CUSIP No. 007737-10-9 | Page 1 of 5 pages | |
1. |
NAMES OF REPORTING PERSONS Seabreeze Capital Management, LLC
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) 75-3197994
|
|
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
|
|
3. |
SEC USE ONLY
|
|
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION Huntington Beach, California
|
NUMBER OF
SHARES
|
5. |
SOLE VOTING POWER 210,747
|
BENEFICIALLY
OWNED BY
|
6. |
SHARED VOTING POWER 0
|
EACH
REPORTING
|
7. |
SOLE DISPOSITIVE POWER 210,747
|
PERSON
|
8. |
SHARED DISPOSITIVE POWER 0
|
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 210,747
|
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS)
o
|
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.7%
|
12. |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IA
|
CUSIP No. 007737-10-9 | Page 2 of 5 pages |
Item 1(a). |
Name of Issuer:
AeroCentury Corp.
|
Item 1(b).
|
Address of Issuer's Principal Executive Offices:
1440 Chapin Avenue, Suite 310
Burlingame, CA 94010
|
Item 2(a).
|
Name of Person Filing:
Seabreeze Capital Management, LLC
|
Item 2(b).
|
Address of Principal Business Office, or if None, Residence:
3511 Venture Drive
Huntington Beach, CA 92649
|
Item 2(c).
|
Citizenship:
N/A
|
Item 2(d).
|
Common Stock
|
Item 2(e).
|
CUSIP Number:
007737-10-9
|
CUSIP No. 007737-10-9 | Page 3 of 5 pages |
(a)
|
o
|
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
|
(b)
|
o
|
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78o).
|
(c)
|
o
|
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78o).
|
(d)
|
o
|
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
|
(e)
|
x
|
An investment adviser in accordance with s240.13d-1(b)(1)(ii)(E);
|
(f)
|
o
|
An employee benefit plan or endowment fund in accordance with s240.13d-1(b)(1)(ii)(F);
|
(g)
|
o
|
A parent holding company or control person in accordance with s240.13d-1(b)(1)(ii)(G);
|
(h)
|
o
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
(i)
|
o
|
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
(j)
|
o
|
Group, in accordance with s240.13d-1(b)(1)(ii)(J).
|
CUSIP No. 007737-10-9 | Page 4 of 5 pages |
(a) |
Amount beneficially owned:
210,747
|
(b)
|
Percent of class:
13.7%
|
(c)
|
Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote 210,747 ,
(ii) Shared power to vote or to direct the vote 0,
(iii) Sole power to dispose or to direct the disposition of 210,747 ,
(iv) Shared power to dispose or to direct the disposition of 0
|
Item 6.
|
Ownership of More Than Five Percent on Behalf of Another Person.
N/A
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
N/A
|
Item 8.
|
Identification and Classification of Members of the Group.
N/A
|
Item 9.
|
Notice of Dissolution of Group.
N/A
|
CUSIP No. 007737-10-9 | Page 5 of 5 pages |
February 4, 2015 | |
(Date) | |
|
|
/s/ Russell E. Murdock | |
(Signature)
|
|
Russell E. Murdock / President | |
(Name/Title) |