-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SpQcZDfM/nEDJ1jHT7XwaDZMyH0pp7z4YlDvpgCDG2D4GPVwv9WIVD4w93iErKNl dR9687eUHVY6FF9nUhRfDQ== 0001209191-07-028806.txt : 20070508 0001209191-07-028806.hdr.sgml : 20070508 20070508174929 ACCESSION NUMBER: 0001209191-07-028806 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070504 FILED AS OF DATE: 20070508 DATE AS OF CHANGE: 20070508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARCH COAL INC CENTRAL INDEX KEY: 0001037676 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 430921172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CITY PLACE ONE STE 300 STREET 2: ARCH MINERAL CORP CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3149942700 MAIL ADDRESS: STREET 1: CITYPLACE ONE SUITE 300 STREET 2: ARCH MINERAL CORP CITY: CREVE COEUR STATE: MO ZIP: 63141 FORMER COMPANY: FORMER CONFORMED NAME: ARCH MINERAL CORP DATE OF NAME CHANGE: 19970411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warnecke David N CENTRAL INDEX KEY: 0001335177 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13105 FILM NUMBER: 07829480 BUSINESS ADDRESS: BUSINESS PHONE: (314) 994-2843 MAIL ADDRESS: STREET 1: ONE CITYPLACE DRIVE STREET 2: SUITE 300 CITY: ST. LOUIS STATE: MO ZIP: 63141 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-05-04 0 0001037676 ARCH COAL INC ACI 0001335177 Warnecke David N CITYPLACE ONE SUITE 300 ST. LOUIS MO 63144 0 1 0 0 VP-Marketing & Trading Common Stock 2007-05-04 4 M 0 4700 A 10500 D Performance Rights 2007-05-04 4 M 0 9400 D 2008-12-31 Common Stock 9400 9400 D The reporting person received 18,800 performance-contingent phantom shares on July 28, 2005. One-half of the performance contingent phantom shares vest if the average closing price of Arch Coal, Inc.'s common stock for a period of 20 consecutive trading days meets or exceeds $35.00, subject to the achievement of certain financial performance targets. Upon vesting of 9,400 performance contingent phantom shares on May 4, 2007, the reporting person received 4,700 shares of common stock and $172,725 in cash. Each performance-contingent phantom share represents a right to receive one share of common stock or the cash value thereof, unless otherwise deferred at the reporting person's election, pursuant to the Arch Coal, Inc. Executive Deferred Compensation Plan. The reporting person received 18,800 performance-contingent phantom shares on July 28, 2005. One-half of the performance-contingent phantom shares vest if the average closing price of Arch Coal's common stock for a period of 20 consecutive trading days meets or exceeds $35.00 and the other half of the performance shares vest if the average closing price of Arch Coal's common stock for a period of 20 consecutive trading days meets or exceeds $40.00, subject, in each case to the achievement of certain financial performance targets. On May 4, 2007, 9,400 performance-contingent phantom shares vested. /s/ Gregory A. Billhartz, Attorney-in-Fact 2007-05-08 -----END PRIVACY-ENHANCED MESSAGE-----