0001209191-12-013146.txt : 20120227 0001209191-12-013146.hdr.sgml : 20120227 20120227143800 ACCESSION NUMBER: 0001209191-12-013146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120223 FILED AS OF DATE: 20120227 DATE AS OF CHANGE: 20120227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARCH COAL INC CENTRAL INDEX KEY: 0001037676 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 430921172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CITY PLACE ONE STE 300 STREET 2: ARCH MINERAL CORP CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3149942700 MAIL ADDRESS: STREET 1: CITYPLACE ONE SUITE 300 STREET 2: ARCH MINERAL CORP CITY: CREVE COEUR STATE: MO ZIP: 63141 FORMER COMPANY: FORMER CONFORMED NAME: ARCH MINERAL CORP DATE OF NAME CHANGE: 19970411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEER STEVEN F CENTRAL INDEX KEY: 0001046086 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13105 FILM NUMBER: 12641389 MAIL ADDRESS: STREET 1: USG CORPORATION STREET 2: 125 SOUTH FRANKLIN STREET CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-02-23 0 0001037676 ARCH COAL INC ACI 0001046086 LEER STEVEN F ONECITYPLACE DRIVE ST. LOUIS MO 63141 1 1 0 0 Chairman and CEO Common Stock 2012-02-23 4 M 0 218900 9.08 A 241320 D Common Stock 2012-02-23 4 S 0 145933 13.83 D 95387 D Common Stock 2012-02-23 4 S 0 72967 13.84 D 22420 D Common Stock 63797 I By 401(k) plan Employee Stock Options 13.93 2012-02-23 4 A 0 206700 0.00 A 2022-02-23 Common Stock 206700 206700 D Restricted Stock Units 13.93 2012-02-23 4 A 0 81850 0.00 A Common Stock 81850 81850 D Employee Stock Options 9.08 2012-02-23 4 M 0 218900 0.00 D 2012-02-29 Common Stock 218900 0 D The transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The options vest ratably over 3 years as follows: 68,900 shares vest on February 23, 2013; 68,900 shares vest on February 23, 2014; and 68,900 shares vest on February 23, 2015. On February 23, 2012, the reporting person received 81,850 restricted stock units. All of these restricted stock units vest on February 23, 2015. The restricted stock units do not expire. The reporting person received 218,900 stock options on February 28, 2002. The stock options vested as follows: 54,725 stock options vested on February 28, 2003; 54,725 stock options vested on February 29, 2004; 54,724 stock options vested on February 28, 2005; and 54,726 stock options vested on February 28, 2006. /s/ Jon S. Ploetz, Attorney-in-Fact 2012-02-27