0001209191-19-058052.txt : 20191126 0001209191-19-058052.hdr.sgml : 20191126 20191126120554 ACCESSION NUMBER: 0001209191-19-058052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191123 FILED AS OF DATE: 20191126 DATE AS OF CHANGE: 20191126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EAVES JOHN W CENTRAL INDEX KEY: 0001046080 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13105 FILM NUMBER: 191248851 MAIL ADDRESS: STREET 1: 1 CITYPLACE ONE STE 300 CITY: ST LOUIS STATE: MO ZIP: 63141 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARCH COAL INC CENTRAL INDEX KEY: 0001037676 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 430921172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CITY PLACE ONE STE 300 STREET 2: ARCH MINERAL CORP CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3149942700 MAIL ADDRESS: STREET 1: CITYPLACE ONE SUITE 300 STREET 2: ARCH MINERAL CORP CITY: CREVE COEUR STATE: MO ZIP: 63141 FORMER COMPANY: FORMER CONFORMED NAME: ARCH MINERAL CORP DATE OF NAME CHANGE: 19970411 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-23 0 0001037676 ARCH COAL INC ARCH 0001046080 EAVES JOHN W ONE CITYPLACE DRIVE ST. LOUIS MO 63141 1 1 0 0 CEO Common Stock 2019-11-23 4 M 0 55395 A 60872 D Common Stock 2019-11-23 4 F 0 23934 74.81 D 36938 D Common Stock 2019-11-23 4 M 0 51899 A 88837 D Common Stock 2019-11-23 4 F 0 23225 74.81 D 65612 D Restricted Stock Units 2019-11-23 4 M 0 55395 0.00 D Class A Common Stock 55395 0 D Restricted Stock Units 2019-11-23 4 M 0 51899 0.00 D Class A Common 51899 33601 D Restricted Stock Units 2019-11-23 4 D 0 33601 0.00 D Class A Common Stock 33601 0 D Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Coal, Inc. (the "Company"). These shares were withheld by the Company to satisfy the reporting person's tax withholding obligations. The restricted stock units are fully vested. On November 23, 2016, the reporting person received 85,500 restricted stock units that vested on November 23, 2019 based on the volume weighted average price of a share over any period of 90 consecutive days during the three-year performance period, with 25% of the units vesting if the share price is $65 and 100% of the units vesting if the share price is $125 (subject to straight-line interpolation between these two share prices). The award achieved 60.7% of target, resulting in the vesting of 51,899 restricted stock units and the forfeiture of 33,601 restricted stock units. /s/ Rosemary L. Klein, Attorney-in-fact 2019-11-26