0001209191-12-022417.txt : 20120406
0001209191-12-022417.hdr.sgml : 20120406
20120406124145
ACCESSION NUMBER: 0001209191-12-022417
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20120401
FILED AS OF DATE: 20120406
DATE AS OF CHANGE: 20120406
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ziegler John A.
CENTRAL INDEX KEY: 0001546424
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13105
FILM NUMBER: 12747710
MAIL ADDRESS:
STREET 1: ONE CITYPLACE DRIVE
STREET 2: SUITE 300
CITY: ST. LOUIS
STATE: MO
ZIP: 63141
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARCH COAL INC
CENTRAL INDEX KEY: 0001037676
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 430921172
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: CITY PLACE ONE STE 300
STREET 2: ARCH MINERAL CORP
CITY: ST LOUIS
STATE: MO
ZIP: 63141
BUSINESS PHONE: 3149942700
MAIL ADDRESS:
STREET 1: CITYPLACE ONE SUITE 300
STREET 2: ARCH MINERAL CORP
CITY: CREVE COEUR
STATE: MO
ZIP: 63141
FORMER COMPANY:
FORMER CONFORMED NAME: ARCH MINERAL CORP
DATE OF NAME CHANGE: 19970411
3
1
doc3.xml
FORM 3 SUBMISSION
X0205
3
2012-04-01
0
0001037676
ARCH COAL INC
ACI
0001546424
Ziegler John A.
ONE CITYPLACE DRIVE
SUITE 300
ST. LOUIS
MO
63141
0
1
0
0
Vice President - HR
Common Stock
850
D
Phantom Stock
Common Stock
399
D
Restricted Stock Units
13.93
Common Stock
3400
D
Employee Stock Options
13.93
2022-02-23
Common Stock
8550
D
Employee Stock Options
10.26
2012-12-02
Common Stock
3024
D
Employee Stock Options
32.99
2017-02-22
Common Stock
5350
D
Employee Stock Options
37.72
2017-04-26
Common Stock
4100
D
Employee Stock Options
52.69
2018-02-21
Common Stock
5350
D
Employee Stock Options
14.05
2019-02-19
Common Stock
8700
D
Employee Stock Options
22.65
2020-02-18
Common Stock
6550
D
Employee Stock Options
32.49
2021-02-24
Common Stock
5400
D
Shares of phantom stock are payable in cash on the date or dates elected by the Executive Officer, subject to the terms of the Arch Coal, Inc. Deferred Compensation Plan (the "Plan). The Executive Officer may transfer any and all of the phantom stock account into an alternative investment account at any time.
Each share of phantom stock represents a right to receive the value in cash of one share of Arch Coal, Inc. common stock. The shares of phantom stock are held by the Executive Officer through the Plan. The shares of phantom stock acquired by the Executive Officer represent past compensation that the Executive Officer elected to defer under the Plan into a hypothetical investment in shares of Arch Coal, Inc. common stock.
The reporting person received 3,400 restricted stock units on February 23, 2012. The restricted stock units vest on February 23, 2015.
The restricted stock units do not expire.
The reporting person received 8,550 stock options on February 23, 2012. The options vest ratably over 3 years as follows: 2,850 shares will vest on February 23, 2013; 2,850 shares will vest on February 23, 2014; and 2,850 shares will vest on February 23, 2015.
The reporting person received 12,100 stock options on December 2, 2002. The options vested ratably over 4 years as follows: 3,025 shares vested on December 2, 2003; 3,025 shares vested on December 2, 2004; 3,025 shares vested on December 2, 2005; and 3,025 shares vested on December 2, 2006.
The reporting person received 5,350 stock options on February 22, 2007; The stock options vested ratably over a period of 3 years as follows: 1,784 shares vested on February 22, 2008; 1,783 shares vested on February 22, 2009; and 1,783 shares vested on February 22, 2010.
The reporting person received 4,100 stock options on April 26, 2007. The stock options vested ratably over 3 years as follows: 1,367 shares vested on April 26, 2008; 1,367 shares vested on April 26, 2009; and 1,366 shares vested on April 26, 2010.
The reporting person received 5,350 stock options on February 21, 2008. The stock options vested ratably over 3 years as follows: 1,784 shares vested on February 21, 2009; 1,783 shares vested on February 21,2010; and 1,783 shares vested on February 21, 2011.
The reporting person received 8,700 stock options on February 19, 2009. The options vest ratably over 4 years as follows: 2,175 shares vested on February 19, 2010; 2,175 shares vested on February 19, 2011; 2,175 shares vested on February 19, 2012; and 2,175 shares will vest on February 19, 2013.
The reporting person received 6,550 stock options on February 18, 2010. The options vest ratably over 4 years as follows: 1,638 shares vested on February 18, 2011; 1,637 shares vested on February 18, 2012; 1,638 shares will vest on February 18, 2013; and 1,637 shares will vest on February 18, 2014.
The reporting person received 5,400 stock options on February 24, 2011. The stock options vest ratably over 3 years as follows: 1,800 shares vested on February 24, 2012; 1,800 shares will vest on February 24, 2013; and 1,800 shares will vest on February 24, 2014.
/s/ Jon S. Ploetz, Attorney-in-Fact
2012-04-06
EX-24.3_419581
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
The undersigned, appoints the following individuals, with full power to each of
them to act alone, as his true and lawful attorneys-in-fact and agents to
execute and file on behalf of the undersigned all Forms 3, 4 and 5, and any
amendments thereto, that the undersigned may be required to file with the
Securities and Exchange Commission, and any stock exchange or similar authority,
as a result of the undersigned's ownership of or transactions in securities of
Arch Coal, Inc. The authority of the following individuals under this Power of
Attorney shall continue until the undersigned is no longer required to file
Forms 3, 4 and 5 with regard to the undersigned's ownership of or transactions
in securities of Arch Coal, Inc., unless earlier revoked in writing. The
undersigned acknowledges that the following individuals are not assuming any of
the undersigned's responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934.
The following Officers of Arch Coal, Inc.:
Secretary of the Corporation
Assistant Secretary of the Corporation
General Counsel of the Corporation
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 1st day of April, 2012.
/s/ John A. Ziegler
John A. Ziegler