0001037189-13-000011.txt : 20130702 0001037189-13-000011.hdr.sgml : 20130702 20130702103653 ACCESSION NUMBER: 0001037189-13-000011 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130701 ITEM INFORMATION: Unregistered Sales of Equity Securities FILED AS OF DATE: 20130702 DATE AS OF CHANGE: 20130702 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WESTPORT FUTURES FUND L.P. CENTRAL INDEX KEY: 0001037189 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 133939393 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-24111 FILM NUMBER: 13946873 BUSINESS ADDRESS: STREET 1: C/O CERES MANAGED FUTURES LLC STREET 2: 522 FIFTH AVENUE - 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-296-1999 MAIL ADDRESS: STREET 1: C/O CERES MANAGED FUTURES LLC STREET 2: 522 FIFTH AVENUE - 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: WESTPORT JWH FUTURES FUND LP DATE OF NAME CHANGE: 20090928 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY WESTPORT FUTURES FUND LP DATE OF NAME CHANGE: 19970403 8-K 1 westport.htm WESTPORT FUTURES FUND L.P. westport.htm

                                  UNITED STATES
                       SECURITIES AND EXCHANGE COMMISSION
                             Washington, D.C. 20549

                                    FORM 8-K

                                 CURRENT REPORT

     Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


       Date of Report (Date of earliest event reported): July 1, 2013

                             WESTPORT FUTURES FUND L.P.
             (Exact name of registrant as specified in its charter)


   New York                       0-24111                       13-3939393
--------------                   ------------------                  ------------------
(State or other          (Commission File            (IRS Employer
jurisdiction of              Number)                     Identification No.)
incorporation)


                        c/o Ceres Managed Futures LLC
                         522 Fifth Avenue - 14th Floor
                               New York, NY 10036

              (Address and Zip Code of principal executive offices)


Registrant's telephone number, including area code: (855)672-4468
                                                    --------------

                                 Not Applicable
          (Former name or former address, if changed since last report)


Check  the  appropriate  box  below  if the  Form  8-K  filing  is  intended  to
simultaneously  satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):

     |_| Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)

     |_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)

     |_| Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))

     |_| Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))



 
 

 

Item 3.02  UNREGISTERED SALES OF EQUITY SECURITIES.


     On July 1, 2013,  the registrant issued  415.0890 units of limited  partnership  interest  
("Units") in exchange for $427,505  in a transaction  that was not  registered  under the
Securities Act.  The Units were issued in reliance upon applicable  exemptions from registration
under Section 4(2) of the Act and Section 506 of Regulation D promulgated thereunder.




 
 

 


                                   SIGNATURES

     Pursuant to the  requirements  of the Securities  Exchange Act of 1934, the
registrant  has duly  caused  this  report  to be  signed  on its  behalf by the
undersigned hereunto duly authorized.



                 WESTPORT FUTURES FUND L.P.

                 By: Ceres Managed Futures LLC
             General Partner



                 By /s/ Walter Davis
                    ------------------------------------------
                        Walter Davis
                        President and Director


                 By /s/ Damian George
                    ------------------------------------------
                        Damian George
                        Chief Financial Officer and Director


Date: July 2, 2013




 
 
 

 



 
 



 
 
   Ceres Managed Futures LLC
                                                                   522 Fifth Avenue - 14th Floor
                                                                          New York, NY 10036



July 2, 2013
VIA EDGAR

Securities and Exchange Commission
450 Fifth Street, N.W.
Washington, D.C. 20549

Re:      Westport Futures Fund L.P.
            Current Report on Form 8-K

Ladies and Gentlemen:

On behalf  of  Westport  Futures  Fund L.P.  and  pursuant  to Rule  13a-11
promulgated by the Securities and Exchange  Commission  (the  "Commission"),  we
transmit  herewith for filing with the  Commission via EDGAR a Current Report on
Form 8-K  pursuant  to the  Securities  Exchange  Act of 1934 and the  rules and
regulations thereunder.

Should  members of the  Commission's  staff have any  questions or comments with
respect to this filing,  please contact the undersigned at (212) 296-1296.

Very truly yours,

/s/ Delores Jaramillo
    -----------------
    Delores Jaramillo