-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CaoGE27gYdkmYfbyzAGgzQIcH+j9pfi0MUoLoisHRFToY1VR4pIFEVp43NTNqqTc sW27meYzPC07sNqJkTSObw== /in/edgar/work/20000915/0001037676-00-000011/0001037676-00-000011.txt : 20000923 0001037676-00-000011.hdr.sgml : 20000923 ACCESSION NUMBER: 0001037676-00-000011 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000901 FILED AS OF DATE: 20000915 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARCH COAL INC CENTRAL INDEX KEY: 0001037676 STANDARD INDUSTRIAL CLASSIFICATION: [1221 ] IRS NUMBER: 430921172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-13105 FILM NUMBER: 723662 BUSINESS ADDRESS: STREET 1: CITY PLACE ONE STE 300 STREET 2: ARCH MINERAL CORP CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3149942700 MAIL ADDRESS: STREET 1: CITYPLACE ONE SUITE 300 STREET 2: ARCH MINERAL CORP CITY: CREVE COEUR STATE: MO ZIP: 63141 FORMER COMPANY: FORMER CONFORMED NAME: ARCH MINERAL CORP DATE OF NAME CHANGE: 19970411 COMPANY DATA: COMPANY CONFORMED NAME: BURKE FRANK M JR CENTRAL INDEX KEY: 0001049117 STANDARD INDUSTRIAL CLASSIFICATION: [ ]DIRECTOR IRS NUMBER: 462562356 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 5500 PRESTON ROAD STREET 2: SUITE 315 CITY: DALLAS STATE: TX MAIL ADDRESS: STREET 1: 5500 PRESTON ROAD STREET 2: SUITE 315 CITY: DALLAS STATE: TX ZIP: 75205 3 1 0001.txt FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Burke Frank M. (Last) (First) (Middle) 5500 Preston Road, Suite 315 (Street) Dallas Texas 75205 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 09/07/00 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticket or Trading Symbol Arch Coal, Inc. (ACI) 5. Relationship of Reporting Person to Issuer (Check all applicable) [ X ] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check applicable line) [ X ] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person TABLE I - Non-Derivative Securities Beneficially Owned 1. Title of Security 2. Amount of 3. Ownership Form: 4. Nature of (Instr. 4) Securities Direct (D) or Indirect Beneficially Owned Indirect (I) Beneficial (Instr. 4) (Instr. 5) Ownership (Instr. 5) Common Stock 30,000 D Common Stock 20,000 I *By Ltd. * Mr. Burke is Managing General Partner and owns 50% of capital. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) Date Exercisable Expiration Date No securities beneficially owned - --------------------------------------------------------------------------------------------- 3. Title and Amount of Securities 4. Conversion 5. Ownership 6. Nature of Underlying Derivative Security or Exercise Form of Indirect (Instr. 4) Price of Derivative Beneficial Derivative Security: Ownership Security Direct (D) (Instr. 5) Title Amount or Number Or Indirect of Shares (I) (Instr. 5) - --------------------------------------------------------------------------------------------- Explanation of Responses:
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) Note: File three copies of this Form, one of which must be manually signed. if space provided is insufficient, see Instruction 6 for procedure. /s/ Rosemary L. Klein September 14th, 2000 **Signature of Reporting Person Date (on behalf of Frank M. Burke) POWER OF ATTORNEY The undersigned appoints the following individuals, with full power to each of them to act alone, as its true and lawful attorneys-in-fact and agents to execute and file on behalf of the undersigned all Forms 3, 4 and 5, and any amendments thereto, that the undersigned may be required to file with the Securities and Exchange Commission, and any stock exchange or similar authority, as a result of the undersigned's ownership of or transactions in securities of Arch Coal, Inc. The authority of the following individuals under this Power of Attorney shall continue until the undersigned is no longer required to file Forms 3, 4 and 5 with regard to the undersigned's ownership of or transactions in securities of Arch Coal, Inc., unless earlier revoked in writing. The undersigned acknowledges that the following individuals are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. The following Officers of Arch Coal, Inc.: Secretary of the Corporation Assistant Secretary of the Corporation General Counsel of the Corporation IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 8th day of September, 2000. /s/ Frank M. Burke Frank M. Burke
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