0001036848-17-000024.txt : 20170606 0001036848-17-000024.hdr.sgml : 20170606 20170605173325 ACCESSION NUMBER: 0001036848-17-000024 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20170601 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20170606 DATE AS OF CHANGE: 20170605 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEROCENTURY CORP CENTRAL INDEX KEY: 0001036848 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 943263974 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13387 FILM NUMBER: 17892295 BUSINESS ADDRESS: STREET 1: 1440 CHAPIN AVE STE 310 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 6503401888 MAIL ADDRESS: STREET 1: 1440 CHAPIN AVENUE SUITE 310 CITY: BURLINGAME STATE: CA ZIP: 94010 FORMER COMPANY: FORMER CONFORMED NAME: AEROMAX INC DATE OF NAME CHANGE: 19970331 8-K 1 acy8krerogge.htm REPORT ON FORM 8-K FOR AEROCENTURY CORP. DISCLOSING APPOINTMENT OF DIRECTOR
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
__________________________
 
FORM 8-K
__________________________

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported): June 1, 2017
 
 
AEROCENTURY CORP.
(Exact name of Registrant as specified in its charter)

 
                                     Delaware
                               94-3263974
                                             (State of Incorporation)
           (I.R.S. Employer Identification No.)
 
000-1036848
(Commission File Number)
 
1440 Chapin Avenue, Suite 310
Burlingame, CA 94010
(Address of principal executive offices including Zip Code)

650-340-1888
(Registrant's telephone number, including area code)

Not applicable
(Former name and former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under theExchange Act (17 CFR 240.13e-4(c)
 
 

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
 
On June 1, 2017, the Board of Directors of AeroCentury Corp. (the "Company") appointed Karen Rogge to the Board of Directors of the Company.  At the same time, Ms. Rogge was appointed to the Audit Committee of the Board of Directors of the Company.  Ms. Rogge was appointed to a Class II director seat, the term for which expires at the May 2018 Annual Stockholders' Meeting. 
 
Ms. Rogge is currently President of the RYN Group LLC, a management consulting business, providing CFO and strategic advisory services for public and private companies. Previously, Ms. Rogge was CFO & Senior Vice President of Extreme Networks, a leading network solutions company, and prior to that, served as Vice President of Corporate Finance, Treasurer, & Principal Accounting Officer at Seagate Technology. Earlier in her career, she held executive positions at Inktomi and Hewlett Packard.  Ms. Rogge was most recently on the Board of Directors for Alliance Partners360, a private subsidiary of Medicines360, a pharmaceutical company, and was previously a member of the Supervisory (Audit) Committee for the Technology Credit Union. 
 
On June 5,  2017, the Company issued a press release announcing the appointment of Ms. Rogge to the Board of Directors, a copy of which is attached hereto.
 
Item 9.01 Financial Statements and Exhibits.
 
 (d)  Exhibit
 
    99.1   Press Release regarding Appointment of Karen M. Rogge as Director, dated June 5, 2017
 
 
AEROCENTURY CORP.
 
By: /s/ Toni M. Perazzo
Toni M. Perazzo
Sr. Vice President & Chief Financial Officer
 
 
 
EX-99.1 2 pressreleasererogge.htm PRESS RELEASE DATED JUNE 5, 2017 RE: ROGGE APPOINTMENT
 

Evan Wallach
Chairman
(650) 340-1888
Karen Rogge Joins AeroCentury Corp. Board of Directors

BURLINGAME, California, June 5, 2017 -- AeroCentury Corp. (NYSE MKT: ACY), an independent aircraft leasing company, today reported that Karen Rogge has been appointed to its Board of Directors, effective immediately.

"As AeroCentury continues to invest for future growth, Karen's strategic business and financial acumen are excellent additions to our Board," said Evan Wallach, Chairman of the Board of Directors at AeroCentury.  "She brings a unique blend of financial and operations expertise to the boardroom, with experience in mergers and acquisitions, capital fundraising, and scaling business operations."

Ms. Rogge has executive financial and operations management experience with leading public technology companies including Hewlett Packard, Seagate Technology, and Extreme Networks, as well as private companies.  She is President of the RYN Group LLC, a management consulting business, providing CFO and strategic advisory services for public and private companies.  Previously, Ms. Rogge was CFO & Senior Vice President of Extreme Networks, a leading network solutions company.  Prior to that, she was Vice President of Corporate Finance, Treasurer, & Principal Accounting Officer at Seagate Technology. Earlier in her career, she held executive positions at Inktomi and Hewlett Packard.

"I am honored to join AeroCentury's Board of Directors and Audit Committee.  I look forward to working with the Board to best serve the interests of AeroCentury's shareholders," said Karen Rogge.

Ms. Rogge was most recently a Board member for Alliance Partners360, a private subsidiary of Medicines360, a pharmaceutical company, and a Supervisory (Audit) Committee Member for the Technology Credit Union. She holds an M.B.A degree from Santa Clara University, and a B.S. degree from California State University, Fresno.

AeroCentury is a global aircraft operating lessor and finance company specializing in leasing regional jet and turboprop aircraft and related engines. The Company's aircraft and engines are leased to regional airlines and commercial users worldwide.

####

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