0001437749-19-017462.txt : 20190826 0001437749-19-017462.hdr.sgml : 20190826 20190826165217 ACCESSION NUMBER: 0001437749-19-017462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190822 FILED AS OF DATE: 20190826 DATE AS OF CHANGE: 20190826 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER PAMELA M CENTRAL INDEX KEY: 0001102753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 191053469 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 rdgdoc.xml FORM 4 X0306 4 2019-08-22 0001036188 QAD INC QADA_QADB 0001102753 LOPKER PAMELA M 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 President Class A Common Stock 2019-08-22 4 M 0 160000 22.18 A 641802 I Estate of Karl F. Lopker Class A Common Stock 2019-08-22 4 D 0 92901 38.20 D 548901 I Estate of Karl F. Lopker Class B Common Stock 2019-08-22 4 M 0 30000 18.80 A 116568 I Estate of Karl F. Lopker Class B Common Stock 2019-08-22 4 D 0 19867 28.39 D 96701 I Estate of Karl F. Lopker Class A Common Stock 4438873 D Class A Common Stock 156206 D Class B Common Stock 2357535 D Class B Common Stock 51524 D Stock Appreciation Right (Right to Buy) 22.18 2019-08-22 4 M 0 160000 0 A 2015-06-11 2019-08-25 Class A Common Stock 160000 0 I Estate of Karl F. Lopker Stock Appreciation Right (Right to Buy) 18.80 2019-08-22 4 M 0 30000 0 A 2015-06-11 2019-08-25 Class B Common Stock 30000 0 I Estate of Karl F. Lopker /s/ Kelley Chubb, Attorney in Fact for Pamela M. Lopker 2019-08-23