-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JQVHUCsTi7w47auzutr6fTBlD4r0UMlWdPIUPXlQWQzBQCb9ZT8cTzwQw7EpK5nh 20MTImBrCSbnFljS/HSN7Q== 0001037390-03-000009.txt : 20030314 0001037390-03-000009.hdr.sgml : 20030314 20030314152526 ACCESSION NUMBER: 0001037390-03-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030313 FILED AS OF DATE: 20030314 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFIN LAND & NURSERIES INC CENTRAL INDEX KEY: 0001037390 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-BUILDING MATERIALS, HARDWARE, GARDEN SUPPLY [5200] IRS NUMBER: 060868486 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12879 FILM NUMBER: 03604134 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2122187910 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFIN LAND & NURSERIES INC CENTRAL INDEX KEY: 0001037390 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-BUILDING MATERIALS, HARDWARE, GARDEN SUPPLY [5200] RELATIONSHIP: DIRECTOR IRS NUMBER: 060868486 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2122187910 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 4 1 doc1.txt - ------ FORM 4 - ------ --------------------------- OMB APPROVAL [ ] CHECK THIS BOX IF NO LONGER SUBJECT --------------------------- TO SECTION 16. FORM 4 OR FORM 5 OMB Number: 3235-0287 OBLIGATIONS MAY CONTINUE. SEE Expires: January 31, 2005 INSTRUCTION 1(b). Estimated average burden hours per response 0.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 (Print or Type Responses) - ------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Israel Thomas C - ------------------------------------------------------------------------------- (Last) (First) (Middle) AC Israel Enterprises, Inc. 707 Westchester Ave. - ------------------------------------------------------------------------------- (Street) White Plains, NY 10604 - ------------------------------------------------------------------------------- (City) (State) (Zip) - ------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Griffin Land & Nurseries, Inc. GRIF - ------------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ###-##-#### - ------------------------------------------------------------------------------- 4. Statement for Month/Day/Year March 13, 2003 - ------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Day/Year) - ------------------------------------------------------------------------------- 6. Relationship of Reporting person(s) to Issuer (Check all applicable) [ X ] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (Specify below) - ------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (check applicable line) [ X ] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person - ------------------------------------------------------------------------------- =============================================================================== TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ===============================================================================
5. 6. 4. Amount of Owner- 2A. Securities Acquired (A) Securities ship 2. Deemed 3. or Disposed of (D) Beneficially Form: 7. Trans- Execution Transaction (Instr. 3, 4 and 5) Owned Direct Nature of action Date, if Code -------------------------- Following (D) or Indirect 1. Date any (Instr. 8) (A) Reported Indirect Beneficial Title of Security (Month/ (Month/ ----------- or Transaction(s) (I) Ownership (Instr. 3) Day/Year) Day/Year) Code V Amount (D) Price (Instr. 3 & 4) (Instr.4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------- Common Stock 3/13/03 -- A -- 2,000 A $1.77 22,661 D -- - ------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------- ===============================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. (Over) SEC 1474 (9-02) FORM 4 (continued) =============================================================================== TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities) ===============================================================================
9. 10. Number Owner- of ship deriv- Form ative of 5. 7. Secur- Deriv- 11. 2. Number of Title and Amount ities ative Nature 1. Conver- 3A. Derivative 6. of Underlying 8. Bene- Secur- of Title sion or Deemed 4. Securities Date Securities Price ficially ity: In- of Exercise 3. Execut- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Owned Direct direct Deriv- Price Trans- ion action or Disposed Expiration Date ---------------- Deriv- Following (D) or Bene- ative of action Date, Code of (D) (Month/Day/Year) Amount ative Reported In- ficial Secur- Deriv- Date if any (Instr. (Instr. 3, ---------------- or Secur- Trans- Direct Owner- ity ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity action(s) (I) ship (Instr. Secur- Day/ Day/ ------ ---------- Exer- tion of (Instr. (Instr. (Instr. (Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ----------------------------------------------------------------------------------------------------------------------------------- Common $1.77 3/13/03 -- D -- -- 2,000 7/7/97 4/7/03 Common 2,000 $1.77 15,661 D -- Stock Stock Options - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- ===================================================================================================================================
Explanation of Responses: /s/ Thomas C. Israel March 13, 2003 --------------------------- -------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. -----END PRIVACY-ENHANCED MESSAGE-----