-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TjWtPdenjKO9ptgIO4fuE5Bh2YOAO/F0+y4ZO4kfU+fEkN8beKlYAeAy6fi2abwo SXf73sxQZi8rnHD6FMd8Jg== 0000950159-11-000102.txt : 20110214 0000950159-11-000102.hdr.sgml : 20110214 20110214120312 ACCESSION NUMBER: 0000950159-11-000102 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCHNEIDER CAPITAL MANAGEMENT CORP CENTRAL INDEX KEY: 0001036250 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 460 E SWEDESFORD RD STREET 2: SUITE 1080 CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 6106878080 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OPENWAVE SYSTEMS INC CENTRAL INDEX KEY: 0001082506 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943219054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57801 FILM NUMBER: 11603821 BUSINESS ADDRESS: STREET 1: 2100 SEAPORT BLVD. CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-480-8000 MAIL ADDRESS: STREET 1: 2100 SEAPORT BLVD. CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: PHONE COM INC DATE OF NAME CHANGE: 19990504 FORMER COMPANY: FORMER CONFORMED NAME: UNWIRED PLANET INC DATE OF NAME CHANGE: 19990324 SC 13G/A 1 openwave13ga.htm OPENWAVE SYSTEMS INC. SCHEDULE 13G/A openwave13ga.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549


SCHEDULE 13G


Under the Securities Exchange Act of 1934
(Amendment No. 3) *

Openwave Systems Inc.
(Name of Issuer)

COMMON STOCK
(Title of Class of Securities)

683718308
(CUSIP Number)

December 31, 2010
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:


 
x
Rule 13d-1 (b)
 
o  
Rule 13d-1 (c)
 
o
Rule 13d-1 (d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

1. NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

EIN 23-2856392
Schneider Capital Management Corporation
 
 
 
 

 

2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)
o
  (b)
o

3. SEC USE ONLY

4. CITIZENSHIP OR PLACE OF ORGANIZATION
PENNSYLVANIA

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5. SOLE VOTING POWER
1,983,921

6. SHARED VOTING POWER
None

7. SOLE DISPOSITIVE POWER
3,912,617

8. SHARED DISPOSITIVE POWER
None

9.  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,912,617
 
10.  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  o

11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.64%

12. TYPE OF REPORTING PERSON
IA
 

 
 
- 2 -

 
 
GENERAL INSTRUCTIONS

Item 1.  
 
(a)  Name of Issuer
Openwave Systems Inc.

(b)  Address of Issuer's Principal Executive Offices

2100 Seaport Blvd.
Redwood City, CA  94063

Item 2.  

(a)  
Name of Person Filing
SCHNEIDER CAPITAL MANAGEMENT CORPORATION

(b)  
Address of Principal Business Office or, if none, Residence
460 E. Swedesford Rd., Suite 2000
Wayne, PA  19087

(c)  
Citizenship
UNITED STATES

(d)  
Title of Class of Securities
COMMON STOCK

(e)  
CUSIP Number
683718308

Item 3.       If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

(a)  o      Broker or dealer registered under Section 15 of the Act

(b)  o      Bank as defined in section 3(a)(6) of the Act

(c)  o      Insurance company as defined in section 3(a)(19) of the Act

(d)   Investment company registered under section 8 of the Investment Company Act of 1940

(e)  x     An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E)
 
 
 
- 3 -

 

(f)   o An employee benefit plan or endowment fund in accordance with §§240.13d-1(b)(1)(ii)(F)

(g)  o A parent holding company, in accordance with §§240.13d-1(b)(1)(ii)(G)

(h)  o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act

(i)   o A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940

(j)   o Group, in accordance with §§240.13d-1(b)(1)(ii)(H)

Item 4.  Ownership.

(a) Amount Beneficially Owned
3,912,617

(b) Percent of Class
4.64%

(c) Number of shares as to which such person has:

(i) sole power to vote or to direct the vote
1,983,921
(ii) shared power to vote or to direct the vote
None
(iii) sole power to dispose or to direct the disposition of
3,912,617
(iv) shared power to dispose or to direct the disposition of
None

Item 5.  Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ý.

Item 6.  Ownership of More than Five Percent on Behalf of Another Person.
None

Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
N/A

Item 8.  Identification and Classification of Members of the Group.
N/A
 
 
 
- 4 -

 

Item 9.  Notice of Dissolution of Group.
N/A

Item 10.  Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


   
February 14, 2011
 
   
Date
 
       
       
   
/s/ Gary P. Soura, Jr.
 
   
Signature
 
       
       
   
GARY P. SOURA, JR.
 
   
SR. VICE PRESIDENT
 
   
Name/Title
 

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative.  If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference.  The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
 
Attention:  Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)
 
 
 
- 5 -

 

AMENDED ITEMS
 
Number of Shares Beneficially Owned by Each Reporting Person With:
 
5.
Sole Voting Power
 
 
1,983,921
 
7.
Sole Dispositive Power
 
 
3,912,617
 
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
 
3,912,617
 
11.
Percent of Class Representing the Aggregate Amount Beneficially Owned by Each  Reporting Person

 
4.64%
 

 
 
- 6 -

 
 
 
DRINKER BIDDLE & REATH LLP
One Logan Square, Ste. 2000
Philadelphia, PA 19103-6996

February 14, 2011

VIA EDGAR

Filing Desk
U.S. Securities and Exchange Commission
Washington, D.C.


  Re:
Schneider Capital Management Corporation 801-55439
   
Openwave Systems Inc.
 
Dear Sir/Madam:

Enclosed for filing is a Schedule 13G on behalf of Schneider Capital Management Corporation (“SCM”), which is an investment adviser registered under the Investment Advisers Act of 1940. This filing relates to SCM’s holding of common shares issued by Openwave Systems Inc.  This is Amendment No. 3 to the 13G filing regarding SCM’s holding of common shares issued by Openwave Systems Inc. (CUSIP No. 683718308).

Please contact me at (215) 988-2719 if you have any questions.


 
Sincerely,
 
     
 
/s/ Audrey C. Talley
 
 
Audrey C. Talley, Esq.
 


cc:
VIA CERTIFIED OR REGISTERED MAIL
   
 
Openwave Systems Inc.
 
2100 Seaport Blvd.
 
Redwood City, CA  94063



 
  - 7 -

-----END PRIVACY-ENHANCED MESSAGE-----