-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DAu7juJQCrZqgJfBrREZaw7zPVyWAqcZ4MwR1WSPDZcsKTX2qKevcbmEX1ziyF8n 4HZG1GSF952BafrTOXHjpQ== 0001037676-01-000003.txt : 20010223 0001037676-01-000003.hdr.sgml : 20010223 ACCESSION NUMBER: 0001037676-01-000003 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARCH COAL INC CENTRAL INDEX KEY: 0001037676 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 430921172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-13105 FILM NUMBER: 1544919 BUSINESS ADDRESS: STREET 1: CITY PLACE ONE STE 300 STREET 2: ARCH MINERAL CORP CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3149942700 MAIL ADDRESS: STREET 1: CITYPLACE ONE SUITE 300 STREET 2: ARCH MINERAL CORP CITY: CREVE COEUR STATE: MO ZIP: 63141 FORMER COMPANY: FORMER CONFORMED NAME: ARCH MINERAL CORP DATE OF NAME CHANGE: 19970411 COMPANY DATA: COMPANY CONFORMED NAME: OCONNOR TERRY CENTRAL INDEX KEY: 0001066255 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: CITY PLACE ONE SUITE 300 CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3149942700 5 1 0001.txt FORM 5 SEC 1474 (7-96) PI-201373.01 - ------------------------------ FORM 5 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - ------------------------------ Check this box if no ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP longer subject to Section Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of 16. Form 4 or Form 5 the Public Utility obligations may continue. Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 See Instruction 1(b) Form 3 Holdings Reported Form 4 Transactions Reported - ----------------------------------------------------------------------------------------------------------------------------- 1. Name and Address of Reporting 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Person* Arch Coal, Inc. (ACI) Issuer (Check all applicable) O'Connor Terry - ------------------------------- (Last) (First) (Middle) 3. IRS Identification 4. Statement for Director 10% Owner Number of Reporting Month/Year X Officer (give title Other (specify Person if an December 31, 2000 below) below) CityPlace One, Suite 300 Entity (Voluntary) Vice President-External Affairs - ------------------------------- (Street) 5. If Amendment, Date 7. Individual or Joint/Group Filing of Original (Check Applicable Line) (Month/Year) X Form filed by One Reporting Person Form filed by More than One St. Louis, Missouri 63141 Reporting Person - ------------------------------- (City) (State) (Zip) - ----------------------------------------------------------------------------------------------------------------------------- Table 1 - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ----------------------------------------------------------------------------------------------------------------------------- 1.Title of Security 2.Transaction 3.Trans- 4. Securities Acquired 5. Amount of Securities 6.Ownership 7. Nature of action (A) or Disposed of Beneficially Owned Form: Direct Indirect Code (D) At the end of Issuer's (D) or Beneficial Fiscal Year Indirect (I) Ownership (Instr. 3 and 4) (Instr. 4) (Instr. 4) Amount (A) or Price (D) - ------------------------------------------------------------------------------------------------------------------------ Common Stock (1) I 75 A (1) 75 I By 401(k) - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). FORM 4 (continued) TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------ 1.Title of 2. 3. 4. 5. Number of 6. Date 7. Title and 8. 9. 10. 11. Derivative Conver-sTrans- Trans-actioDerivative Exer-cisable Amount of Price Number Owner-shipNature Security or action Code Securities and Underlying of of Form of of (Instr. 3) ExerciseDate (Instr. Acquired (A) Expiration Securities DerivativderivativDeriv-ativIndirect Price 8) or Disposed Date (Instr. 3 Security SecuritieSecurity: Beneficial of of (D) and 4) Benefi-ciDirect Owner-ship Deriva-t(Month/ (Instr. 3, 4 (Month/ (Instr. Owned (D) or (Instr. SecurityDay/ and 5) Day/ Year) 5) at End Indirect 4) Year) of (I) Month (Instr. 4) (Instr. 4) ------------------------------------------------------- --------------------------- Amount Date Expira-tion or Exer-ciDatee Number Code V (A) (D) Title of Shares - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) Acquired on various dates in 2000 pursuant to Arch Coal, Inc's 401(k) plan, at prices ranging from $4.75 to $14.94. /S/Janet L. Horgan February 14, 2001 **By Janet L. Horgan, As Date Attorney-in-Fact ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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