0001209191-12-013146.txt : 20120227
0001209191-12-013146.hdr.sgml : 20120227
20120227143800
ACCESSION NUMBER: 0001209191-12-013146
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120223
FILED AS OF DATE: 20120227
DATE AS OF CHANGE: 20120227
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARCH COAL INC
CENTRAL INDEX KEY: 0001037676
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 430921172
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: CITY PLACE ONE STE 300
STREET 2: ARCH MINERAL CORP
CITY: ST LOUIS
STATE: MO
ZIP: 63141
BUSINESS PHONE: 3149942700
MAIL ADDRESS:
STREET 1: CITYPLACE ONE SUITE 300
STREET 2: ARCH MINERAL CORP
CITY: CREVE COEUR
STATE: MO
ZIP: 63141
FORMER COMPANY:
FORMER CONFORMED NAME: ARCH MINERAL CORP
DATE OF NAME CHANGE: 19970411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEER STEVEN F
CENTRAL INDEX KEY: 0001046086
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13105
FILM NUMBER: 12641389
MAIL ADDRESS:
STREET 1: USG CORPORATION
STREET 2: 125 SOUTH FRANKLIN STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2012-02-23
0
0001037676
ARCH COAL INC
ACI
0001046086
LEER STEVEN F
ONECITYPLACE DRIVE
ST. LOUIS
MO
63141
1
1
0
0
Chairman and CEO
Common Stock
2012-02-23
4
M
0
218900
9.08
A
241320
D
Common Stock
2012-02-23
4
S
0
145933
13.83
D
95387
D
Common Stock
2012-02-23
4
S
0
72967
13.84
D
22420
D
Common Stock
63797
I
By 401(k) plan
Employee Stock Options
13.93
2012-02-23
4
A
0
206700
0.00
A
2022-02-23
Common Stock
206700
206700
D
Restricted Stock Units
13.93
2012-02-23
4
A
0
81850
0.00
A
Common Stock
81850
81850
D
Employee Stock Options
9.08
2012-02-23
4
M
0
218900
0.00
D
2012-02-29
Common Stock
218900
0
D
The transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The options vest ratably over 3 years as follows: 68,900 shares vest on February 23, 2013; 68,900 shares vest on February 23, 2014; and 68,900 shares vest on February 23, 2015.
On February 23, 2012, the reporting person received 81,850 restricted stock units. All of these restricted stock units vest on February 23, 2015.
The restricted stock units do not expire.
The reporting person received 218,900 stock options on February 28, 2002. The stock options vested as follows: 54,725 stock options vested on February 28, 2003; 54,725 stock options vested on February 29, 2004; 54,724 stock options vested on February 28, 2005; and 54,726 stock options vested on February 28, 2006.
/s/ Jon S. Ploetz, Attorney-in-Fact
2012-02-27