLE 2839608 147395
United Technologies COM 913017109 2789 32948 SH SOLE 650 32298
UnitedHealth Group COM 91324p102 1206 26689 SH SOLE 800 25889
VF Corporation COM 918204108 8030 81497 SH SOLE 58050 23447
Valero Energy COM 91913Y100 4969 166641 SH SOLE 150000 16641
Varian Medical Systems COM 92220p105 68338 1010314 SH SOLE 951450 58864
Venoco Inc COM 92275p307 244 14300 SH SOLE 14300
Verizon Comm COM 92343v104 817 21211 SH SOLE 21211
Wal Mart Stores COM 931142103 1814 34848 SH SOLE 835 34013
Walgreen Company COM 931422109 1706 42489 SH SOLE 800 41689
Walt Disney COM 254687106 1047 24308 SH SOLE 24308
22 500 SH OTHER 500
Waters Corporation COM 941848103 309 3557 SH SOLE 200 3357
Weatherford Int COM H27013103 241 10660 SH SOLE 10660
WebMD Health COM 252 4722 SH SOLE 4722
Wells Fargo COM 949746101 639 20137 SH SOLE 20137
22 699 SH OTHER 699
Werner Enterprises COM 950755108 95626 3612296 SH SOLE 3420377 191919
Western Digital COM 958102105 5037 135079 SH SOLE 125000 10079
WoodWard Inc COM 980745103 249 7200 SH SOLE 7200
Yum! Brands COM 988498101 8851 172274 SH SOLE 116100 56174
Zebra Technologies COM 989207105 83329 2123571 SH SOLE 2004705 118866
Zimmer Holdings COM 98956p102 409 6759 SH SOLE 550 6209
iShares Barclays 1-3 Year Cred COM 464288646 288 2755 SH SOLE 2755
10 95 SH OTHER 95
iShares MSCI EAFE COM 464287465 310 5160 SH SOLE 5160
iShares Russell 1000 Growth COM 464287614 1564 25871 SH SOLE 205 25666
Alpine Dynamic Dvd Fund 020875209 67 13387.716SH SOLE 13387.716
American Capital Wld Grth & In 140543109 394 10691.373SH SOLE 10691.373
American Fd Europacific Growth 298706409 243 5709.359 SH SOLE 806.073 4903.286
12 281.547 SH OTHER 281.547
American Fd Growth Fund Of Ame 399874106 229 7156.677 SH SOLE 7156.677
Artio Intl Equity Fund 04315J407 306 10175.376SH SOLE 10175.376
Artisan International 04314h204 267 11912.782SH SOLE 11912.782
Aston Optimum MidCap Fund I 00078H158 543 15666.169SH SOLE 15666.169
Aston/Optimum Mid Cap Fund 00078h315 2398 70056.372SH SOLE 70056.372
Davis NY Venture A 239080104 234 6512.835 SH SOLE 6512.835
Dodge & Cox Intl 256206103 302 8245.275 SH SOLE 8245.275
Federated Kaufmann 314172644 93 16598.201SH SOLE 16598.201
Federated Max-Cap Index Instl 31420e106 173 12639.736SH SOLE 12639.736
Fidelity Blue Chip Growth Fund 316389303 236 4916.347 SH SOLE 4916.347
Fiduciary/Claymore MLP Oppor 31647Q106 602 27100.000SH SOLE 2000.000 25100.000
First Eagle Gold Fund 32008f408 227 6665.592 SH SOLE 6665.592
First Eagle Overseas Cl A 32008f101 389 16824.253SH SOLE 16824.253
Harbor Intl Fd 411511306 317 5031.268 SH SOLE 5031.268
Ivy Intl Value 465898682 350 20318.235SH SOLE 2565.424 17752.811
Janus Overseas Fd 471023846 329 6416.031 SH SOLE 6416.031
Kayne Anderson MLP Investment 486606106 635 19430.000SH SOLE 1400.000 18030.000
Matthews Asian Growth & Income 577130206 199 10996.916SH SOLE 10996.916
1 78.727 SH OTHER 78.727
Neuberger & Berman Int'l Fd 641224704 200 11145.607SH SOLE 11145.607
Oakmark Int'l 413838202 446 22492.573SH SOLE 22492.573
T Rowe Price Intl Fd Latin 77956h880 210 3765.031 SH SOLE 3765.031
T Rowe Price Tax Free 779902105 102 18420.649SH SOLE 18420.649
T. Rowe Price Growth Stock Fun 741479109 215 6346.319 SH SOLE 6346.319
Third Avenue Value 884116104 218 4051.070 SH SOLE 4051.070
Gabelli DVD & Inc Tr PFD 36242h203 396 15800 SH SOLE 2900 15800
Glimcher Realty Trust 8.125% PFD 379302409 400 16040 SH SOLE 16040
Goldman Sachs Floating Ser D P PFD 38144g804 808 36400 SH SOLE 36400
JP Morgan Chase 5.875% PFD 46626v207 335 13550 SH SOLE 13550
JP Morgan Chase Pfd 8.625% PFD 46625h621 390 14000 SH SOLE 14000
Prologis Trust 6.75% PFD 743410706 313 13240 SH SOLE 13240
Royce Value Trust Inc PFD 780910402 223 8900 SH SOLE 3200 8900
Weingarten Realty 6.95% PFD 948741608 226 9300 SH SOLE 9300
Wells Fargo Capital VII 5.85% PFD 94979b204 1084 43300 SH SOLE 43300