0001209191-20-011980.txt : 20200224 0001209191-20-011980.hdr.sgml : 20200224 20200224163752 ACCESSION NUMBER: 0001209191-20-011980 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200223 FILED AS OF DATE: 20200224 DATE AS OF CHANGE: 20200224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LORSON JOHN W CENTRAL INDEX KEY: 0001104409 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13105 FILM NUMBER: 20644876 MAIL ADDRESS: STREET 1: CITYPLACE ONE SUITE 300 STREET 2: ARCH MINERAL CORP CITY: CREVE COEUR STATE: MO ZIP: 63141 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARCH COAL INC CENTRAL INDEX KEY: 0001037676 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 430921172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CITY PLACE ONE STE 300 STREET 2: ARCH MINERAL CORP CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3149942700 MAIL ADDRESS: STREET 1: CITYPLACE ONE SUITE 300 STREET 2: ARCH MINERAL CORP CITY: CREVE COEUR STATE: MO ZIP: 63141 FORMER COMPANY: FORMER CONFORMED NAME: ARCH MINERAL CORP DATE OF NAME CHANGE: 19970411 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-23 0 0001037676 ARCH COAL INC ARCH 0001104409 LORSON JOHN W ONE CITYPLACE DRIVE ST. LOUIS MO 63141 0 1 0 0 VP & Chief Acctg Officer Common Stock 2020-02-23 4 M 0 600 A 600 D Common Stock 2020-02-23 4 F 0 211 51.44 D 389 D Common Stock 2020-02-23 4 M 0 996 A 1385 D Common Stock 2020-02-23 4 F 0 288 51.44 D 1097 D Restricted Stock Units 2020-02-23 4 M 0 600 0.00 D Common Stock 600 0 D Restricted Stock Units 2020-02-23 4 M 0 996 0.00 D Common Stock 996 0 D Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Coal, Inc. (the "Company"). These shares were withheld by the Company to satisfy the reporting person's tax withholding obligations. The restricted stock units are fully vested and have no expiration date. On February 23, 2017, the reporting person received 900 restricted stock units that vested on February 23, 2020 based on the volume weighted average price of a share over any period of 90 consecutive days during the three-year performance period, with 50% of the units vesting if the share price is $65 and 150% of the units vesting if the share price is $125 (subject to straight-line interpolation between those two share prices). The award achieved 110.70% of target, resulting in the vesting of 996 restricted stock units. /s/ Rosemary L. Klein, Attorney-in-Fact 2020-02-24