0001437749-19-017464.txt : 20190826
0001437749-19-017464.hdr.sgml : 20190826
20190826165329
ACCESSION NUMBER: 0001437749-19-017464
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190822
FILED AS OF DATE: 20190826
DATE AS OF CHANGE: 20190826
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOPKER PAMELA M
CENTRAL INDEX KEY: 0001102753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35013
FILM NUMBER: 191053478
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QAD INC
CENTRAL INDEX KEY: 0001036188
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770105228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
BUSINESS PHONE: 8055666000
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-08-22
0001036188
QAD INC
QADA_QADB
0001102753
LOPKER PAMELA M
100 INNOVATION PLACE
SANTA BARBARA
CA
93108
1
1
1
President
Class A Common Stock
2019-08-22
4
M
0
80000
19.12
A
666880
I
Estate of Karl F. Lopker
Class A Common Stock
2019-08-22
4
D
0
40042
38.20
D
626838
I
Estate of Karl F. Lopker
Class B Common Stock
2019-08-22
4
M
0
15000
16.07
A
117359
I
Estate of Karl F. Lopker
Class B Common Stock
2019-08-22
4
D
0
8491
28.39
D
108868
I
Estate of Karl F. Lopker
Class A Common Stock
4438873
D
Class A Common Stock
156206
D
Class B Common Stock
2357535
D
Class B Common Stock
51524
D
Stock Appreciation Right (Right to Buy)
19.12
2019-08-22
4
M
0
80000
0
A
2017-06-14
2019-08-25
Class A Common Stock
80000
0
I
Estate of Karl F. Lopker
Stock Appreciation Right (Right to Buy)
16.07
2019-08-22
4
M
0
15000
0
A
2017-06-14
2019-08-25
Class B Common Stock
15000
0
I
Estate of Karl F. Lopker
/s/ Kelley Chubb, Attorney in Fact for Pamela M. Lopker
2019-08-23