0001036848-17-000014.txt : 20170504 0001036848-17-000014.hdr.sgml : 20170504 20170504171510 ACCESSION NUMBER: 0001036848-17-000014 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170503 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20170504 DATE AS OF CHANGE: 20170504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEROCENTURY CORP CENTRAL INDEX KEY: 0001036848 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 943263974 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13387 FILM NUMBER: 17815151 BUSINESS ADDRESS: STREET 1: 1440 CHAPIN AVE STE 310 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 6503401888 MAIL ADDRESS: STREET 1: 1440 CHAPIN AVENUE SUITE 310 CITY: BURLINGAME STATE: CA ZIP: 94010 FORMER COMPANY: FORMER CONFORMED NAME: AEROMAX INC DATE OF NAME CHANGE: 19970331 8-K 1 acy8k2017stockholdervote.htm REPORT ON FORM 8-K RE: ANNUAL MEETING STOCKHOLDER VOTE

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION 

WASHINGTON, D.C. 20549 

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported):   May 3, 2017

AEROCENTURY CORP.

_____________________________________

(Exact name of registrant as specified in its charter)

Delaware

94-3263974

(State or Other Jurisdiction of incorporation)

(I.R.S. Employer Identification No.)

1440 Chapin Avenue, Suite 310 Bulingame, CA 

94010

(Address of principal executive offices)

(Zip Code)

 

(650)-340-1888

Registrant’s telephone number, including area code:

 

Not Applicable

Former Name or Former Address, if changed since last report

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




Item 5.07.                      Submission of Matters to a Vote of Security Holders.

On May 3, 2017 the following matters were submitted to a vote of the stockholders of AeroCentury Corp. (the "Company"):

(1)

the election of two members to the Board of Directors;

(2)

the approval, in a non-binding vote, of the compensation of the Company's named executive officers as disclosed in the Proxy Statement; and

(3)

the ratification of the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm.

The following is a summary of the voting results:

1.  Election of Director:

Nominee

 

Votes For

   

Votes Withheld

   

Broker Non-Votes

 

Roy E. Hahn

   

693,402

     

108,095

     

574,783

 

Toni M. Perazzo

   

666,096

     

135,401

     

574,783

 

Mr. Hahn and Ms. Perazzo were  re-elected to each serve a three-year term expiring at the 2020 Annual Meeting of Stockholders of the Company.

2.  Non-binding Advisory Vote Approving the Compensation of the Company's Named Executive Officers as Disclosed in the Proxy Statement:

Votes For

 

Votes Against

 

Votes Abstained

 

Broker Non-Votes

 
   

617,795

     

178,651

     

5,051

     

574,783

 

 

3. Ratification of the Appointment of BDO USA, LLP as the Company’s Independent Registered Public Accounting Firm:

Votes For

 

Votes Against

 

Votes Abstained

 
   

1,332,785

     

29,317

     

14,178

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized.

AEROCENTURY CORP.

Date: May 4, 2017

By:  

/s/  Toni M. Perazzo

Title: Sr. Vice - President, Finance

 

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