0001437749-20-013182.txt : 20200615
0001437749-20-013182.hdr.sgml : 20200615
20200615194203
ACCESSION NUMBER: 0001437749-20-013182
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200611
FILED AS OF DATE: 20200615
DATE AS OF CHANGE: 20200615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOPKER PAMELA M
CENTRAL INDEX KEY: 0001102753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35013
FILM NUMBER: 20964623
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QAD INC
CENTRAL INDEX KEY: 0001036188
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770105228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
BUSINESS PHONE: 8055666000
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-06-11
0001036188
QAD INC
QADA_QADB
0001102753
LOPKER PAMELA M
100 INNOVATION PLACE
SANTA BARBARA
CA
93108
1
1
1
President
Class A Common Stock
2020-06-11
4
A
0
33000
0
A
4243396
D
Class A Common Stock
156206
D
Class A Common Stock
634982
I
Estate of Karl F. Lopker
Performance Stock Units
0
2020-06-11
4
A
0
22000
0
A
Class A Common Stock
22000
22000
D
Grant of restricted stock units ("RSUs") that are common stock equivalents and may be settled solely in shares of Issuer's Class A common stock.
RSUs vest one-quarter per year on the anniversary date of the grant over four years.
Represents a grant of performance stock units ("PSUs") to acquire the Issuer's Class A common stock. The PSUs vest one-half per year on the anniversary date of the grant over two years, subject to the satisfaction of a performance-related milestone. The number of share reflected is the target number of shares which may be acquired in the aggregate by the reporting person. The actual number of shares that may ultimately be delivered ranges from zero to 44,000.
See footnote 3. PSUs have no exercise date.
Not applicable.
/s/ Mark Rasmussen, Attorney in Fact for Pamela M. Lopker
2020-06-15