0001227025-16-000133.txt : 20160609
0001227025-16-000133.hdr.sgml : 20160609
20160609162611
ACCESSION NUMBER: 0001227025-16-000133
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160607
FILED AS OF DATE: 20160609
DATE AS OF CHANGE: 20160609
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOPHOTONICS CORP
CENTRAL INDEX KEY: 0001227025
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943253730
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 951342125
BUSINESS PHONE: 4082329200
MAIL ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ABBE CHARLES J
CENTRAL INDEX KEY: 0001037108
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35061
FILM NUMBER: 161706267
MAIL ADDRESS:
STREET 1: 2445 WESTSIDE ROAD
CITY: HEALDSBURG
STATE: CA
ZIP: 95448
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2016-06-07
0
0001227025
NEOPHOTONICS CORP
NPTN
0001037108
ABBE CHARLES J
2911 ZANKER RD
SAN JOSE
CA
95134
1
0
0
0
Non-Qualified Stock Option (right to buy)
9.41
2016-06-07
4
A
0
2656.0
0.0
A
2026-06-06
Common Stock
2656
2656
D
Restricted Stock Units (right to acquire)
0.0
2016-06-07
4
A
0
2656.0
0.0
A
Common Stock
2656
2656
D
This option shall vest ratably at a rate of 1/12th of the total number of shares granted on each monthly anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.
This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.
By: /s/Judi Otteson, Attorney-in-Fact For: Charles Junggren Abbe
2016-06-08