-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GwM0MRNBeuF71Eg2QeuAaS2gBRzmZ9t2G7/z2Q06Iyp+Src6rADFhuw6f/ICZAHk yfcWjd8giyVAzJsL5Ly9lQ== 0001037676-01-000005.txt : 20010223 0001037676-01-000005.hdr.sgml : 20010223 ACCESSION NUMBER: 0001037676-01-000005 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARCH COAL INC CENTRAL INDEX KEY: 0001037676 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 430921172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-13105 FILM NUMBER: 1545004 BUSINESS ADDRESS: STREET 1: CITY PLACE ONE STE 300 STREET 2: ARCH MINERAL CORP CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3149942700 MAIL ADDRESS: STREET 1: CITYPLACE ONE SUITE 300 STREET 2: ARCH MINERAL CORP CITY: CREVE COEUR STATE: MO ZIP: 63141 FORMER COMPANY: FORMER CONFORMED NAME: ARCH MINERAL CORP DATE OF NAME CHANGE: 19970411 COMPANY DATA: COMPANY CONFORMED NAME: WOODRING KENNETH G CENTRAL INDEX KEY: 0001046096 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OFFICER STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: CITYPLACE ONE STE 300 CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3149942700 5 1 0001.txt FORM 5 SEC 1474 (7-96) PI-201373.01 - ------------------------------ FORM 5 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - ------------------------------ Check this box if no ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP longer subject to Section Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of 16. Form 4 or Form 5 the Public Utility obligations may continue. Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 See Instruction 1(b) Form 3 Holdings Reported Form 4 Transactions Reported - ----------------------------------------------------------------------------------------------------------------------------- 1. Name and Address of Reporting 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Person* Arch Coal, Inc. (ACI) Issuer (Check all applicable) Woodring, Kenneth G. - ------------------------------- (Last) (First) (Middle) 3. IRS Identification 4. Statement for Director 10% Owner Number of Reporting Month/Year X Officer (give title Other (specify Person if an December 31, 2000 below) below) CityPlace One, Suite 300 Entity (Voluntary) Executive VP - Mining Operations - ------------------------------- (Street) 5. If Amendment, Date 7. Individual or Joint/Group Filing of Original (Check Applicable Line) (Month/Year) X Form filed by One Reporting Person Form filed by More than One St. Louis, Missouri 63141 Reporting Person - ------------------------------- (City) (State) (Zip) - ----------------------------------------------------------------------------------------------------------------------------- Table 1 - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ----------------------------------------------------------------------------------------------------------------------------- 1.Title of Security 2.Transaction 3.Trans- 4. Securities Acquired 5. Amount of Securities 6.Ownership 7. Nature of action (A) or Disposed of Beneficially Owned Form: Direct Indirect Code (D) At the end of Issuer's (D) or Beneficial Fiscal Year Indirect (I) Ownership (Instr. 3 and 4) (Instr. 4) (Instr. 4) Amount (A) or Price (D) - ------------------------------------------------------------------------------------------------------------------------ Common Stock 3/24/00 M(1) 80 A (1) 10,762 D - ----------------------------------------------------------------------------------------------------------------------------- Common Stock (2) I 137 A (2) 2,350 I By 401(k) - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). FORM 4 (continued) TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------ 1.Title of 2. Conver- 3.Trans- 4. Trans- 5. Number 6. Date Exercisable 7.Title and 8. Price of 9. Number of Derivative sion or action action of and Expiration Date Amount of Derivative Derivative Security Exercise Date Code Derivative (Month/Day/Year) Underlying Security Securities (Instr. 3) Price of (Month/ (Instr. Securities Securities (Inst. 5) Beneficially Derivative Day/ 8) Acquired (Instr. 3 Owned at Security Year) (A) or and 4) End of Disposed Year of (D) (Instr. 4) (Inst. 3, 4 and 5) Date Amount Exerc- Expiration or Number (A) (D) able Date Title Shares - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) Received pursuant to a distbution of Arch Coal, Inc. shares by Ashland, Inc. to its shareholders. (2) Acquired on various dates in 2000 pursuant to Arch Coal, Inc's 401(k) plan, at prices ranging from $4.75 to $14.94. /S/Janet L. Horgan February 14, 2001 **By Janet L. Horgan, As Date Attorney-in-Fact ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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