-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TG/3lYogSpbrC2DTtNMb9d2NMQvaB0GjbSTCpjpEIFwD34+43VzDLZrIH8gJv9kV LFivVUusZ6RyVql5FHNYQw== 0001209191-08-008998.txt : 20080211 0001209191-08-008998.hdr.sgml : 20080211 20080211131956 ACCESSION NUMBER: 0001209191-08-008998 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080207 FILED AS OF DATE: 20080211 DATE AS OF CHANGE: 20080211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARCH COAL INC CENTRAL INDEX KEY: 0001037676 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 430921172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CITY PLACE ONE STE 300 STREET 2: ARCH MINERAL CORP CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3149942700 MAIL ADDRESS: STREET 1: CITYPLACE ONE SUITE 300 STREET 2: ARCH MINERAL CORP CITY: CREVE COEUR STATE: MO ZIP: 63141 FORMER COMPANY: FORMER CONFORMED NAME: ARCH MINERAL CORP DATE OF NAME CHANGE: 19970411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Slone Deck CENTRAL INDEX KEY: 0001335025 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13105 FILM NUMBER: 08592273 BUSINESS ADDRESS: BUSINESS PHONE: (314) 994-2717 MAIL ADDRESS: STREET 1: ONE CITYPLACE DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63141 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-02-07 0 0001037676 ARCH COAL INC ACI 0001335025 Slone Deck ONE CITYPLACE DRIVE SUITE 300 ST. LOUIS MO 63141 0 1 0 0 VP Investor Rel & Public Aff Common stock 2008-02-07 4 M 0 1350 A 10300 D Common stock 2008-02-08 4 M 0 1500 11.4375 A 11800 D Common stock 2008-02-08 4 S 0 1500 50.00 D 10300 D Performance-contingent phantom stock 2008-02-07 4 M 0 2700 D 2008-12-31 Common stock 2700 0 D Employee stock options (right to buy) 11.4375 2008-02-08 4 M 0 1500 0.00 D 2008-07-22 Common stock 1500 0 D The reporting person received 5,400 performance-contingent phantom shares on July 28, 2005. One-half of the performance contingent phantom shares vest if the average closing price of Arch Coal, Inc.'s common stock for a period of 20 consecutive trading days meets or exceeds $40.00, subject to the achievement of certain financial performance targets. Upon vesting of 2,700 performance contingent phantom shares on February 7, 2008, the reporting person received 1,350 shares of common stock and $66,298 in cash. The exercise of employee stock options and sale of underlying shares of common stock by the executive officer reported on this Form 4 were affected pursuant to a Rule 10b5-1 trading plan. Each performance-contingent phantom share represents a right to receive one share of common stock or the cash value thereof, unless otherwise deferred at the reporting person's election, pursuant to the Arch Coal, Inc. Executive Deferred Compensation Plan. The reporting person received 5,400 performance-contingent phantom shares on July 28, 2005. One-half of the performance-contingent phantom shares vest if the average closing price of Arch Coal's common stock for a period of 20 consecutive trading days meets or exceeds $35.00 and the other half of the performance shares vest if the average closing price of Arch Coal's common stock for a period of 20 consecutive trading days meets or exceeds $40.00, subject, in each case to the achievement of certain financial performance targets. On February 7, 2008, 2,700 performance-contingent phantom shares vested. The reporting person received 1,500 stock options on July 22, 1998. The stock options vested ratably over a three year period as follows: 500 stock options vested on July 22, 1999; 500 stock options vested on July 22, 2000; and 500 stock options vested on July 22, 2001. /s/Gregory A. Billhartz, Attorney-in-Fact 2008-02-11 -----END PRIVACY-ENHANCED MESSAGE-----