0001037646-22-000019.txt : 20220531 0001037646-22-000019.hdr.sgml : 20220531 20220531101519 ACCESSION NUMBER: 0001037646-22-000019 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 2 13p-1 1.01 20211231 1.02 20211231 FILED AS OF DATE: 20220531 DATE AS OF CHANGE: 20220531 FILER: COMPANY DATA: COMPANY CONFORMED NAME: METTLER TOLEDO INTERNATIONAL INC/ CENTRAL INDEX KEY: 0001037646 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 133668641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-13595 FILM NUMBER: 22981064 BUSINESS ADDRESS: STREET 1: 1900 POLARIS PARKWAY CITY: COLUMBUS STATE: OH ZIP: 43240 BUSINESS PHONE: 6144384511 MAIL ADDRESS: STREET 1: 1900 POLARIS PARKWAY CITY: COLUMBUS STATE: OH ZIP: 43240 FORMER COMPANY: FORMER CONFORMED NAME: METTLER TOLEDO INTERNATIONAL INC DATE OF NAME CHANGE: 19971117 FORMER COMPANY: FORMER CONFORMED NAME: MT INVESTORS INC DATE OF NAME CHANGE: 19970411 SD 1 formsd2022.htm 2022 FORM SD FILING Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM SD

SPECIALIZED DISCLOSURE REPORT


Mettler-Toledo International Inc.
(Exact name of registrant as specified in its charter)

Delaware
(State incorporation)
001-13595
(Commission File Number)
13-3668641
(IRS Employer Identification No.)



Im Langacher 44
CH-8606, Greifensee, Switzerland
and
1900 Polaris Parkway
Columbus, OH 43240
___________________________________
(Address of principal executive offices) (zip code)

Shawn P. Vadala, Chief Financial Officer
1-614-438-4511
____________________________________
(Name and telephone number, including area code,
of the person to contact in connection with this report)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

R Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period for January 1 to December 31, 2021.


Section 1 – Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

Mettler-Toledo International Inc. (the “Company”) has filed a Conflict Minerals Report (the “Report”) pursuant to Rule 13p-1 of the Securities Exchange Act (17 CFR 240.13p-1). The Report is attached as Exhibit 1.01 to this Form SD. The Report is also publicly available at www.mt.com/policies.

Item 1.02 Exhibit

The Company has filed a Conflict Minerals Report as required by Item 1.01.

Section 2 – Exhibits

Item 2.01 Exhibits

Exhibit 1.01 – Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.


METTLER-TOLEDO INTERNATIONAL INC.
Date: May 31, 2022
By:
/s/ Shawn P. Vadala
Shawn P. Vadala
Chief Financial Officer

EX-1.01 2 conflictmineralsreport2022.htm 2022 EX-1.01 TO FORM SD FILING Document

EXHIBIT 1.01

CONFLICT MINERALS REPORT OF
METTLER-TOLEDO INTERNATIONAL INC.
FOR THE PERIOD JANUARY 1 TO DECEMBER 31, 2021


Background

We are a leading global supplier of precision instruments and services. We have strong leadership positions in our businesses and believe we hold global number-one market positions in a majority of them. Specifically, we are the largest provider of weighing instruments for use in laboratory, industrial, and food retailing applications. We are also a leading provider of analytical instruments for use in life science, reaction engineering and real-time analytic systems used in drug and chemical compound development, and process analytics instruments used for in-line measurement in production processes. In addition, we are the largest supplier of end-of-line inspection systems used in production and packaging for food, pharmaceutical, and other industries.

We are committed to conducting our business ethically, legally, and in a socially and environmentally responsible manner. As part of this commitment we seek to understand the origin of the materials that go into our products and the social and environmental impacts their sourcing has. Accordingly, we take seriously the requirements of Rule 13p-1under the Securities Exchange Act. To ensure we meet these requirements we adopted a formal, company-wide conflict minerals policy, which we communicate to and enforce with our suppliers. This policy describes our commitment to compliance with conflict minerals requirements, supplier due diligence, and ongoing supply chain evaluation. It is publicly available as part of our Ethical, Social, and Quality Standards at www.mt.com/policies. We also actively engage our suppliers in an effort to determine the source of certain defined minerals, collectively referenced in this report as “3TG”1, in our products and if armed groups benefited from their production. The relevant product categories2 for our analysis were laboratory balances, pipettes, analytical instruments, automated chemistry solutions, process analytics, industrial weighing instruments, industrial terminals, transportation and logistics, vehicle scale systems, product inspection, and retail weighing solutions.

This report describes our engagement and its results, and was filed as Exhibit 1.01 to our Form SD for the reporting period for January 1 to December 31, 2021.

3TG Disclosure

After our reasonable country of origin inquiry (as described below), we concluded in good faith that for the period January 1 to December 31, 2021, 3TG were necessary to the functionality or production of products we manufactured and contracted to manufacture (“our products”).

Description of Inquiry/Analysis

We describe below the actions we took with respect to the 3TG that are necessary to the production or functionality of the products we manufactured or contracted to manufacture for sale in 2021.

Reasonable country of origin inquiry: We performed a reasonable country of origin inquiry on the materials in our products. We designed the country of origin inquiry to determine whether any of the 3TG necessary to the production or functionality of our products originated in the Conflict Region or are from recycled or scrap sources3. Our inquiry included our suppliers of materials containing 3TG or posing a high risk of containing 3TG. We contacted our major mechanical and electronic components suppliers in scope4, representing more than 85% of our 3TG risk categorized materials. We asked suppliers to define if they are using 3TG in their products, and if so, to identify the origin, mines, and smelters of the 3TG they provide. If the scope of our current inquiry was expanded to 100% of our necessary materials we expect the results would be similar to those detailed in this report.




To carry-out our reasonable country of origin inquiry we asked our suppliers to complete the Conflict Minerals Reporting Template (CMRT)5. We reviewed the results of this supplier survey for reasonableness and red flags:

76% of the suppliers we contacted responded with a completed CMRT.

With respect to 69% of the responses we did not follow-up with our supplier because, for example, the 3TG provided either, (i) did not originate in the Conflict Region, (ii) we have no reason to believe they may have originated in the Conflict Region, (iii) came from recycled or scrap sources, or (iv) we reasonably believe they came from recycled or scrap sources.

Due diligence: Under the direction of a steering committee comprised of our Chief Financial Officer, General Counsel, and Head of Supply Chain and IT, our Procurement Compliance Expert performed follow-up due diligence on the source and chain of custody of approximately 31% of our country of origin inquiry responses. We subjected a response to due diligence if after the country of origin inquiry we could not determine that its 3TG either, (i) originated outside the Conflict Region, (ii) we have no reason to believe they may have originated in the Conflict Region, (iii) came from recycled or scrap sources, or (iv) we reasonably believe they came from recycled or scrap sources.

Our due diligence conformed to the five steps of the Organisation for Economic Cooperation and Development’s “Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas,” which specifies establishing strong company management systems, identifying and assessing risks in the supply chain, designing and implementing a strategy to respond to identified risks, carrying out independent third-party audits of due diligence practices, and reporting annually on supply chain due diligence. Our due diligence approach is comprehensive, beginning at the commencement of our relationship, continuing throughout the relationship with active engagement, and concluding each cycle with an analysis of the information gathered. We leverage our membership with RMI (the Responsible Minerals Initiative, formerly called CFSI (Conflict-Free Sourcing Initiative)) to complete our due diligence. Members of the Responsible Business Alliance and the Global e-Sustainability Initiative founded RMI in 2008, and it has grown into one of the most utilized and respected resources for companies addressing responsible sourcing issues for 3TG.

Relationship CommencementSupplier EngagementAnalysis
Supplier engagement due diligence. We perform due diligence at the commencement of our relationship with each supplier. This due diligence is leveraged with respect to 3TG suppliers.
Supplier surveys. We request additional country of origin and internal policy information from our suppliers using the most recently updated version of the CMRT published by RMI.

Industry cooperation. When available, we leverage resources available through industry cooperation. These efforts include checking suppliers, intermediaries, mines, and refineries against industry watch and conflict free lists. We also subscribe to, and participate in, the RMI collaborative database.

Policy communication and contracting. We have adopted a conflict minerals policy that we communicate to suppliers, and the public, at www.mt.com/policies. We also seek to include a provision requiring due diligence support in all our supplier agreements. Where necessary, we will enforce our policies and agreements against suppliers.
Work done upstream. As a company positioned downstream in the supply chain we request copies of, and must rely on, the due diligence performed by our suppliers, who are positioned further up the supply chain.


Red flags. We follow-up on and address red flags discovered during our process.






Identification and Mitigation of Risks

Because we are positioned downstream, our principal risk is having suppliers with non-existent or inadequate due diligence to assure a responsible supply chain of minerals from conflict-affected and high-risk areas. Our due diligence sought to identify risks upstream by assessing the due diligence practices of those parties upstream. Where our due diligence identifies risks or red flags we seek to confirm that no facilities benefiting armed groups are in our supply chain and that 3TG from those facilities do not make their way into our products. In the coming period we plan to further evaluate what steps may be taken to mitigate the risk that our 3TG benefit armed groups, including reviewing our data management tools and processes to improve our due diligence. To mitigate the risk that the necessary conflict minerals benefit armed groups in the Conflict Region, we have reiterated our conflict minerals policy to our suppliers. We also have grievance mechanisms in place internally, and publically, to act as an early-warning risk-awareness system.

Independent Private Sector Audit

As permitted by applicable rules, we are not submitting an independent private sector auditor’s report with respect to this report.

Mine or Location of Origin

Our efforts to determine the mine or location of origin of our 3TG with the greatest possible specificity included the due diligence measures and the reasonable country of origin inquiry described above. In making our determination we relied on information our direct suppliers provided and information available on the RMI database. At times, we were unable to identify the mine or location of origin of our 3TG because our suppliers could not give us sufficient information to make the necessary determinations and contact details were not available to establish communication further down the supply chain.

The following tables list the recognized facilities that may have processed the 3TG in our supply chain; however, some of these facilities' 3TG may not end up in our products and we do not request product specific information from our suppliers. We identified red flags with respect to certain of the facilities below. We are engaging with our suppliers that identified red flag facilities to eliminate the facility from our supply chain or mitigate any identified risks.

MetalSmelter or Refiner Facility Name*Location of Facility*

The following facilities have received a "conflict free" designation from an independent third party audit program as of March 25, 2022
Gold8853 S.p.A.Italy
GoldAdvanced Chemical CompanyUnited States of America
GoldAgosi AGGermany
GoldAida Chemical Industries Co., Ltd.Japan
GoldAl Etihad Gold Refinery DMCCUnited Arab Emirates
GoldAlmalyk Mining and Metallurgical Complex (AMMC)Uzbekistan
GoldAngloGold Ashanti Corrego do Sitio MineracaoBrazil
GoldArgor-Heraeus S.A.Switzerland
GoldAsahi Pretec Corp.Japan
GoldAsahi Refining Canada Ltd.Canada
GoldAsahi Refining USA Inc.United States of America
GoldAsaka Riken Co., Ltd.Japan
GoldAurubis AGGermany
GoldBangalore RefineryIndia
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)Philippines



GoldBoliden ABSweden
GoldC. Hafner GmbH + Co. KGGermany
GoldCCR Refinery - Glencore Canada CorporationCanada
GoldCendres + Metaux S.A.Switzerland
GoldChimet S.p.A.Italy
GoldChugai MiningJapan
GoldDODUCO Contacts and Refining GmbHGermany
GoldDowaJapan
GoldDSC (Do Sung Corporation)Korea, Republic of
GoldEco-System Recycling Co., Ltd. East PlantJapan
GoldEco-System Recycling Co., Ltd. North PlantJapan
GoldEco-System Recycling Co., Ltd. West PlantJapan
GoldEmirates Gold DMCCUnited Arab Emirates
GoldGeib Refining CorporationUnited States of America
GoldGold Refinery of Zijin Mining Group Co., Ltd.China
GoldHeimerle + Meule GmbHGermany
GoldHeraeus Germany GmbH Co. KGGermany
GoldHeraeus Metals Hong Kong Ltd.China
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.China
GoldIshifuku Metal Industry Co., Ltd.Japan
GoldIstanbul Gold RefineryTurkey
GoldItalpreziosiItaly
GoldJapan MintJapan
GoldJiangxi Copper Co., Ltd.China
GoldJX Nippon Mining & Metals Co., Ltd.Japan
GoldKazzincKazakhstan
GoldKennecott Utah Copper LLCUnited States of America
GoldKGHM Polska Miedz Spolka AkcyjnaPoland
GoldKojima Chemicals Co., Ltd.Japan
GoldKorea Zinc Co., Ltd.Korea, Republic of
GoldL'Orfebre S.A.Andorra
GoldLS-NIKKO Copper Inc.Korea, Republic of
GoldLT Metal Ltd.Korea, Republic of
GoldMarsam MetalsBrazil
GoldMaterionUnited States of America
GoldMatsuda Sangyo Co., Ltd.Japan
GoldMetal Concentrators SA (Pty) Ltd.South Africa
GoldMetalor Technologies (Hong Kong) Ltd.China
GoldMetalor Technologies (Singapore) Pte., Ltd.Singapore
GoldMetalor Technologies (Suzhou) Ltd.China
GoldMetalor Technologies S.A.Switzerland
GoldMetalor USA Refining CorporationUnited States of America
GoldMetalurgica Met-Mex Penoles S.A. De C.V.Mexico
GoldMitsubishi Materials CorporationJapan
GoldMitsui Mining and Smelting Co., Ltd.Japan
GoldMMTC-PAMP India Pvt., Ltd.India
GoldNadir Metal Rafineri San. Ve Tic. A.S.Turkey
GoldNavoi Mining and Metallurgical CombinatUzbekistan
GoldNH Recytech CompanyKorea, Republic of
GoldNihon Material Co., Ltd.Japan
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAustria
GoldOhura Precious Metal Industry Co., Ltd.Japan
GoldPAMP S.A.Switzerland
GoldPlanta Recuperadora de Metales SpAChile



GoldPT Aneka Tambang (Persero) TbkIndonesia
GoldPX Precinox S.A.Switzerland
GoldRand Refinery (Pty) Ltd.South Africa
GoldREMONDIS PMR B.V.Netherlands
GoldRoyal Canadian MintCanada
GoldSAAMPFrance
GoldSafimet S.p.AItaly
GoldSAFINA A.S.Czechia
GoldSamduck Precious MetalsKorea, Republic of
GoldSAXONIA Edelmetalle GmbHGermany
GoldSEMPSA Joyeria Plateria S.A.Spain
GoldShandong Gold Smelting Co., Ltd.China
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.China
GoldSichuan Tianze Precious Metals Co., Ltd.China
GoldSingway Technology Co., Ltd.Taiwan, Province of China
GoldSolar Applied Materials Technology Corp.Taiwan, Province of China
GoldSumitomo Metal Mining Co., Ltd.Japan
GoldSungEel HiMetal Co., Ltd.Korea, Republic of
GoldT.C.A S.p.AItaly
GoldTanaka Kikinzoku Kogyo K.K.Japan
GoldTokuriki Honten Co., Ltd.Japan
GoldTOO Tau-Ken-AltynKazakhstan
GoldTorecomKorea, Republic of
GoldUmicore Precious Metals ThailandThailand
GoldUmicore S.A. Business Unit Precious Metals RefiningBelgium
GoldUnited Precious Metal Refining, Inc.United States of America
GoldValcambi S.A.Switzerland
GoldWestern Australian Mint (T/a The Perth Mint)Australia
GoldWIELAND Edelmetalle GmbHGermany
GoldYamakin Co., Ltd.Japan
GoldYokohama Metal Co., Ltd.Japan
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationChina
TantalumAMG BrasilBrazil
TantalumChangsha South Tantalum Niobium Co., Ltd.China
TantalumD Block Metals, LLCUnited States of America
TantalumExotech Inc.United States of America
TantalumF&X Electro-Materials Ltd.China
TantalumFIR Metals & Resource Ltd.China
TantalumGlobal Advanced Metals AizuJapan
TantalumGlobal Advanced Metals BoyertownUnited States of America
TantalumGuangdong Rising Rare Metals-EO Materials Ltd.China
TantalumH.C. Starck Hermsdorf GmbHGermany
TantalumH.C. Starck Inc.United States of America
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.China
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.China
TantalumJiangxi Tuohong New Raw MaterialChina
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.China
TantalumJiujiang Tanbre Co., Ltd.China
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.China
TantalumKEMET de MexicoMexico
TantalumMetallurgical Products India Pvt., Ltd.India
TantalumMineracao Taboca S.A.Brazil
TantalumMitsui Mining and Smelting Co., Ltd.Japan
TantalumNingxia Orient Tantalum Industry Co., Ltd.China



TantalumNPM Silmet ASEstonia
TantalumQuantumCleanUnited States of America
TantalumResind Industria e Comercio Ltda.Brazil
TantalumRFH Yancheng Jinye New Material Technology Co., Ltd.China
TantalumSolikamsk Magnesium Works OAORussian Federation
TantalumTaki Chemical Co., Ltd.Japan
TantalumTANIOBIS Co., Ltd.Thailand
TantalumTANIOBIS GmbHGermany
TantalumTANIOBIS Japan Co., Ltd.Japan
TantalumTANIOBIS Smelting GmbH & Co. KGGermany
TantalumTelex MetalsUnited States of America
TantalumUlba Metallurgical Plant JSCKazakhstan
TantalumXIMEI RESOURCES (GUANGDONG) LIMITEDChina
TantalumXinXing HaoRong Electronic Material Co., Ltd.China
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.China
TinAlphaUnited States of America
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.China
TinChifeng Dajingzi Tin Industry Co., Ltd.China
TinChina Tin Group Co., Ltd.China
TinCRM SynergiesSpain
TinDowaJapan
TinEM VintoBolivia (Plurinational State of)
TinEstanho de Rondonia S.A.Brazil
TinFabrica Auricchio Industria e Comercio Ltda.Brazil
TinFenix MetalsPoland
TinGejiu Non-Ferrous Metal Processing Co., Ltd.China
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.China
TinGejiu Zili Mining And Metallurgy Co., Ltd.China
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.China
TinHuiChang Hill Tin Industry Co., Ltd.China
TinJiangxi New Nanshan Technology Ltd.China
TinLuna Smelter, Ltd.Rwanda
TinMa'anshan Weitai Tin Co., Ltd.China
TinMagnu's Minerais Metais e Ligas Ltda.Brazil
TinMalaysia Smelting Corporation (MSC)Malaysia
TinMelt Metais e Ligas S.A.Brazil
TinMetallic Resources, Inc.United States of America
TinMetallo Belgium N.V.Belgium
TinMetallo Spain S.L.U.Spain
TinMineracao Taboca S.A.Brazil
TinMinsurPeru
TinMitsubishi Materials CorporationJapan
TinO.M. Manufacturing (Thailand) Co., Ltd.Thailand
TinO.M. Manufacturing Philippines, Inc.Philippines
TinOperaciones Metalurgicas S.A.Bolivia (Plurinational State of)
TinPT Artha Cipta LanggengIndonesia
TinPT ATD Makmur Mandiri JayaIndonesia
TinPT Babel Inti PerkasaIndonesia
TinPT Babel Surya Alam LestariIndonesia
TinPT Bangka SerumpunIndonesia
TinPT Menara Cipta MuliaIndonesia
TinPT Mitra Stania PrimaIndonesia
TinPT Prima Timah UtamaIndonesia
TinPT Rajawali Rimba PerkasaIndonesia



TinPT Refined Bangka TinIndonesia
TinPT Sariwiguna BinasentosaIndonesia
TinPT Stanindo Inti PerkasaIndonesia
TinPT Timah Tbk KundurIndonesia
TinPT Timah Tbk MentokIndonesia
TinPT Tinindo Inter NusaIndonesia
TinResind Industria e Comercio Ltda.Brazil
TinRui Da HungTaiwan, Province of China
TinSoft Metais Ltda.Brazil
TinThai Nguyen Mining and Metallurgy Co., Ltd.Viet Nam
TinThaisarcoThailand
TinTin Smelting Branch of Yunnan Tin Co., Ltd.China
TinTin Technology & RefiningUnited States of America
TinWhite Solder Metalurgia e Mineracao Ltda.Brazil
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.China
TungstenA.L.M.T. Corp.Japan
TungstenACL Metais EireliBrazil
TungstenAsia Tungsten Products Vietnam Ltd.Viet Nam
TungstenChenzhou Diamond Tungsten Products Co., Ltd.China
TungstenChina Molybdenum Tungsten Co., Ltd.China
TungstenChongyi Zhangyuan Tungsten Co., Ltd.China
TungstenCronimet Brasil LtdaBrazil
TungstenFujian Ganmin RareMetal Co., Ltd.China
TungstenFujian Xinlu Tungsten Co., Ltd.China
TungstenGanzhou Haichuang Tungsten Co., Ltd.China
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.China
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.China
TungstenGanzhou Seadragon W & Mo Co., Ltd.China
TungstenGlobal Tungsten & Powders Corp.United States of America
TungstenGuangdong Xianglu Tungsten Co., Ltd.China
TungstenH.C. Starck Tungsten GmbHGermany
TungstenHubei Green Tungsten Co., Ltd.China
TungstenHunan Chenzhou Mining Co., Ltd.China
TungstenHunan Chunchang Nonferrous Metals Co., Ltd.China
TungstenHydrometallurg, JSCRussian Federation
TungstenJapan New Metals Co., Ltd.Japan
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.China
TungstenJiangxi Gan Bei Tungsten Co., Ltd.China
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.China
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.China
TungstenJiangxi Yaosheng Tungsten Co., Ltd.China
TungstenJSC "Kirovgrad Hard Alloys Plant"Russian Federation
TungstenKennametal FallonUnited States of America
TungstenKennametal HuntsvilleUnited States of America
TungstenKGETS Co., Ltd.Korea, Republic of
TungstenLianyou Metals Co., Ltd.Taiwan, Province of China
TungstenMalipo Haiyu Tungsten Co., Ltd.China
TungstenMasan High-Tech MaterialsViet Nam
TungstenMoliren Ltd.Russian Federation
TungstenNiagara Refining LLCUnited States of America
TungstenPhilippine Chuangxin Industrial Co., Inc.Philippines
TungstenTANIOBIS Smelting GmbH & Co. KGGermany
TungstenUnecha Refractory metals plantRussian Federation
TungstenWolfram Bergbau und Hutten AGAustria



TungstenXiamen Tungsten (H.C.) Co., Ltd.China
TungstenXiamen Tungsten Co., Ltd.China
TungstenXinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.China
The following facilities have not received a "conflict free" designation from an independent third party audit program as of March 25, 2022
GoldAbington Reldan Metals, LLCUnited States of America
GoldAfrican Gold RefineryUganda
GoldAlexy MetalsUnited States of America
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.Turkey
GoldAU Traders and RefinersSouth Africa
GoldAugmont Enterprises Private LimitedIndia
GoldC.I Metales Procesados Industriales SASColombia
GoldCaridadMexico
GoldCGR Metalloys Pvt Ltd.India
GoldDaye Non-Ferrous Metals Mining Ltd.China
GoldDegussa Sonne / Mond Goldhandel GmbHGermany
GoldDijllah Gold Refinery FZCUnited Arab Emirates
GoldEmerald Jewel Industry India Limited (Unit 1)India
GoldEmerald Jewel Industry India Limited (Unit 2)India
GoldEmerald Jewel Industry India Limited (Unit 3)India
GoldEmerald Jewel Industry India Limited (Unit 4)India
GoldFidelity Printers and Refiners Ltd.Zimbabwe
GoldFujairah Gold FZCUnited Arab Emirates
GoldGGC Gujrat Gold Centre Pvt. Ltd.India
GoldGold Coast RefineryGhana
GoldGreat Wall Precious Metals Co., Ltd. of CBPMChina
GoldGuangdong Jinding Gold LimitedChina
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.China
GoldHangzhou Fuchunjiang Smelting Co., Ltd.China
GoldHunan Chenzhou Mining Co., Ltd.China
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.China
GoldHwaSeong CJ CO., LTD.Korea, Republic of
GoldIndustrial Refining CompanyBelgium
GoldInternational Precious Metal RefinersUnited Arab Emirates
GoldJALAN & CompanyIndia
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRussian Federation
GoldJSC Novosibirsk RefineryRussian Federation
GoldJSC UralelectromedRussian Federation
GoldK.A. RasmussenNorway
GoldKaloti Precious MetalsUnited Arab Emirates
GoldKazakhmys Smelting LLCKazakhstan
GoldKundan Care Products Ltd.India
GoldKyrgyzaltyn JSCKyrgyzstan
GoldKyshtym Copper-Electrolytic Plant ZAORussian Federation
GoldL'azurde Company For JewelrySaudi Arabia
GoldLingbao Gold Co., Ltd.China
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.China
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.China
GoldMD OverseasIndia
GoldMetallix Refining Inc.United States of America
GoldModeltech Sdn BhdMalaysia
GoldMorris and WatsonNew Zealand



GoldMoscow Special Alloys Processing PlantRussian Federation
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)Russian Federation
GoldPease & CurrenUnited States of America
GoldPenglai Penggang Gold Industry Co., Ltd.China
GoldPrioksky Plant of Non-Ferrous MetalsRussian Federation
GoldQG Refining, LLCUnited States of America
GoldRefinery of Seemine Gold Co., Ltd.China
GoldSabin Metal Corp.United States of America
GoldSai RefineryIndia
GoldSamwon Metals Corp.Korea, Republic of
GoldSancus ZFS (L’Orfebre, SA)Colombia
GoldSellem Industries Ltd.Mauritania
GoldShandong Humon Smelting Co., Ltd.China
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.China
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.China
GoldShirpur Gold Refinery Ltd.India
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRussian Federation
GoldSovereign MetalsIndia
GoldState Research Institute Center for Physical Sciences and TechnologyLithuania
GoldSudan Gold RefinerySudan
GoldTongling Nonferrous Metals Group Co., Ltd.China
GoldValue TradingBelgium
GoldWEEEREFININGFrance
GoldYunnan Copper Industry Co., Ltd.China
TinAn Vinh Joint Stock Mineral Processing CompanyViet Nam
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBrazil
TinCV Venus Inti PerkasaIndonesia
TinDongguan CiEXPO Environmental Engineering Co., Ltd.China
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyViet Nam
TinGejiu City Fuxiang Industry and Trade Co., Ltd.China
TinGejiu Kai Meng Industry and Trade LLCChina
TinModeltech Sdn BhdMalaysia
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyViet Nam
TinNovosibirsk Processing Plant Ltd.Russian Federation
TinPongpipat Company LimitedMyanmar
TinPrecious Minerals and Smelting LimitedIndia
TinPT Aries Kencana SejahteraIndonesia
TinPT Bukit TimahIndonesia
TinPT Mitra Sukses GlobalindoIndonesia
TinPT Sukses Inti MakmurIndonesia
TinPT Timah NusantaraIndonesia
TinSuper LigasBrazil
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyViet Nam
TinVQB Mineral and Trading Group JSCViet Nam
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.China
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.Brazil
TungstenArtek LLCRussian Federation
TungstenCNMC (Guangxi) PGMA Co., Ltd.China
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.China
TungstenNPP Tyazhmetprom LLCRussian Federation
TungstenOOO “Technolom” 1Russian Federation



TungstenOOO “Technolom” 2Russian Federation
RMI identified countries as possible origins for the 3TG these facilities may process include:

RMI maintains a list of countries of origin for the 3TG the assessed facilities may process, which we reference. However, since this data is provided in aggregated form we are unable to identify the countries of origin for the 3TG in our products with specificity.


* Smelter and refiner facility names and locations as reported by RMI as of March 25, 2022.

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1As used in this report, “3TG” refers to, collectively, columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives, which are limited to tantalum, tin, and tungsten.
2Product categories include the products described under the same headings in Part I, Item 1 of our 10-K for the fiscal year ended December 31, 2021.
3As used in this report: “Conflict Region” at the time of our analysis means the Democratic Republic of the Congo, and the countries sharing an internationally recognized border with it, namely Angola, Burundi, Central Africa Republic, The Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda and Zambia. 3TG from “recycled or scrap sources” means 3TG from recycled metals, which are reclaimed end-user or post-consumer products, or scrap processed metals created during product manufacturing. Recycled metal includes excess, obsolete, defective, and scrap metal materials that contain refined or processed metals that are appropriate to recycle in the production of tin, tantalum, tungsten and/or gold. Minerals partially processed, unprocessed, or a bi-product from another ore are not included in the definition of recycled metal.
4The scope of our inquiry was limited to operations on our global enterprise platform, or Blue Ocean. “Blue Ocean,” as described in Part I, Item 1 of our 10-K for the fiscal year ended December 31, 2021, is our program to establish a global operating model with standardized, automated, and integrated processes, and high levels of global data transparency. Operations covered include units in Benelux, China, Germany, Japan, Southeast Asia, Spain, Switzerland, the United Kingdom, and the United States, which includes our principal manufacturing operations. We have no reason to expect results would be materially different for operations not on Blue Ocean.
5The Conflict Minerals Reporting Template (CMRT) is offered by the Responsible Minerals Initiative (RMI), an initiative of the Responsible Business Alliance and Global e-Sustainability.