0001437749-21-014806.txt : 20210615 0001437749-21-014806.hdr.sgml : 20210615 20210615133046 ACCESSION NUMBER: 0001437749-21-014806 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210611 FILED AS OF DATE: 20210615 DATE AS OF CHANGE: 20210615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER PAMELA M CENTRAL INDEX KEY: 0001102753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 211017669 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 rdgdoc.xml FORM 4 X0306 4 2021-06-11 0001036188 QAD INC QADA_QADB 0001102753 LOPKER PAMELA M 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 President Class A Common Stock 2021-06-11 4 M 0 13376 0 A 4355799 D Class A Common Stock 2021-06-11 4 F 0 5892 79 D 4349907 D Class A Common Stock 2021-06-11 4 F 0 3634 79 D 4346273 D Class A Common Stock 156206 D Class A Common Stock 634982 I Estate of Karl F. Lopker Performance Stock Units ("PSUs") 0 2021-06-11 4 M 0 13376 0 D Class A Common Stock 13376 11000 D PSUs have no exercise date. Not applicable. The number of PSUs owned following the transaction reported herein is a target number only. /s/ Mark Rasmussen, Attorney in Fact for Pamela M. Lopker 2021-06-15