0001209191-16-152152.txt : 20161128 0001209191-16-152152.hdr.sgml : 20161128 20161128154221 ACCESSION NUMBER: 0001209191-16-152152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161123 FILED AS OF DATE: 20161128 DATE AS OF CHANGE: 20161128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARCH COAL INC CENTRAL INDEX KEY: 0001037676 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 430921172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CITY PLACE ONE STE 300 STREET 2: ARCH MINERAL CORP CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3149942700 MAIL ADDRESS: STREET 1: CITYPLACE ONE SUITE 300 STREET 2: ARCH MINERAL CORP CITY: CREVE COEUR STATE: MO ZIP: 63141 FORMER COMPANY: FORMER CONFORMED NAME: ARCH MINERAL CORP DATE OF NAME CHANGE: 19970411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kelley Allen R. CENTRAL INDEX KEY: 0001601401 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13105 FILM NUMBER: 162019821 MAIL ADDRESS: STREET 1: ONE CITYPLACE DRIVE STREET 2: SUITE 300 CITY: ST. LOUIS STATE: MO ZIP: 63141 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-23 0 0001037676 ARCH COAL INC ARCH 0001601401 Kelley Allen R. ONE CITYPLACE DRIVE SUITE 300 ST. LOUIS MO 63141 0 1 0 0 VP - Human Resources Restricted Stock Units 2016-11-23 4 A 0 6750 0.00 A Class A Common Stock 6750 6750 D Restricted Stock Units 2016-11-23 4 A 0 10125 0.00 A 2019-11-23 Class A Common Stock 10125 10125 D Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Coal, Inc. The restricted stock units vest in three equal annual installments beginning November 23, 2017. Vested shares are scheduled to be delivered to the reporting person on November 23, 2019. The restricted stock units vest on November 23, 2019 based on the volume weighted average price of a share over any period of 90 consecutive days during the three-year performance period, with 25% of the units vesting if the share price is $65 and 100% of the units vesting if the share price is $125 (subject to straight-line interpolation between these two share prices). /s/ Rosemary L. Klein, Attorney-in-Fact 2016-11-28