0001209191-12-022417.txt : 20120406 0001209191-12-022417.hdr.sgml : 20120406 20120406124145 ACCESSION NUMBER: 0001209191-12-022417 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120401 FILED AS OF DATE: 20120406 DATE AS OF CHANGE: 20120406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ziegler John A. CENTRAL INDEX KEY: 0001546424 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13105 FILM NUMBER: 12747710 MAIL ADDRESS: STREET 1: ONE CITYPLACE DRIVE STREET 2: SUITE 300 CITY: ST. LOUIS STATE: MO ZIP: 63141 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARCH COAL INC CENTRAL INDEX KEY: 0001037676 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 430921172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CITY PLACE ONE STE 300 STREET 2: ARCH MINERAL CORP CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3149942700 MAIL ADDRESS: STREET 1: CITYPLACE ONE SUITE 300 STREET 2: ARCH MINERAL CORP CITY: CREVE COEUR STATE: MO ZIP: 63141 FORMER COMPANY: FORMER CONFORMED NAME: ARCH MINERAL CORP DATE OF NAME CHANGE: 19970411 3 1 doc3.xml FORM 3 SUBMISSION X0205 3 2012-04-01 0 0001037676 ARCH COAL INC ACI 0001546424 Ziegler John A. ONE CITYPLACE DRIVE SUITE 300 ST. LOUIS MO 63141 0 1 0 0 Vice President - HR Common Stock 850 D Phantom Stock Common Stock 399 D Restricted Stock Units 13.93 Common Stock 3400 D Employee Stock Options 13.93 2022-02-23 Common Stock 8550 D Employee Stock Options 10.26 2012-12-02 Common Stock 3024 D Employee Stock Options 32.99 2017-02-22 Common Stock 5350 D Employee Stock Options 37.72 2017-04-26 Common Stock 4100 D Employee Stock Options 52.69 2018-02-21 Common Stock 5350 D Employee Stock Options 14.05 2019-02-19 Common Stock 8700 D Employee Stock Options 22.65 2020-02-18 Common Stock 6550 D Employee Stock Options 32.49 2021-02-24 Common Stock 5400 D Shares of phantom stock are payable in cash on the date or dates elected by the Executive Officer, subject to the terms of the Arch Coal, Inc. Deferred Compensation Plan (the "Plan). The Executive Officer may transfer any and all of the phantom stock account into an alternative investment account at any time. Each share of phantom stock represents a right to receive the value in cash of one share of Arch Coal, Inc. common stock. The shares of phantom stock are held by the Executive Officer through the Plan. The shares of phantom stock acquired by the Executive Officer represent past compensation that the Executive Officer elected to defer under the Plan into a hypothetical investment in shares of Arch Coal, Inc. common stock. The reporting person received 3,400 restricted stock units on February 23, 2012. The restricted stock units vest on February 23, 2015. The restricted stock units do not expire. The reporting person received 8,550 stock options on February 23, 2012. The options vest ratably over 3 years as follows: 2,850 shares will vest on February 23, 2013; 2,850 shares will vest on February 23, 2014; and 2,850 shares will vest on February 23, 2015. The reporting person received 12,100 stock options on December 2, 2002. The options vested ratably over 4 years as follows: 3,025 shares vested on December 2, 2003; 3,025 shares vested on December 2, 2004; 3,025 shares vested on December 2, 2005; and 3,025 shares vested on December 2, 2006. The reporting person received 5,350 stock options on February 22, 2007; The stock options vested ratably over a period of 3 years as follows: 1,784 shares vested on February 22, 2008; 1,783 shares vested on February 22, 2009; and 1,783 shares vested on February 22, 2010. The reporting person received 4,100 stock options on April 26, 2007. The stock options vested ratably over 3 years as follows: 1,367 shares vested on April 26, 2008; 1,367 shares vested on April 26, 2009; and 1,366 shares vested on April 26, 2010. The reporting person received 5,350 stock options on February 21, 2008. The stock options vested ratably over 3 years as follows: 1,784 shares vested on February 21, 2009; 1,783 shares vested on February 21,2010; and 1,783 shares vested on February 21, 2011. The reporting person received 8,700 stock options on February 19, 2009. The options vest ratably over 4 years as follows: 2,175 shares vested on February 19, 2010; 2,175 shares vested on February 19, 2011; 2,175 shares vested on February 19, 2012; and 2,175 shares will vest on February 19, 2013. The reporting person received 6,550 stock options on February 18, 2010. The options vest ratably over 4 years as follows: 1,638 shares vested on February 18, 2011; 1,637 shares vested on February 18, 2012; 1,638 shares will vest on February 18, 2013; and 1,637 shares will vest on February 18, 2014. The reporting person received 5,400 stock options on February 24, 2011. The stock options vest ratably over 3 years as follows: 1,800 shares vested on February 24, 2012; 1,800 shares will vest on February 24, 2013; and 1,800 shares will vest on February 24, 2014. /s/ Jon S. Ploetz, Attorney-in-Fact 2012-04-06 EX-24.3_419581 2 poa.txt POA DOCUMENT POWER OF ATTORNEY The undersigned, appoints the following individuals, with full power to each of them to act alone, as his true and lawful attorneys-in-fact and agents to execute and file on behalf of the undersigned all Forms 3, 4 and 5, and any amendments thereto, that the undersigned may be required to file with the Securities and Exchange Commission, and any stock exchange or similar authority, as a result of the undersigned's ownership of or transactions in securities of Arch Coal, Inc. The authority of the following individuals under this Power of Attorney shall continue until the undersigned is no longer required to file Forms 3, 4 and 5 with regard to the undersigned's ownership of or transactions in securities of Arch Coal, Inc., unless earlier revoked in writing. The undersigned acknowledges that the following individuals are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. The following Officers of Arch Coal, Inc.: Secretary of the Corporation Assistant Secretary of the Corporation General Counsel of the Corporation IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 1st day of April, 2012. /s/ John A. Ziegler John A. Ziegler