-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CEny3gPjH+EakJIcIsrYF0b17fmnqnayBuqCCjfSpHZPadxpQYdrASepm+Of16B5 bOq/rap5wgsi5Ojnac/Luw== 0001209191-07-060236.txt : 20071029 0001209191-07-060236.hdr.sgml : 20071029 20071029134124 ACCESSION NUMBER: 0001209191-07-060236 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071025 FILED AS OF DATE: 20071029 DATE AS OF CHANGE: 20071029 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARCH COAL INC CENTRAL INDEX KEY: 0001037676 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 430921172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CITY PLACE ONE STE 300 STREET 2: ARCH MINERAL CORP CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3149942700 MAIL ADDRESS: STREET 1: CITYPLACE ONE SUITE 300 STREET 2: ARCH MINERAL CORP CITY: CREVE COEUR STATE: MO ZIP: 63141 FORMER COMPANY: FORMER CONFORMED NAME: ARCH MINERAL CORP DATE OF NAME CHANGE: 19970411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEER STEVEN F CENTRAL INDEX KEY: 0001046086 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13105 FILM NUMBER: 071195894 BUSINESS ADDRESS: STREET 1: CITYPLACE ONE STE 300 CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 312-606-5439 MAIL ADDRESS: STREET 1: USG CORPORATION STREET 2: 125 SOUTH FRANKLIN STREET CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-10-25 0 0001037676 ARCH COAL INC ACI 0001046086 LEER STEVEN F ONECITYPLACE DRIVE ST. LOUIS MO 63141 1 1 0 0 Chairman and CEO Common Stock 2007-10-25 4 M 0 70000 11.4375 A 71010 D Common Stock 2007-10-25 4 M 0 140000 5.3438 A 211010 D Common Stock 2007-10-25 4 M 0 63400 10.975 A 274410 D Common stock 2007-10-25 4 S 0 1800 38.08 D 272610 D Common stock 2007-10-25 4 S 0 7700 38.00 D 264910 D Common stock 2007-10-25 4 S 0 600 37.98 D 264310 D Common stock 2007-10-25 4 S 0 100 37.99 D 264210 D Common stock 2007-10-25 4 S 0 10000 38.04 D 254210 D Common stock 2007-10-25 4 S 0 3800 38.01 D 250410 D Common stock 2007-10-25 4 S 0 1200 38.02 D 249210 D Common stock 2007-10-25 4 S 0 4000 38.11 D 245210 D Common stock 2007-10-25 4 S 0 1100 38.18 D 244110 D Common stock 2007-10-25 4 S 0 2100 38.20 D 242010 D Common stock 2007-10-25 4 S 0 6700 37.94 D 235310 D Common stock 2007-10-25 4 S 0 4200 37.93 D 231110 D Common stock 2007-10-25 4 S 0 7900 37.95 D 223210 D Common stock 2007-10-25 4 S 0 8400 37.96 D 214810 D Common stock 2007-10-25 4 S 0 1400 37.97 D 213410 D Common stock 2007-10-25 4 S 0 3200 38.09 D 210210 D Common stock 2007-10-25 4 S 0 5000 38.10 D 205210 D Common stock 2007-10-25 4 S 0 800 38.19 D 204410 D Common stock 2007-10-25 4 S 0 100 37.36 D 204310 D Common stock 2007-10-25 4 S 0 2800 37.35 D 201510 D Common stock 2007-10-25 4 S 0 100 37.37 D 201410 D Common stock 2007-10-25 4 S 0 200 37.40 D 201210 D Common stock 2007-10-25 4 S 0 300 37.41 D 200910 D Common stock 2007-10-25 4 S 0 21700 37.45 D 179210 D Common stock 2007-10-25 4 S 0 1900 37.46 D 177310 D Common stock 2007-10-25 4 S 0 2800 37.47 D 174510 D Common stock 2007-10-25 4 S 0 2500 37.48 D 172010 D Employee stock options (right to buy) 11.4375 2007-10-25 4 M 0 70000 0.00 D 2008-07-22 Common stock 70000 0 D Employee stock options (right to buy) 5.3438 2007-10-25 4 M 0 140000 0.00 D 2009-02-25 Common stock 140000 0 D Employee stock options (right to buy) 10.975 2007-10-25 4 M 0 63400 0.00 D 2011-02-22 Common stock 63400 0 D The exercise of employee stock options and sale of underlying shares of common stock by the executive officer reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The reporting person received 70,000 stock options on July 22, 1998. The stock options vested ratably over a three year period as follows: 23,334 stock options vested on July 22, 1999; 23,333 stock options vested on July 22, 2000; and 23,333 stock options vested on July 22, 2001. The reporting person received 140,000 stock options on February 25, 1999. The stock options vested over a four year period as follows: 23,338 stock options vested on February 25, 2000; 46,660 stock options vested on February 25, 2001; 46,662 stock options vested on February 25, 2002; and 23,340 stock options vested on February 25, 2003. The reporting person received 63,400 stock options on February 22, 2001. The stock options vested ratably over a three year period as follows: 21,134 stock options vested on February 22, 2002; 21,133 stock options vested on February 22, 2003; and 21,133 stock options vested on February 22, 2004. 1 of 3 /s/ Gregory A. Billhartz, Attorney-in-fact 2007-10-29 -----END PRIVACY-ENHANCED MESSAGE-----