-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LXhNXtktDZ1qdsuoCXTGLXRppWcqzM9UX/C8i37Ne6I2HsXgNl9A1ysTm+uiyU2j Cf8JlEEyEc+JDIREStKq6g== 0000950130-03-001199.txt : 20030214 0000950130-03-001199.hdr.sgml : 20030214 20030214153723 ACCESSION NUMBER: 0000950130-03-001199 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20030214 GROUP MEMBERS: ANTHONY B. EVNIN GROUP MEMBERS: ANTHONY SUN GROUP MEMBERS: BRYAN E. ROBERTS GROUP MEMBERS: DAVID R. HATHAWAY GROUP MEMBERS: ERIC S. COPELAND GROUP MEMBERS: JOSEPH E. CASEY GROUP MEMBERS: KIMBERLEY A. RUMMELSBURG GROUP MEMBERS: MICHAEL C. BROOKS GROUP MEMBERS: MICHAEL F. TYRRELL GROUP MEMBERS: PATRICK F. LATTERELL GROUP MEMBERS: RAY A. ROTHROCK GROUP MEMBERS: THOMAS R. FREDERICK GROUP MEMBERS: VENROCK ASSOCIATES II, L. P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ORATEC INTERVENTIONS INC CENTRAL INDEX KEY: 0001037165 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943180773 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60941 FILM NUMBER: 03567479 BUSINESS ADDRESS: STREET 1: 3700 HAVEN COURT STREET 2: 415-369-9904 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6503699904 MAIL ADDRESS: STREET 1: 3700 HAVEN COURT CITY: MENLO PARK STATE: CA ZIP: 94025 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: VENROCK ASSOCIATES CENTRAL INDEX KEY: 0000937889 IRS NUMBER: 136300995 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ROOM 5508 STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: 2126495600 MAIL ADDRESS: STREET 1: ROOM 5508 STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 SC 13G/A 1 dsc13ga.htm AMENDMENT #2 TO SCHEDULE 13G AMENDMENT #2 TO SCHEDULE 13G

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549


SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)

(Amendment No. 2)*

Oratec Interventions, Inc.


(Name of Issuer)

 

Common Stock


(Title of Class of Securities)

 

68554M108


(CUSIP Number)

 

December 31, 2002


(Date of Event Which Requires Filing of this Statement)

 

         Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

 

o

Rule 13d-1(b)

 

 

o

Rule 13d-1(c)

 

 

x

Rule 13d-1(d)

 

 

                     *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

 

                     The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 68554M108
13 G
Page 2 of 21 Pages

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Venrock Associates
I.R.S. #13-6300995


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

(a) x

 

 

 

(b) o


3

SEC USE ONLY

 

 


4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

New York, U.S.A.






NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH


5

SOLE VOTING POWER

 

 

 

0


6

SHARED VOTING POWER

 

 

 

0


7

SOLE DISPOSITIVE POWER

 

 

 

0


8

SHARED DISPOSITIVE POWER

 

 

 

0


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

0


10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 

 


11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

0.0%


12.

TYPE OF REPORTING PERSON*

 

 

 

PN


 

*SEE INSTRUCTION BEFORE FILLING OUT!


CUSIP No. 68554M108
13 G
Page 3 of 21 Pages

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Venrock Associates II, L.P.
I.R.S. #13-3844754


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)

x

 

 

(b)

o


3

SEC USE ONLY

 

 


4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

New York, U.S.A.






NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH


5

SOLE VOTING POWER

 

 

 

0


6

SHARED VOTING POWER

 

 

 

0


7

SOLE DISPOSITIVE POWER

 

 

 

0


8

SHARED DISPOSITIVE POWER

 

 

 

0


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

0


10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 


11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

0.0%


12

TYPE OF REPORTING PERSON*

 

 

 

PN


 

*SEE INSTRUCTION BEFORE FILLING OUT!

 


CUSIP No. 68554M108
13G
Page 4 of 21 Pages


1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Michael C. Brooks


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)

x

 

 

(b)

o


3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.






NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

0


6

SHARED VOTING POWER

 

 

 

0


7

SOLE DISPOSITIVE POWER

 

 

 

0


8

SHARED DISPOSITIVE POWER

 

 

 

0


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

0


10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

0.0%


12

TYPE OF REPORTING PERSON*

 

 

 

IN


*SEE INSTRUCTION BEFORE FILLING OUT!


CUSIP No. 68554M108
13G
Page 5 of 21 Pages

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Joseph E. Casey


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)

x

 

 

(b)

o


3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.


 

 





NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

0


6

SHARED VOTING POWER

 

 

 

0


7

SOLE DISPOSITIVE POWER

 

 

 

0


8

SHARED DISPOSITIVE POWER

 

 

 

0


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

0


10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

0.0%


12

TYPE OF REPORTING PERSON*

 

 

 

IN


*SEE INSTRUCTION BEFORE FILLING OUT!


CUSIP No. 68554M108
13G
Page 6 of 21 Pages

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Eric S. Copeland


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)

x

 

 

(b)

o


3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.






NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

0


6

SHARED VOTING POWER

 

 

 

0


7

SOLE DISPOSITIVE POWER

 

 

 

0


8

SHARED DISPOSITIVE POWER

 

 

 

0


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

0


10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

0.0%


12

TYPE OF REPORTING PERSON*

 

 

 

IN


*SEE INSTRUCTION BEFORE FILLING OUT!


CUSIP No. 68554M108
13G
Page 7 of 21 Pages

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Anthony B. Evnin


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)

x

 

 

(b)

o


3

SEC USE ONLY

 

 


4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.






NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH


5

SOLE VOTING POWER

 

 

 

0


6

SHARED VOTING POWER

 

 

 

0


7

SOLE DISPOSITIVE POWER

 

 

 

0


8

SHARED DISPOSITIVE POWER

 

 

 

0


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

0


10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 


11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

0.0%


12

TYPE OF REPORTING PERSON*

 

 

 

IN


*SEE INSTRUCTION BEFORE FILLING OUT!


CUSIP No. 68554M108
13G
Page 8 of 21 Pages

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Thomas R. Frederick


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)

x

 

 

(b)

o


3

SEC USE ONLY

 

 


4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.






NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH


5

SOLE VOTING POWER

 

 

 

0


6

SHARED VOTING POWER

 

 

 

0


7

SOLE DISPOSITIVE POWER

 

 

 

0


8

SHARED DISPOSITIVE POWER

 

 

 

0


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

0


10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 


11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

0.0%


12

TYPE OF REPORTING PERSON*

 

 

 

IN


 

*SEE INSTRUCTION BEFORE FILLING OUT!

 

 


CUSIP No. 68554M108
13G
Page 9 of 21 Pages

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

David R. Hathaway


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)

x

 

 

(b)

o


3

SEC USE ONLY

 

 


4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.






NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH


5

SOLE VOTING POWER

 

 

 

0


6

SHARED VOTING POWER

 

 

 

0


7

SOLE DISPOSITIVE POWER

 

 

 

0


8

SHARED DISPOSITIVE POWER

 

 

 

0


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

0


10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 


11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

0.0%


12

TYPE OF REPORTING PERSON*

 

 

 

IN


 

*SEE INSTRUCTION BEFORE FILLING OUT!

 

 


CUSIP No. 68554M108
13G
Page 10 of 21 Pages

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Patrick F. Latterell


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)

x

 

 

(b)

o


3

SEC USE ONLY

   

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.






NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH


5

SOLE VOTING POWER

   

 

0


6

SHARED VOTING POWER

 

 

 

0


7

SOLE DISPOSITIVE POWER

 

 

 

0


8

SHARED DISPOSITIVE POWER

 

 

 

0


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

0


10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

     

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

0.0%


12

TYPE OF REPORTING PERSON*

 

 

 

IN


 

*SEE INSTRUCTION BEFORE FILLING OUT!

 


CUSIP No. 68554M108
13 G
Page 11 of 21 Pages

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Bryan E. Roberts


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)

x

 

 

(b)

o


3

SEC USE ONLY

 

 


4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.






NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH


5

SOLE VOTING POWER

 

 

 

0


6

SHARED VOTING POWER

 

 

 

0


7

SOLE DISPOSITIVE POWER

 

 

 

0


8

SHARED DISPOSITIVE POWER

 

 

 

0


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

0


10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 


11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

0.0%


12

TYPE OF REPORTING PERSON*

 

 

 

IN


 

*SEE INSTRUCTION BEFORE FILLING OUT!

 


CUSIP No. 68554M108
13G
Page 12 of 21 Pages

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Ray A. Rothrock


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)

x

   

(b)

o


3

SEC USE ONLY

 

 


4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.






NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH


5

SOLE VOTING POWER

 

 

 

0


6

SHARED VOTING POWER

 

 

 

0


7

SOLE DISPOSITIVE POWER

 

 

 

0


8

SHARED DISPOSITIVE POWER

 

 

 

0


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

0


10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 

 


11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

0.0%


12

TYPE OF REPORTING PERSON*

 

 

 

IN



*SEE INSTRUCTION BEFORE FILLING OUT!


CUSIP No. 68554M108
13G
Page 13 of 21 Pages

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Kimberley A. Rummelsburg


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)

x

 

 

(b)

o


3

SEC USE ONLY

 

 


4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.






NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH


5

SOLE VOTING POWER

 

 

 

0


6

SHARED VOTING POWER

 

 

 

0


7

SOLE DISPOSITIVE POWER

 

 

 

0


8

SHARED DISPOSITIVE POWER

 

 

 

0


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

0


10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 

 


11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

0.0%


12

TYPE OF REPORTING PERSON*

 

 

 

IN



*SEE INSTRUCTION BEFORE FILLING OUT!

 


CUSIP No. 68554M108
13G
Page 14 of 21 Pages

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Anthony Sun


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)

x

 

 

(b)

o


3

SEC USE ONLY

 

 


4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.






NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH


5

SOLE VOTING POWER

 

 

 

0


6

SHARED VOTING POWER

 

 

 

0


7

SOLE DISPOSITIVE POWER

 

 

 

0


8

SHARED DISPOSITIVE POWER

 

 

 

0


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

0


10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 

 

 

 


11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

0.0%


12

TYPE OF REPORTING PERSON*

 

 

 

IN


*SEE INSTRUCTION BEFORE FILLING OUT!


CUSIP No. 68554M108
13G
Page 15 of 21 Pages

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Michael F. Tyrrell


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)

x

 

 

(b)

o


3

SEC USE ONLY

 

 


4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.






NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH


5

SOLE VOTING POWER

 

 

 

0


6

SHARED VOTING POWER

 

 

 

0


7

SOLE DISPOSITIVE POWER

 

 

 

0


8

SHARED DISPOSITIVE POWER

 

 

 

0


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

0


10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 

 

 

 


11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

0.0%


12

TYPE OF REPORTING PERSON*

 

 

 

IN


*SEE INSTRUCTION BEFORE FILLING OUT!


CUSIP No. 68554M108
13G
Page 16 of 21 Pages
 

                Introductory Note:  This Statement on Schedule 13G is filed on behalf of Venrock Associates, a limited partnership organized under the laws of the State of New York, Venrock Associates II, L.P., a limited partnership organized under the laws of the State of New York, Michael C. Brooks, Joseph E. Casey, Eric S. Copeland, Anthony B. Evnin, Thomas R. Frederick, David R. Hathaway, Patrick F. Latterell, Bryan E. Roberts, Ray A. Rothrock, Kimberley A. Rummelsburg, Anthony Sun and Michael F. Tyrrell in respect of shares of Common Stock of Oratec Interventions, Inc.

 

 Item 1(a)

 Name of Issuer

 

 

 

Oratec Interventions, Inc.

 

 

Item 1(b)

Address of Issuer’s Principal Executive Offices

 

 

 

3700 Haven Court

 

Menlo Park, CA  94025

 

 

Item 2(a)

Name of Person Filing

 

 

 

Venrock Associates (“Venrock”)

 

Venrock Associates II, L.P. (“Venrock II”)

 

 

 

Michael C. Brooks

 

Joseph E. Casey

 

Eric S. Copeland

 

Anthony B. Evnin

 

Thomas R. Frederick

 

David R. Hathaway

 

Patrick F. Latterell

 

Bryan E. Roberts

 

Ray A. Rothrock

 

Kimberley A. Rummelsburg

 

Anthony Sun

 

Michael F. Tyrrell

 

 

Item 2(b)

Address of Principal Business Office or, if none, Residence

 

 

 

New York Office:

Menlo Park Office:

Cambridge Office:

 

 

 

 

 

 

 

30 Rockefeller Plaza

2494 Sand Hill Road

One Canal Park

 

 

Room 5508

Suite 200

Suite 1120

 

 

New York, NY 10112

Menlo Park, CA 94025

Cambridge, MA 02142

 

   

Item 2(c)

Citizenship

 

 

 

Venrock and Venrock II are limited partnerships organized in the State of New York.  Michael C. Brooks, Joseph E. Casey, Eric S. Copeland, Anthony B. Evnin, Thomas R. Frederick, David R. Hathaway, Bryan E. Roberts, Ray A. Rothrock, Anthony Sun and Michael F. Tyrrell are General Partners of Venrock and Venrock II and are all citizens of the United States of America.  Patrick F. Latterell and Kimberley A. Rummelsburg are retired General Partners of Venrock and Venrock II and are citizens of the United States of America.

 

 

Item 2(d)

Title of Class of Securities

 

 

 

Common Stock

 

 

Item 2(e)

CUSIP Number

 

 

 

68554M108


CUSIP No. 68554M108
13 G
Page 17 of 21 Pages

 

 

Item 3

Not applicable.

 

 

Item 4

Ownership

 

 

 

(a) and (b)

 

 

 

Each of Venrock and Venrock II beneficially owns no shares or 0.0% of the outstanding shares of common stock.

 

 

 

Each of Michael C. Brooks, Joseph E. Casey, Eric S. Copeland, Anthony B. Evnin, Thomas R. Frederick, David R. Hathaway, Patrick F. Latterell, Bryan E. Roberts, Ray A. Rothrock, Kimberley A. Rummelsburg, Anthony Sun and Michael F. Tyrrell beneficially owns no shares or 0.0% of the outstanding shares of common stock.

 

 

 

(c)

 

 

 

Each of Venrock and Venrock II has sole voting and dispositive power over no shares of common stock and shared voting and dispositive power over no shares of common stock.

 

 

 

Each of Michael C. Brooks, Joseph E. Casey, Eric S. Copeland, Anthony B. Evnin, Thomas R. Frederick, David R. Hathaway, Patrick F. Latterell, Bryan E. Roberts, Ray A. Rothrock, Kimberley A. Rummelsburg, Anthony Sun and Michael F. Tyrrell has sole voting and dispositive power over no shares of common stock and shared voting and dispositive power over no shares of common stock.

 

 

Item 5

Ownership of Five Percent or Less of a Class

 

 

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X].

 

 

Item 6

Ownership of More than Five Percent on Behalf of Another Person

 

 

 

No person, other than the General Partners of Venrock and Venrock II, has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of common stock owned by Venrock and Venrock II.

 

 

Item 7

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company

 

 

 

Not applicable.

 

 

Item 8

Identification and Classification of Members of the Group

 

 

 

This schedule is being filed pursuant to Rule 13d-1(d).  The identities of the ten General Partners and the two retired General Partners of Venrock and Venrock II are stated in Item 2.

 

 

Item 9

Notice of Dissolution of Group

 

 

 

Not applicable.

 

 

Item 10

Certification

 

 

 

Not applicable.


CUSIP No. 68554M108
13G
Page 18 of 21 Pages

SIGNATURE

                After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.

February 14, 2003

VENROCK ASSOCIATES

 

 

 

By:

/s/  Anthony B. Evnin

 

 


 

 

      Anthony B. Evnin

 

 

      General Partner

 

 

February 14, 2003

VENROCK ASSOCIATES II, L.P.

 

 

 

By:

/s/  Anthony B. Evnin

 

 


 

 

      Anthony B. Evnin

 

 

      General Partner

 

 

February 14, 2003                                                      GENERAL PARTNERS

 

 

*

 


 

Michael C. Brooks

 

 

 

*

 


 

Joseph E. Casey

 

 

 

*

 


 

Eric S. Copeland

 

 

 

*

 


 

Anthony B. Evnin

 

 

 

*

 


 

Thomas R. Frederick

 

 

 

*

 


 

David R. Hathaway

 

 

 

*

 


 

Patrick F. Latterell

 

 

 

 

 

/s/ Bryan E. Roberts

 


 

Bryan E. Roberts

 

 

 

*

 


 

Ray A. Rothrock

 

 

 

*

 


 

Kimberley A. Rummelsburg

 

 

 

*

 


 

Anthony Sun

 

 

 

*

 


 

Michael F. Tyrrell

 

 

* By:  

/s/ Anthony  B. Evnin

 

 


 

 

Anthony  B. Evnin

 

 

Attorney-in-Fact

 


CUSIP No. 68554M108
13G
Page 19 of 21 Pages

EXHIBIT INDEX

Exhibit No.

 

Page No.

     

24.1

Power of Attorney dated as of February 14, 2001 granted by certain of the General Partners in favor of Anthony B. Evnin and Anthony Sun

20

 

 

 

99.1

Agreement pursuant to 13d-1(k)(1) among Venrock Associates and Venrock Associates II, L.P. and the General Partners thereof

21

EX-24.1 3 dex241.htm POWER OF ATTORNEY POWER OF ATTORNEY
CUSIP No. 68554M108
13G
Page 20 of 21 Pages

Exhibit 24.1

POWER OF ATTORNEY

                KNOWN ALL MEN BY THESE PRESENTS that each person whose signature appears below constitutes and appoints Anthony B. Evnin and Anthony Sun, or either of them, his or her true and lawful attorneys-in-fact and agents, each acting alone, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign the Schedule 13G, and all amendments thereto, with all exhibits thereto, and all documents in connection therewith, with respect to the beneficial ownership by the undersigned of the equity securities of Oratec Interventions, Inc., and to file the same, with the Securities and Exchange Commission and any other person, granting unto the attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he or she might or could do in person, and hereby ratifies and confirms all that said attorneys-in-fact and agents, each acting alone, or their substitute or substitutes, may lawfully do or cause to be done.

 

February 14, 2001

 

 

 

/s/ Michael C. Brooks

 


 

Michael C. Brooks

 

 

 

/s/ Joseph E. Casey

 


 

Joseph E. Casey

 

 

 

/s/ Eric S. Copeland

 


 

Eric S. Copeland

 

 

 

/s/ Anthony B. Evnin

 


 

Anthony B. Evnin

 

 

 

/s/ Thomas R. Frederick

 


 

Thomas R. Frederick

 

 

 

/s/ David R. Hathaway

 


 

David R. Hathaway

 

 

 

/s/ Patrick F. Latterell

 


 

Patrick F. Latterell

 

 

 

/s/ Ray A. Rothrock

 


 

Ray A. Rothrock

 

 

 

/s/ Kimberley A. Rummelsburg

 


 

Kimberley A. Rummelsburg

 

 

 

/s/ Anthony Sun

 


 

Anthony Sun

 

 

 

/s/ Michael F. Tyrrell

 


 

Michael F. Tyrrell

 

EX-99.1 4 dex991.htm AGREEMENT AGREEMENT
CUSIP No. 68554M108
13 G
Page 21 of 21 Pages

Exhibit 99.1

AGREEMENT

                Pursuant to Rule 13d-1(k)(1) promulgated pursuant to the Securities Exchange Act of 1934, as amended, the undersigned agree that the attached Schedule 13G is being filed on behalf of each of the undersigned.

February 14, 2003

VENROCK ASSOCIATES

 

 

 

By:

/s/ Anthony B. Evnin

 

 


 

 

     Anthony B. Evnin

 

 

     General Partner

 

 

February 14, 2003

VENROCK ASSOCIATES II, L.P.

 

 

 

By:

/s/ Anthony B. Evnin

 

 


 

 

     Anthony B. Evnin

 

 

     General Partner

 

 

February 14, 2003

GENERAL PARTNERS

 

 

 

*

 


 

Michael C. Brooks

 

 

 

*

 


 

Joseph E. Casey

 

 

 

*

 


 

Eric S. Copeland

 

 

 

*

 


 

Anthony B. Evnin

 

 

 

*

 


 

Thomas R. Frederick

 

 

 

*

 


 

David R. Hathaway

 

 

 

*

 


 

Patrick F. Latterell

 

 

 

/s/ Bryan E. Roberts

 


 

Bryan E. Roberts

 

 

 

*

 


 

Ray A. Rothrock

 

 

 

*

 


 

Kimberley A. Rummelsburg

 

 

 

*

 


 

Anthony Sun

 

 

 

*

 


 

Michael F. Tyrrell

   

 

 

* By:  

/s/ Anthony  B. Evnin

 

 


 

 

Anthony  B. Evnin

 

 

Attorney-in-Fact

 

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