0001437749-21-014489.txt : 20210610
0001437749-21-014489.hdr.sgml : 20210610
20210610142740
ACCESSION NUMBER: 0001437749-21-014489
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210608
FILED AS OF DATE: 20210610
DATE AS OF CHANGE: 20210610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOPKER PAMELA M
CENTRAL INDEX KEY: 0001102753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35013
FILM NUMBER: 211007732
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QAD INC
CENTRAL INDEX KEY: 0001036188
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770105228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
BUSINESS PHONE: 8055666000
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-06-08
0001036188
QAD INC
QADA_QADB
0001102753
LOPKER PAMELA M
100 INNOVATION PLACE
SANTA BARBARA
CA
93108
1
1
1
President
Class A Common Stock
2021-06-08
4
M
0
160000
11.81
A
4425896
D
Class A Common Stock
2021-06-08
4
D
0
24627
76.73
D
4401269
D
Class A Common Stock
2021-06-08
4
F
0
58846
76.73
D
4342423
D
Class B Common Stock
2021-06-08
4
M
0
30000
10.50
A
90840
D
Class B Common Stock
2021-06-08
4
D
0
6322
49.83
D
84518
D
Class B Common Stock
2021-06-08
4
F
0
9221
49.83
D
75297
D
Class A Common Stock
156206
D
Class A Common Stock
634982
I
Estate of Karl F. Lopker
Class B Common Stock
2357535
D
Class B Common Stock
108868
I
Estate of Karl F. Lopker
Stock Appreciation Right (Right to Buy)
11.81
2021-06-08
4
M
0
160000
0
D
2014-06-11
2021-06-11
Class A Common Stock
160000
0
D
Stock Appreciation Right (Right to Buy)
10.50
2021-06-08
4
M
0
30000
0
D
2014-06-11
2021-06-11
Class B Common Stock
30000
0
D
/s/ Mark Rasmussen, Attorney in Fact for Pamela M. Lopker
2021-06-10