UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event
reported):
(Exact name of registrant as specified in its charter)
(State or other jurisdiction of incorporation) |
(Commission File Number) | (I.R.S. Employer Identification No.) |
(Address, including zip code, of principal executive offices)
Registrant’s telephone number, including
area code: (
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class: | Trading Symbol(s) | Name of each exchange on which registered: | ||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (Section 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (Section 240.12b-2 of this chapter).
Emerging
growth company
If an emerging growth company, indicated by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
The annual meeting of stockholders of Arch Resources, Inc. (the “Company”) was held on May 13, 2022. The following proposals were submitted by the Board of Directors of the Company to a vote of stockholders, and the final results of the voting on each proposal is noted below. On the record date of March 24, 2022, there were 15,477,075 shares of the Company’s common stock outstanding and entitled to vote.
Proposal 1 – Election of Directors
The following eight individuals were nominated to serve as directors of the Company. As indicated below, the eight nominees were elected as directors of the Company to serve for a term expiring at the 2023 annual meeting of stockholders, until their respective successors are elected and qualified or until their earlier death, resignation or removal.
| Nominee | For | Withheld | Broker
Non- Votes |
||||||
| Patrick J. Bartels, Jr. | 10,907,220 | 18,614 | 2,019,261 | ||||||
| James N. Chapman | 10,262,130 | 663,704 | 2,019,261 | ||||||
| John W. Eaves | 10,908,939 | 16,895 | 2,019,261 | ||||||
| Holly Keller Koeppel | 10,165,464 | 760,370 | 2,019,261 | ||||||
| Patrick A. Kriegshauser | 10,901,547 | 24,287 | 2,019,261 | ||||||
| Paul A. Lang | 10,913,263 | 12,571 | 2,019,261 | ||||||
| Richard A. Navarre | 10,867,391 | 58,443 | 2,019,261 | ||||||
| Molly P. Zhang (aka Peifang Zhang) | 10,907,090 | 18,744 | 2,019,261 |
Proposal 2 – Advisory Vote to Approve Named Executive Officer Compensation
The stockholders were asked to approve, on an advisory basis, the compensation of the Company’s named executive officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission. The proposal was approved, on an advisory basis, as indicated below.
| For | Against | Abstain | Broker
Non- Votes |
|||||||
| 10,816,132 | 102,491 | 7,211 | 2,019,261 |
Proposal 3 – Ratification of the Appointment of Independent Registered Public Accounting Firm
The stockholders were asked to ratify the appointment of Ernst & Young, L.L.P., as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. The appointment was ratified, as indicated below.
| For | Against | Abstain | Broker
Non- Votes |
|||||||
| 12,907,336 | 36,845 | 914 | - |
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Dated: May 16, 2022 | Arch Resources, Inc. |
| By: | /s/ Rosemary L. Klein | |
| Rosemary L. Klein | ||
| Senior Vice President – Law, General Counsel and Secretary |
Cover |
May 13, 2022 |
|---|---|
| Cover [Abstract] | |
| Document Type | 8-K |
| Amendment Flag | false |
| Document Period End Date | May 13, 2022 |
| Entity File Number | 1-13105 |
| Entity Registrant Name | Arch Resources, Inc. |
| Entity Central Index Key | 0001037676 |
| Entity Tax Identification Number | 43-0921172 |
| Entity Incorporation, State or Country Code | DE |
| Entity Address, Address Line One | CityPlace One |
| Entity Address, Address Line Two | One CityPlace Drive, Suite 300 |
| Entity Address, City or Town | St. Louis |
| Entity Address, State or Province | MO |
| Entity Address, Postal Zip Code | 63141 |
| City Area Code | 314 |
| Local Phone Number | 994-2700 |
| Written Communications | false |
| Soliciting Material | false |
| Pre-commencement Tender Offer | false |
| Pre-commencement Issuer Tender Offer | false |
| Title of 12(b) Security | Common Stock, $.01 par value |
| Trading Symbol | ARCH |
| Security Exchange Name | NYSE |
| Entity Emerging Growth Company | false |