0001437749-19-024282.txt : 20191212
0001437749-19-024282.hdr.sgml : 20191212
20191212143714
ACCESSION NUMBER: 0001437749-19-024282
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191210
FILED AS OF DATE: 20191212
DATE AS OF CHANGE: 20191212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOPKER PAMELA M
CENTRAL INDEX KEY: 0001102753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35013
FILM NUMBER: 191281643
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QAD INC
CENTRAL INDEX KEY: 0001036188
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770105228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
BUSINESS PHONE: 8055666000
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-12-10
0001036188
QAD INC
QADA_QADB
0001102753
LOPKER PAMELA M
100 INNOVATION PLACE
SANTA BARBARA
CA
93108
1
1
1
President
Class A Common Stock
2019-12-10
4
M
0
150000
10.56
A
4418095
D
Class A Common Stock
2019-12-10
4
D
0
32877
48.18
D
4385218
D
Class A Common Stock
2019-12-10
4
F
0
49273
48.18
D
4335945
D
Class A Common Stock
2019-12-11
4
S
0
3000
48.67
D
4332945
D
Class A Common Stock
156206
D
Class A Common Stock
634982
I
Estate of Karl F. Lopker
Stock Appreciation Right (Right to Buy)
10.56
2019-12-10
4
M
0
150000
0
D
2012-12-13
2019-12-13
Class A Common Stock
150000
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.40 to $49.00, inclusive. The reporting person undertakes to provide to QAD Inc., any security holder of QAD Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
/s/ Kelley Chubb, Attorney in Fact for Pamela M. Lopker
2019-12-11