0001437749-20-012961.txt : 20200611 0001437749-20-012961.hdr.sgml : 20200611 20200611195304 ACCESSION NUMBER: 0001437749-20-012961 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200610 FILED AS OF DATE: 20200611 DATE AS OF CHANGE: 20200611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER PAMELA M CENTRAL INDEX KEY: 0001102753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 20958488 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 rdgdoc.xml FORM 4 X0306 4 2020-06-10 0001036188 QAD INC QADA_QADB 0001102753 LOPKER PAMELA M 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 President Class A Common Stock 2020-06-10 4 M 0 160000 12.85 A 4303945 D Class A Common Stock 2020-06-10 4 D 0 45965 44.73 D 4257980 D Class A Common Stock 2020-06-10 4 F 0 47584 44.73 D 4210396 D Class A Common Stock 156206 D Class A Common Stock 634982 I Estate of Karl F. Lopker Stock Appreciation Right (Right to Buy) 12.85 2020-06-10 4 M 0 160000 0 D 2013-06-12 2020-06-12 Class A Common Stock 160000 0 D /s/ Mark Rasmussen, Attorney in Fact for Pamela M. Lopker 2020-06-11