0001437749-21-014809.txt : 20210615 0001437749-21-014809.hdr.sgml : 20210615 20210615134725 ACCESSION NUMBER: 0001437749-21-014809 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210611 FILED AS OF DATE: 20210615 DATE AS OF CHANGE: 20210615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chilton Anton CENTRAL INDEX KEY: 0001644597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 211017712 BUSINESS ADDRESS: BUSINESS PHONE: 8055666100 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 FORMER NAME: FORMER CONFORMED NAME: Chilton Anton Weinert DATE OF NAME CHANGE: 20150609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 rdgdoc.xml FORM 4 X0306 4 2021-06-11 0001036188 QAD INC QADA_QADB 0001644597 Chilton Anton 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 CEO Class A Common Stock 2021-06-11 4 M 0 13376 0 A 127820 D Class A Common Stock 2021-06-11 4 F 0 6631 79 D 121189 D Class A Common Stock 2021-06-11 4 F 0 3385 79 D 117804 D Performance Stock Units ("PSUs") 0 2021-06-11 4 M 0 13376 0 D Class A Common Stock 13376 11000 D PSUs have no exercise date. Not applicable. The number of PSUs owned following the transaction reported herein is a target number only. /s/ Mark Rasmussen, Attorney in Fact for Anton Chilton 2021-06-15