-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OnIpp0vKm+DoDfHT/MHX5UbyR2AA3t8poJSF6bHdziAe4qAkAfx9akAEJLPZSlcJ zuGycRHjDT4VtBI542Pg6g== 0000898431-98-000133.txt : 19980409 0000898431-98-000133.hdr.sgml : 19980409 ACCESSION NUMBER: 0000898431-98-000133 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980326 FILED AS OF DATE: 19980408 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARCH COAL INC CENTRAL INDEX KEY: 0001037676 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 430921172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13105 FILM NUMBER: 98589925 BUSINESS ADDRESS: STREET 1: CITY PLACE ONE STE 300 CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3149942700 MAIL ADDRESS: STREET 1: CITYPLACE ONE SUITE 300 CITY: CREVE COEUR STATE: MO ZIP: 63141 FORMER COMPANY: FORMER CONFORMED NAME: ARCH MINERAL CORP DATE OF NAME CHANGE: 19970411 COMPANY DATA: COMPANY CONFORMED NAME: SHANKS ROBERT W CENTRAL INDEX KEY: 0001046094 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OFFICER STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: CITYPLACE ONE STE 300 CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3149942700 4 1 FORM 4 --------------------------- FORM 4 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 / / Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Response) 1. Name and Address of Reporting Person* Shanks Robert W. ---------------------------------------------- (Last) (First) (Middle) CityPlace One, Suite 300 ---------------------------------------------- (Street) St. Louis, MO 63141 ---------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol Arch Coal, Inc. (ACI) ---------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) ------------------------ 4. Statement for Month/Year March 1998 ----------------------------------------- 5. If Amendment, Date of Original (Month/Year) ------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) / / Director / / 10% Owner / X / Officer (Give Title) Vice President - Operations --------------------------- / / Other (Specify) --------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) / X / Form filed by One Reporting Person / / Form filed by More than One Reporting Person Page 1 of 3 SEC 1474 (7-96)
==================================================================================================================================== TABLE I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ==================================================================================================================================== 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of (Instr. 3) action action or Disposed of (D) Securities Form: Indirect Date Code (Instr. 3, 4 and 5) Benefici- Direct (D) Beneficial (Instr. 8) ally Owned or In- Ownership --------- ----------- -------------------------- at End of direct (I) (Instr. 4) (Month/ Code V Amount (A) or (D) Price Month (Instr. 4) Day/ (Instr. 3 Year) and 4) Common Stock 3/26/98 P 250 A 27.5625 250 I By trust (1) ------------------------ -------- ----- ----- ------- -------- ------- ---------- ------------ ------------ ==================================================================================================================================== ==================================================================================================================================== Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v).
Page 2 of 3 SEC 1474 (7-96)
==================================================================================================================================== TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ==================================================================================================================================== 1. Title of 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date 7. Title and Derivative sion or action action Derivative Exercisable Amount of Security Exercise Date Code Securities and Under- (Instr. 3) Price of (Month/ (Instr. 8) Acquired (A) Expiration lying Deriva- Day/ or Disposed Date Securities tive Year) of (D)(Instr. (Month/Day/ (Instr. 3 Security 3, 4 and 5) Year) and 4) Date Expir- Amount or Exer- ation Number of Code V (A) (D) cisable Date Title Shares --------------- --------- -------- ------ ----- ------- ------- -------- -------- ------- ---------- ==================================================================================================================================== Table II (continued) ==================================================================================================================================== 8. Price of 9. Number of 10. Ownership 11. Nature of Derivative Derivative Form of Indirect Security Securities Derivative Beneficial (Instr. 5) Benefic- Security: Ownership ially Direct (D) (Instr. 4) Owned at or Indirect End of Month (I)(Instr. 4) (Instr. 4) ------------ ------------- ------------- ------------ ==================================================================================================================================== ====================================================================================================================================
(1) These shares are held by the Robert W. Shanks Revocable Living Trust. The reporting person is the beneficiary of the trust and the reporting person's spouse is trustee of the trust. Explanation of Responses: ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. /s/ Miriam Rogers Singer April 8, 1998 --------------------------------- ------------- **Signature of Reporting Person Date on behalf of Robert W. Shanks Page 3 of 3 SEC 1474 (7-96)6 -----END PRIVACY-ENHANCED MESSAGE-----