0001209191-14-018142.txt : 20140307 0001209191-14-018142.hdr.sgml : 20140307 20140307122736 ACCESSION NUMBER: 0001209191-14-018142 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140303 FILED AS OF DATE: 20140307 DATE AS OF CHANGE: 20140307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARCH COAL INC CENTRAL INDEX KEY: 0001037676 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 430921172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CITY PLACE ONE STE 300 STREET 2: ARCH MINERAL CORP CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3149942700 MAIL ADDRESS: STREET 1: CITYPLACE ONE SUITE 300 STREET 2: ARCH MINERAL CORP CITY: CREVE COEUR STATE: MO ZIP: 63141 FORMER COMPANY: FORMER CONFORMED NAME: ARCH MINERAL CORP DATE OF NAME CHANGE: 19970411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kelley Allen R. CENTRAL INDEX KEY: 0001601401 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13105 FILM NUMBER: 14676084 MAIL ADDRESS: STREET 1: ONE CITYPLACE DRIVE STREET 2: SUITE 300 CITY: ST. LOUIS STATE: MO ZIP: 63141 3/A 1 doc3a.xml FORM 3/A SUBMISSION X0206 3/A 2014-03-03 2014-03-05 0 0001037676 ARCH COAL INC ACI 0001601401 Kelley Allen R. ONE CITYPLACE DRIVE SUITE 300 ST. LOUIS MO 63141 0 1 0 0 VP - Human Resources Common Stock 400 D Common Stock 2710 I By 401(k) Employee Stock Options 32.99 2017-02-27 Employee Stock Options 4150 D Employee Stock Options 52.69 2018-02-21 Employee Stock Options 2250 D Employee Stock Options 14.05 2019-02-19 Employee Stock Options 3750 D Employee Stock Options 22.65 2020-02-18 Employee Stock Options 2800 D Employee Stock Options 32.49 2021-02-24 Employee Stock Options 2300 D Employee Stock Options 13.93 2022-02-23 Employee Stock Options 3750 D Employee Stock Options 5.23 2023-02-28 Employee Stock Options 7400 D Restricted Stock Units 13.93 Restricted Stock Units 1500 D Restricted Stock Units 5.23 Restricted Stock Units 3600 D The reporting person received 4,150 stock options on February 22, 2007. All the stock options vested on February 22, 2010. The reporting person received 2,250 stock options on February 21, 2008. All the stock options vested on February 21, 2011. The reporting person received 3,750 stock options on February 19, 2009. All the stock options vested on February 19, 2013. The reporting person received 2,800 stock options on February 18, 2010. All stock options vested on February 18, 2014. The reporting person received 2,300 stock options on February 24, 2011. All the stock options vested on February 24, 2014. The reporting person received 3,750 stock options on February 23, 2012. The stock options vest ratably over 3 years as follows: 1,250 shares vested on February 23, 2013; 1,250 shares vested on February 23, 2014; and 1,250 shares will vest on February 23, 2015. The reporting person received 7,400 stock options on February 28, 2013. The options will vest ratably over 3 years as follows: 2,467 shares vested on February 28, 2014; 2,467 shares will vest on February 28, 2015; and 2,466 shares will vest on February 28, 2016. The reporting person erceived 1,500 restricted stock units on February 23, 2012. All of these restricted stock units vest on February 23, 2015. The restricted stock units do not expire. The reporting person received 3,600 restricted stock units on February 28, 2013. All of these restricted stock units vest on February 28, 2016. /s/ Jon S. Ploetz, Attorney-in-Fact 2014-03-07