-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mi78T8X/GzgLuCnOArCj/XZ7BaNA4NusBPM1P41KOkY6zXRCy3XXSyosgLEuNF0I TEdBosB7yjjIJAmhti7v6A== 0001157523-05-002156.txt : 20050303 0001157523-05-002156.hdr.sgml : 20050303 20050303104237 ACCESSION NUMBER: 0001157523-05-002156 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050228 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20050303 DATE AS OF CHANGE: 20050303 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INTERLEUKIN GENETICS INC CENTRAL INDEX KEY: 0001037649 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 943123681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-23413 FILM NUMBER: 05656454 BUSINESS ADDRESS: STREET 1: 135 BEAVER ST CITY: WATHAM STATE: MA ZIP: 02452 BUSINESS PHONE: 1-781-398-0700 MAIL ADDRESS: STREET 1: 135 BEAVER ST CITY: WATHAM STATE: MA ZIP: 02452 FORMER COMPANY: FORMER CONFORMED NAME: MEDICAL SCIENCE SYSTEMS INC DATE OF NAME CHANGE: 19971003 8-K 1 a4834499.txt INTERLEUKIN GENETICS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) Feruary 28, 2005 ---------------- Interleukin Genetics, Inc. - ------------------------------------------------------------------------------- (Exact Name of Registrant as Specified in Its Charter) Delaware - ------------------------------------------------------------------------------- (State or Other Jurisdiction of Incorporation) 000-23413 94-3123681 - ------------------------------------------------------------------------------- (Commission File Number) (IRS Employer Identification No.) 135 Beaver Street Waltham, MA 02452 - ------------------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) (781) 398-0700 - ------------------------------------------------------------------------------- (Registrant's Telephone Number, Including Area Code) - ------------------------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): |_| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |_| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |_| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 1.01 Entry into a Definitive Material Agreement. On March 3, 2005, Interleukin Genetics, Inc. announced that it had entered into two new research agreements with Access Business Group LLC, a subsidiary of Alticor Inc., and that it had amended its Stock Purchase Agreement and Distribution Agreement with other affiliates of Alticor. Under the new research agreements, Interleukin Genetics will conduct research to develop risk assessment tests for the Asian market and undertake exploratory research to identify new product opportunities. Under these agreements, Interleukin Genetics is eligible to receive up to $5.0 million in additional research funding over a period of 24 months beginning on April 1, 2005. The Stock Purchase Agreement was modified to extend the availability of Interleukin's existing $1.5 million line of credit for two more years through March 5, 2007, and to extend until March 5, 2007 the period during which Alticor and its affiliates are restricted from selling shares of Series A Preferred Stock acquired in March 2003. The credit facility is available for Interleukin to draw against in connection with expenditures related to new or expanded strategic partnerships or strategic collaborations. The Distribution Agreement was amended to require a $2.0 million pre-payment by Alticor for future tests to be processed by Interleukin upon the achievement by Interleukin of a certain milestone in connection with its DNA Testing Laboratory. A copy of the press release is attached hereto as Exhibit 99.1, and is incorporated in this Item 1.01 by reference. Item 9.01 Financial Statements and Exhibits. (c) Exhibits. Exhibit No. Description - ----------- ----------- 99.1 Press Release dated March 3, 2005. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Interleukin Genetics, Inc. (Registrant) Date: March 3, 2005 /s/ Fenel M. Eloi ----------------------------- Fenel M. Eloi Chief Operating Officer, Chief Financial Officer, Treasurer and Secretary EX-99.1 2 a4834499ex991.txt EXHIBIT 99.1 Exhibit 99.1 Interleukin Genetics Extends Research Collaboration, Modifies Stock Purchase and Product Distribution Agreements with Alticor WALTHAM, Mass.--(BUSINESS WIRE)--March 3, 2005--Interleukin Genetics, Inc. (OTCBB: ILGN) reported today that it has signed two new Research Agreements with Access Business Group LLC, a subsidiary of Alticor Inc. The Company also reported that it has modified its Stock Purchase and Distribution Agreements with other affiliates of Alticor. Under one of the new research agreements Interleukin will conduct research to develop risk assessment tests for the Asian market; under the other ILGN will undertake exploratory research to identify new product opportunities. With the execution of these two agreements, Interleukin is eligible to receive up to $5.0 Million in additional research funding over a period of 24 months beginning on April 1, 2005. The Stock Purchase Agreement was modified to: 1) extend the availability of Interleukin's existing $1.5 Million line of credit for two more years through March 5, 2007 and, 2) extend until March 5, 2007 the period during which an Alticor affiliate is restricted from selling shares of Series A Preferred Stock acquired by it in March 2003. The credit facility is available for Interleukin to draw against in connection with expenditures related to new or expanded strategic partnerships or strategic collaborations. The two companies also modified their Distribution Agreement to include a $2.0 Million pre-payment by Alticor for future tests to be processed by Interleukin. The $2.0 Million pre-payment will be paid when Interleukin meets a certain milestone in its DNA Testing Laboratory. Interleukin expects to achieve that milestone in 2005. "We are extremely pleased to have signed these agreements with the Alticor companies," said Philip R. Reilly, MD, JD, Chief Executive Officer. "The new research agreements and the contract modifications demonstrate Alticor's continued commitment to Interleukin Genetics and to the development of personalized nutritional products." About Interleukin Interleukin Genetics is a biotechnology company focused on developing personalized health products. The company uses functional genomics to help in the development of risk assessment tests, pharmacogenetic tests, nutritional and therapeutic products based on the genetic variations in people. Interleukin's current programs focus on cardiovascular disease, osteoporosis, rheumatoid arthritis, endometriosis, periodontal disease and weight management. Interleukin expects that these programs will lead to products that will personalize the selection of nutritional and therapeutic products and enable the managed care industry to improve patient care and better allocate resources. For more information about Interleukin and its ongoing programs, please visit http://www.ilgenetics.com. Certain statements contained herein are "forward-looking" statements including statements regarding our research programs leading to diagnostic, personalized nutritional and therapeutic products to prevent or treat diseases of inflammation and other genetic variations, our expectation that we will meet the milestone required for pre-payment under the Distribution Agreement and our expectation that we will receive up to $5.0 Million in additional research funding over a period of 24 months beginning on April 1, 2005. Because such statements include risks and uncertainties, actual results may differ materially from those expressed or implied by such forward-looking statements. Factors that could cause actual results to differ materially from those expressed or implied by such forward-looking statements include, but are not limited to, our ability to develop diagnostic, personalized nutritional and therapeutic products to prevent or treat diseases of inflammation and other genetic variations, our ability to screen nutritional compounds for their effects on inflammatory responses and other genetic variations, given specific genetic patterns, our ability to construct and operate a CLIA-certified DNA testing laboratory, our ability to complete all of our key milestones with regard to Alticor programs, our ability to make progress in advancing our core technologies, our ability to launch new commercial products and those risks and uncertainties described in our annual report on Form 10-K, our quarterly reports on Form 10-Q and in other filings made by us with the Securities and Exchange Commission. We disclaim any obligation or intention to update these forward-looking statements. CONTACT: Interleukin Genetics Fenel M. Eloi, 781-398-0700 -----END PRIVACY-ENHANCED MESSAGE-----