FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
INTEST CORP [ INTT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 08/18/2014 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 08/18/2014 | S | 600 | D | $4.7125 | 23,400 | I(1) | By 2001 Trust | ||
Common Stock | 08/18/2014 | S | 5,000 | D | $4.7101 | 18,400 | I(1) | By 2001 Trust | ||
Common Stock | 08/19/2014 | S | 3,950 | D | $4.69 | 14,450 | I(1) | By 2001 Trust | ||
Common Stock | 08/19/2014 | S | 4,900 | D | $4.6901 | 9,550 | I(1) | By 2001 Trust | ||
Common Stock | 1,128,006 | D(2) | ||||||||
Common Stock | 150,427 | I(3) | By Spouse | |||||||
Common Stock | 178,598 | I(4) | By Daughter | |||||||
Common Stock | 260,000 | I(5) | By 2003 Trust | |||||||
Common Stock | 115,000 | I(6) | By 2000 Trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. These shares are owned solely by the Alyn R. Holt 2001 Irrevocable Agreement of Trust u/a dated 10/22/01 ("2001 Trust") of which Mr. Holt is Special Investment Trustee. Mr. Holt has no pecuniary interest in these shares. Accordingly, the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
2. These shares are owned solely by Alyn R. Holt. Mr. Holt is a member of a "13d group" with Connie E. Holt, Kristen Holt Thompson, the Alyn R. Holt Trust fbo Kristen Holt Thompson u/a dated 4/14/03 ("2003 Trust"), and the Holt Charitable Remainder Unitrust u/a dated 5/22/00 ("2000 Trust") for purposes of Section 13(d) of the Exchange Act. The 2001 Trust is no longer a part of this 13d group. |
3. These shares are owned solely by the reporting person's spouse, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
4. These shares are owned solely by the reporting person's daughter. The reporting person gained attributable beneficial ownership in the shares when she moved into his household. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
5. These shares are owned solely by the 2003 Trust established for the benefit of the reporting person's daughter. The reporting person gained attributable beneficial ownership in the shares when his daughter moved into his household. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
6. These shares are owned solely by the 2000 Trust. The reporting person reports beneficial ownership of the shares by the Trust due solely to the interest of his spouse therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
/s/ Alyn R. Holt | 08/20/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |