-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B9sJB1W0zpS4+HdMHuu+TeNJR2QdRPHghudRxy3jI/YOV+z1o6XjEu1M9zky2wKP CT4kde72q+0JUCgmz9P9ww== /in/edgar/work/20000706/0000950142-00-000580/0000950142-00-000580.txt : 20000920 0000950142-00-000580.hdr.sgml : 20000920 ACCESSION NUMBER: 0000950142-00-000580 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000601 FILED AS OF DATE: 20000706 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: POLO RALPH LAUREN CORP CENTRAL INDEX KEY: 0001037038 STANDARD INDUSTRIAL CLASSIFICATION: [2320 ] IRS NUMBER: 132622036 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13057 FILM NUMBER: 668448 BUSINESS ADDRESS: STREET 1: 650 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123187000 MAIL ADDRESS: STREET 1: 1285 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019-6064 COMPANY DATA: COMPANY CONFORMED NAME: FARAH ROGER N CENTRAL INDEX KEY: 0001112072 STANDARD INDUSTRIAL CLASSIFICATION: [ ]DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: POLO RALPH LAUREN CORP STREET 2: 650 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123187000 MAIL ADDRESS: STREET 1: POLO RALPH LAUREN CORP STREET 2: 650 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 0001.txt STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - -------------------------------- -------------------------------- FORM 4 OMB APPROVAL - -------------------------------- -------------------------------- [ ] CHECK THIS BOX IF NO LONGER OMB Number: 3235-0287 SUBJECT TO SECTION 16. FORM 4 Expires: September 30, 1998 OR FORM 5 OBLIGATIONS MAY Estimated average burden CONTINUE. SEE INSTRUCTION 1(B). hours per response .... 0.5 - -------------------------------- --------------------------------
1. Name and Address of Reporting Person * Farah Roger N. (Last) (First) (Middle) 650 Madison Avenue (Street) New York NY 10022 (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol Polo Ralph Lauren Corporation (RL) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement of Month/Year June 2000 5. If Amendment, Date or Original (Month/Year) 6. Relationship of Reporting Person to Issuer (Check all applicable) X Director 10% Owner ----- ----- X Officer (give title Other ----- below) ----- (specify below) President and Chief Operating Officer ------------------------------------- 7. Individual or Join/Group Filing (Check Applicable Line) X Form filed by One Reporting Person ----- Form filed by More than One Reporting Person -----
TABLE I-- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED 1. Title of Security 2. Transaction 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature (Instr. 3) Date action or Disposed of (D) Securities ship of In- Code (Instr. 3, 4 and 5) Beneficially Form: direct (Month/ (Instr. 8) Owned at Direct Bene- Day/ ------------- ------------------------- End of (D) ficial Year) (A) Month Indirect Owner- Code V Amount or Price (Instr. 3 (I) ship (D) and 4) (Instr. 4) (Instr. ) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) 1. Title of Derivative 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv- 6. Date Exer- Security (Instr. 3) sion or action tion Code ative Securities Ac- cisable and Ex- Exercise Date (Instr. 8) quired (A) or Dis- piration Date Price of posed of (D) Deriv- (Month/ (Instr. 3, 4 and 5) (Month/Day/ ative Day/ Year) Security Year) -------------------------------------------------------------- Code V (A) (D) Date Expira- Exer tion cisable Date - ---------------------------------------- ------------- --------- ------------- ---------- ----------- --------- ------- Options issued pursuant to Issuer's 1997 Long-Term Stock Incentive Plan (Right to Buy) $13.96875 6/13/00 A V 100,000 (1) 6/13/10 - ---------------------------------------- ------------- --------- ------------- ---------- ----------- --------- ------- 7. Title and Amount of 8. Price 9. Number 10. Owner- 11. Na- Underlying Securities Deriv of Deriv- ship ture ative ative Form of In- (Instr. 3 and 4) Secur- Secur- of De- direct ity ities rivative Bene- (Instr. Bene Secu- ficial 5) ficially rity: Own- Owned Direct ership - -------------------------------------- at End (D) or (Instr. 4) Amount or of Indi- Title Number of Month rect (I) Shares (Instr. 4) (Instr. 4) - --------------------- --------------- ------------- ------------- ------------- -------------- Class A Common Stock 100,000 350,000 D - --------------------- --------------- ------------- ------------- ------------- --------------
Explanation of Responses: (1) The options vest and become exercisable in three equal annual installments beginning on June 13, 2001. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. /s/ Roger N. Farah June 29, 2000 - ----------------------------------------------- ----------------- **Signature of Reporting Person Date Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. Page 2 SEC 1474 (9-96) -----END PRIVACY-ENHANCED MESSAGE-----