0001437749-21-014489.txt : 20210610 0001437749-21-014489.hdr.sgml : 20210610 20210610142740 ACCESSION NUMBER: 0001437749-21-014489 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210608 FILED AS OF DATE: 20210610 DATE AS OF CHANGE: 20210610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER PAMELA M CENTRAL INDEX KEY: 0001102753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 211007732 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 rdgdoc.xml FORM 4 X0306 4 2021-06-08 0001036188 QAD INC QADA_QADB 0001102753 LOPKER PAMELA M 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 President Class A Common Stock 2021-06-08 4 M 0 160000 11.81 A 4425896 D Class A Common Stock 2021-06-08 4 D 0 24627 76.73 D 4401269 D Class A Common Stock 2021-06-08 4 F 0 58846 76.73 D 4342423 D Class B Common Stock 2021-06-08 4 M 0 30000 10.50 A 90840 D Class B Common Stock 2021-06-08 4 D 0 6322 49.83 D 84518 D Class B Common Stock 2021-06-08 4 F 0 9221 49.83 D 75297 D Class A Common Stock 156206 D Class A Common Stock 634982 I Estate of Karl F. Lopker Class B Common Stock 2357535 D Class B Common Stock 108868 I Estate of Karl F. Lopker Stock Appreciation Right (Right to Buy) 11.81 2021-06-08 4 M 0 160000 0 D 2014-06-11 2021-06-11 Class A Common Stock 160000 0 D Stock Appreciation Right (Right to Buy) 10.50 2021-06-08 4 M 0 30000 0 D 2014-06-11 2021-06-11 Class B Common Stock 30000 0 D /s/ Mark Rasmussen, Attorney in Fact for Pamela M. Lopker 2021-06-10